證券商行 的英文怎麼說
中文拼音 [zhèngquànshāngháng]
證券商行
英文
stock exchange firms-
A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration
證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心，轉知證券集中保管事業辦理有價證券撥付作業，或通知清算銀行辦理轉帳登記。Firstly, proem, it concise introduces the background ; secondly, it introduces the reform of the commission system and the dilemma of the securities companies in our country ; thirdly, it puts forward the idea of implementation of " optionally differential strategies " as the natural choice for the future development of the securities brokers in our country, through the analysis of the current competitive environment of the securities companies in our country and study on the alternatives of competitive strategies ; the forth, it describes how to practice " optionally differential strategies ", which including three aspect : the choice of the core competition ability, the measures for the implementation are brought forth, and the condition of practice the strategies ; the fifth, it " s the summary of the dissertation
第一部分，簡介論文寫作背景；每二部分，介紹我國傭金制度改革以及改革后我國證券公司所面臨的困境；第三部分，通過對現階段我國證券公司競爭環境的分析，進行競爭戰略選擇研究，提出實施選擇性差別化戰略應成為我國證券商未來發展的必然選擇。第四部分，提出「選擇性差別化戰略」的實施措施，包括拓展業務領域、拓寬交易渠道及改革證券商管理模式三方面可操作的內容；第五部分，對全文作概括性的總結。Rodger riney is the president and chief executive officer of scottrade, inc., which he founded in 1980 as a discount brokerage firm serving individual investors
羅傑?潤禮於1980年創辦史考特證券公司，目前擔任史考特證券的公司總裁兼首席執行長，史考特證券是一家折扣經紀證券商，主要服務個人投資者。After introducing the historic 、 economic 、 social background of china ’ s securities industry, the thesis classified its process into several stages and then disclosed lots of frustration accompanying its growth. currently, an increasing number of problems, such as unreasonable structure of securities industry, difficult operating environment, and ubiquitous unadaptable corporate governance, are beginning to surface. the purpose of this thesis is to find out profoud reason of the conflict phenomenon, then providing the solution for the growth of china ’ s securities industry. to achieve this target, on the guidance of some theories, such as that of industrial organization 、 corporate governance and core competence, this thesis made plenty of analysis about several indexes
本論文從當代中國券商行業的歷史背景、經濟背景、社會文化背景入手，通過對券商發展的階段劃分，揭示中國券商行業發展過程中的諸多曲折，尤其是在新的時代背景下，券商行業中出現的眾多與證券市場發展不相適應的地方，既有行業結構不合理的內因，也有行業外部經營環境惡化的外因，還有普遍存在的公司治理結構欠妥等原因。All sold emerging stocks but those traded directly with market makers must be cleared via taiwan securities central depository ; tscd s book - entry securities system for delivery. different from the tse and gtsm stocks, those traded in the emerging market must be deposited into tscd two days prior to the trade date. payment will be delivered to seller s bank account on t 2 by noon
賣出的興櫃股票，除自行與推薦證券商在系統外議價成交者外，一律要透過集保帳簿劃撥方式辦理交付，賣出興櫃股票至少必須在成交當日將股票送存集保結算所，才可以辦理交割即：Investors can acquire information such as daily volume, high low, and daily weighted average price from gtsm web site, securities firms, and or market data vendors. q3 - 15. how do i obtain information on ex - right and ex - dividend stocks ? will gtsm provide the ex - dividend and ex - right prices
櫃臺中心在收市后會揭示當日成交數量最高最低最後及加權平均成交價格等，投資人可以從櫃臺中心網站網址為http : www . gretai . org . tw證券商營業處所資訊公司蕃薯藤網站等即時行情系統或經由電話洽詢證券商營業員等方式，取得這些資訊。Through comparison of securities supervision system, issuing market, trading market, serving market and so on among united kingdom, united states, japan and china, we can find that the following problems in our securities supervision : multi - management and inconsistent policies, incomplete jurisdiction system, irregular self - disciplinary system, incomplete verification system of securities issuing market, high risks brought by single type broker dealers, weak securities supervision, backward supervision concept and poor quality of supervisors
