證券商董事 的英文怎麼說

中文拼音 [zhèngquànshāngdǒngshì]
證券商董事 英文
dealing director
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 董 : Ⅰ動詞[書面語] （監督管理） direct; superintend; supervise Ⅱ名詞1. （董事） director; trustee 2. （姓氏） a surname
  • 事 : 名1 （事情） matter; affair thing; business 2 （事故） trouble; accident 3 （職業;工作） job; wor...
  • 證券商 : dealer in securities
  • 證券 : bond; security; negotiable securities
  • 董事 : director; trustee
  1. A director, supervisor, or representative of a juristic - person director or juristic - person supervisor, of the securities firm, or any of its employees or a shareholder holding more than 10 percent of its total shares

    一、證券商之董事、監察人及法人董事、監察人之代表人、受僱人或持有公司股份超過股份總額百分之十之股東。
  2. Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc

    證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。
  3. Dr li is a director of pccw limited, china merchants china direct investments limited, china overseas land investment limited, cosco pacific limited, dow jones company inc., guangdong investment limited, the hong kong and china gas company limited, the hongkong and shanghai hotels limited, hong kong interbank clearing limited, the hong kong mortgage corporation limited, san miguel brewery hong kong limited, scmp group limited and vitasoy international holdings limited

    李國寶博士亦出任其他機構董事，計有：電訊盈科有限公司招商局中國基金有限公司中國海外發展有限公司中遠太平洋有限公司道瓊斯公司粵海投資有限公司香港中華煤氣有限公司香港上海大酒店有限公司香港銀行同業結算有限公司香港按揭證券有限公司香港生力啤酒廠有限公司scmp集團有限公司及維他奶國際集團有限公司。
  4. Dr li is a director of pccw limited, china merchants china direct investments limited, china overseas land & investment limited, cosco pacific limited, dow jones & company inc., guangdong investment limited, the hong kong and china gas company limited, the hongkong and shanghai hotels limited, hong kong interbank clearing limited, the hong kong mortgage corporation limited, san miguel brewery hong kong limited, scmp group limited and vitasoy international holdings limited

    李國寶博士亦出任其他機構董事，計有：電訊盈科有限公司、招商局中國基金有限公司、中國海外發展有限公司、中遠太平洋有限公司、道瓊斯公司、粵海投資有限公司、香港中華煤氣有限公司、香港上海大酒店有限公司、香港銀行同業結算有限公司、香港按揭證券有限公司、香港生力啤酒廠有限公司、 scmp集團有限公司及維他奶國際集團有限公司。
  5. We also confirm that there are no negotiations or agreements relating to intended acquisitions or realizations which are discloseable under chapters 19 to 20 of the rules governing the listing of securities on the growth enterprise market of the stock exchange the " gem listing rules ", neither is the board of directors the " board " of the company aware of any matter discloseable under the general obligation imposed by rule 17. 10 of the gem listing rules, which is or may be of a price sensitive nature

    吾等亦確定目前並無任何有關收購或出售建議之磋商或協議而根據聯交所創業板證券上市規則創業板上市規則第19至20章定須予披露者，且就本公司董事會董事會所知，並無任何足以影響或可能影響股價之事項而根據創業板上市規則第17 . 10條規定之一般責任而須予披露。
  6. Chapter 3, guided by the basic theory of civil compensation for misrepresentation tort damages, deals with those who have caused damage to investors and shall be liable to pay compensation, including the issuer, the underwriter, directors and certified accountants for the wrong committed by them

    第三部分：以虛假陳述民事侵權損害賠償基本理論為指導，具體分析了證券市場不同主體，包括發行人、證券承銷商、董事、注冊會計師等的過錯責任承擔。
  7. Nasd regulates nasdaq and conducts investigations of individual cases without consulting any members of nasdaq ' s management or board

    全美證券交易商協會對納斯達克進行監管，並對獨立個案實施調查，而無須徵求納斯達克管理層或董事會任何成員的意見。
  8. A distinguished entrepreneur in hong kong, mr. fung wing cheung, tony is currently chairman and executive director of yu ming investments limited, and has had a career spanning over 20 years in the investment and securities industry and china trade

    馮永祥先生為傑出的商界領袖，現任禹銘投資有限公司主席兼執行董事，從事投資、證券業務及中國貿易達二十年。
  9. Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption

    正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。
  10. 5 a securities firm conducting wealth management business shall, acting in accordance with laws and regulations governing the products and services that it provides, adopt the following management policy and working procedures, which shall be implemented after they have been approved by the board of directors ( or, in the case of a taiwan branch of a foreign securities firm, such approval may be given by a person authorized by the head office )

    五、證券商辦理本項業務，應依據所提供之各商品及服務有關法令規范，訂定下列經營政策與作業程序，並報經董事會（外國證券商在臺分支機構可由總公司授權人員）核可后辦理。
  11. Today nasdaq and nasd have separate managements, boards of directors and chairmen

    如今，納斯達克與全美證券交易商協會已分離了各自的管理層、董事會和董事長。
  12. Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material

    再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。
  13. Mr xeon say, director of refco forex limited, a licensed leveraged foreign exchange trader with the securities and futures commission, remarked : " individual forex investors in hong kong can now enjoy fast, secure and reliable access to global markets through our high performance electronic trading platform

    Refco forex limited為一家領有香港證券及期貨事務監察委員會牌照的杠桿式外匯交易商，公司董事徐瑞安稱：香港的外匯投資者現可透過我們的高效能電子交易平臺，參與環球市場，程序不但快捷方便，而且安全可靠。
  14. We also confirm that there are no negotiations or agreements relating to intended acquisitions or realizations which are discloseable under chapters 19 to 20 of the rules governing the listing of securities on the growth enterprise market of the stock exchange ( the " gem listing rules " ), neither is the board of directors ( the " board " ) of the company aware of any matter discloseable under the general obligation imposed by rule 17. 10 of the gem listing rules, which is or may be of a price sensitive nature

    吾等亦確定目前並無任何有關收購或出售建議之磋商或協議而根據聯交所《創業板證券上市規則》 （創業板上市規則）第19至20章規定須予披露者，且就本公司董事會（董事會）所知，並無任何足以影響或可能影響股價之事項而根據創業板上市規則第17
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