通過將我國與英、美、日等幾個主要國家進行證券監管體系、發行市場、交易市場、服務市場等方面的比較，可以看出，我國在證券監管方面存在證券監管多頭管理、政出多門，證券監管的法律體系不完善，證券市場的自律機制不健全，證券發行市場的核準制不完善，證券商種類單一、風險較高，證券監管乏力，監管理念落後，監管人員素質較低等方面的問題。The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。Presently the main investors of bond market are otc trading brokers bond dealers which includes hybrid securities firms, financial institutions, notes companies, trust investments and etc. among them, securities firms and note companies are the market - makers of our bond market and they are the contributors of market transaction scale and liquidity
目前債券市場的投資人主要為債券自營商，其結構包含綜合證券商銀行票券金融公司證券金融公司信託投資公司中華郵政公司等，其中又以綜合證券商與票券金融公司為債券交易主要的市場莊家market - maker ，其對市場成交量貢獻與流動性創造最為積極。This paper, using the experience of the typical nation and region about housing mortgage securitization, joining together the realistic condition in our country, putting forward the strategy of developing housing mortgage securitization in our country now. the article is divided into four parts : part one : introduce the related theories about the housing mortgage securitization, including the content of housing mortgage securitization, the participants, concrete operation procedure, the financial tool, and point out the realistic meaning that our country promote. part two : analyze the background and the motive that world housing mortgage securitization, choose the typical model nation and region such as the united states, canada, hong kong to proceed the comparison, and get some experiences and apocalypses from it
文章分為四個部分：第一部分：首先對住房抵押貸款證券化的內涵、涉及的參與者、具體運作程序以及使用的金融工具等與住房抵押貸款證券化相關的理論進行了介紹，其中著重對抵押貸款傳遞證券、抵押貸款支持債券、抵押貸款轉付債券、抵押擔保證券等目前國外規模較大的四種住房抵押貸款證券進行了較詳細的介紹，然後指出我國目前推行住房抵押貸款證券化無論是從商業銀行和投資者等微觀主體的角度還是從住房產業和資本市場的發展等宏觀角度來看都具有非常重要的現實意義。Daily trading vol
熱門股證券商進出排行The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services
證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商，其中承銷商即是從事初級市場業務，自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。In the efforts to address this issue, provide a legal, secure and transparent market, the securities and futures commission under the ministry of finance asked gretai securities market to embark on the planning for establishment of a market system
興櫃股票，就是指已經申報上市櫃輔導契約之公開發行公司的普通股股票，在還沒有上市櫃掛牌之前，經過櫃臺中心依據相關規定核準，先在證券商營業處所議價買賣者而言。For securities firms to fulfill settlement obligations on securities trading markets
七、供證券商為履行證券交易市場之交割義務。The size of the inaugural issue concluded with dhb is about hk 1 billion
與道亨銀行商定的首批按揭證券發行額約為億港元。The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units
第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。A stock exchange shall conduct a special investigation in case that any of the members, securities brokers and securities dealers fail to fulfill the delivery obligation and shall guide the successor securities firm to take over its settlement affairs
會員或證券經紀商、證券自營商不能履行交付義務時，證券交易所應即為專案檢查，並督導代辦證券商接辦其交割事務。From the above sources, you can obtain all the bid asking price, volume, name of recommending securities firms, and contact info. q3 - 3. if i am interested in buying emerging stocks, how should i negotiate with the recommending securities firms ? ans
一委託證券經紀商議價:投資人可委託開戶的證券經紀商，請營業員將您的委託資料輸入興櫃股票電腦議價點選系統，與各該興櫃股票的推薦證券商進行議價。Unlike the computerized matching, emerging stocks are traded by negotiation. it begins with the quotation by the recommending securities firms as a reference. investors can entrust a broker to place their orders in the gtsm emerging stock electronic trading system or directly negotiate with the market makers if their order volume exceeds 100, 000 shares
投資人可委託證券經紀商將其委託資料輸入興櫃股票電腦議價點選系統，與推薦證券商議價交易，經推薦證券商同意后進行點選成交如其每筆交易之數量在十萬股含以上，投資人亦得不透過興櫃股票電腦議價點選系統，直接在推薦證券商營業處所與推薦證券商進行議價交易。" institutional investor " as used in the directions is limited to securities firms, foreign institutional investors, securities investment trust funds operated by securities investment trust enterprises ( " site " ), the national finance stabilization fund, the civil servant pension fund, the labor pension fund, the labor insurance fund, and the funds managed by the directorate general of postal remittances and savings banks, and other financial and insurance institutions that engage in futures trading within the bounds mandated by the competent authority
本應行注意事項所稱法人機構限於依主管機關規定?圍內從事期貨交易之證券商、外國機構投資人、證券投資信託事業所管理之證券投資信託基金、國家金融安定基金、公務人員退休撫恤基金、勞工退休基金、勞工保險基金、郵政儲金匯業局所管理之郵政資金、金融及保險機構為限。分享友人