證券條例 的英文怎麼說
中文拼音 [zhèngquàntiáolì]
證券條例
英文
securities ordinance-
The bank shall have a first and paramount lien on all securities, deposited property and other deeds, documents and property including security boxes and their contents other than those which are book debts or otherwise constitute a security over which such a lien would require registration under the companies ordinance now or at any time hereafter standing to the credit of the custodian accounts or in the possession, or under the control, of the bank or any employee or agent of the bank for the account of the customer the " secured assets " whether by way of security, safe - keeping or otherwise as security for payment to the bank of the liabilities
對于客戶在現時已存入或此後任何時間存入保管賬戶，或由本行或其雇員或代理人代客戶以抵押保管或其他方式控制或持有，以作為向本行支付債務之抵押保證之所有證券存放財產及其他契據文件及財產包括保險箱及其所載之物件，但屬于賬面債項或根據公司條例規定應注冊以取得留置權之財產則除外以下統稱為有擔保資產，本行將有最優先及最高權力之留置權。To empower sfc to impose civil sanctions, namely public reprimands, disqualification orders and disgorgement orders, on the primary targets for breaches of the statutory listing rules made by sfc under the amended part ix of the sfo
賦權證監會，在證券及期貨條例經修訂的第ix部下，向違反證監會制定的法定上市規則的重點對象施加民事制裁，即作出公開譴責取消資格令及交出款項令。Facing with the adjustment blemish of the market and the government, knowledge problem and market growth degree etc, the article analyzes and arguments tmsm, the investment theory of the gapsm and two - mechanism forming reason and specialty of our country, and tries to explain and answer the question of breadth fluctuation, high risk, price decision, proceeds and investment strategy etc in the gapsm. since 80 ages, a series of the important development has all taken place in the world and the economy of our country, and it produced the deep influence on the growth of the security market, and particularly the information revolution, all markets forming one body and the quick development of the derivable security product brought the unprecedented macroscopic opportunity and power to the security market ; but at the same time our security market with the structure absurdity of participators, higher risk, irregular law, closed market, the validity of supervise and no science of market regulation does not accommodate to the macroscopic environment and so our country security market needs a new set of security theory with environment. according to the macroscopic and microcosmic environment, this article defines that our country security market is both a gapsm and the initial stage of the gapsm
上世紀80年代以來，世界和我國經濟都發生了一系列重大的變化，對證券市場的發展產生了深刻的影響，尤其是信息革命、市場一體化和證券衍生產品的迅速發展，給證券市場的發展帶來了前所未有的宏觀機遇和動力，而同時我國證券市場參與者結構的不合理、較高的風險、不規范的法律、市場的不開放、監管的不完全以及不科學的市場調控等微觀市場環境條件與此宏觀環境並不適應，從而我國證券市場需要一套適應環境變化的股票理論；本文就是以這一宏觀環境和微觀條件為依據，把我國證券市場定義為既是政府主導型證券市場又是市場初期；並對我國證券市場二元制產生的原因、特點及特殊性進行了分析，並通過我國政府調節的實例進行了論證，並對投資理論和投資策略進行了研究，這對控制我國證券市場的高風險以及獲取收益都具有重大意義。As a new financing instrument, since convertible bond came to the capital market of china, becase of its speclation and investment, it was accepted by government and companies and investors convertible bond may play an important role in broadening enterprises ' financing channels, enrich the variety of investing instruments and make our security market prosperous. csrc has issued the interrelated rules for public firms issue the convertible bonds. until the end of 2001, it has 55 firms plan to issue the the convertible bonds. but by end of 2002 only 5 firms issued the convertible bonds because of investor ' worry. but in 2003, the management strengthens the security market such as some public firms just to " fold money ", the convertible bonds become the most invest tools for the public firms refinance. only if the behavior of issuing convertible bonds is normalized our security market can tend towards a mature way, social capital can be optimized, and the public firms can also develop in an ample area. this paper base on the character of the convertible bonds
國務院證券委員會在1997年3月25日頒發了《可轉換公司債券暫行管理辦法》 ，又於2001年4月26日頒發了《上市公司發行可轉換公司債券實施辦法》關于可轉換債券的規定和條例，對上市公司發行可轉換公司債券的要求條件比配股、增發更為寬松，截止到2001年4月，有200多家上市公司夠發行可轉換債券資格，到2001年底有55家公司計劃發行可轉換債券，但受到一些上市公司通過配股、增發等「圈錢」的影響，投資者對上市公司通過發行可轉換債券再融資是不得不持審慎態度， 2002年全年僅5家公司實施了可轉換債券，共籌集資金41 . 5億元人民幣，從總體發行情況看，發行規模越來越小，利率越來越高，投資者認可程度越來越低，發行和交易狀況每況愈下。Securities insider dealing ordinance
證券內幕交易條例Securities and futures clearing houses ordinance
證券及期貨結算所條例This paper makes the general and specific economic consequences analysis of business combinations by stock exchange which use the pooling of interests method, then points out that the pooling of interests method ’ s proper limitation leading to its abolishment on international is unavoidable base on the analysis as well as the environment of chinese current stock market. however, because of the condition to use purchase method currently in china is not mature, it is impossible to abolish the pooling of interests method in china nowadays
本文對使用權益結合法的換股合併進行了總體和案例相結合的經濟後果分析，在此基礎上，結合我國當前證券市場的環境，指出權益結合法自身的缺陷導致了在國際上取消其應用已是大勢所趨，但當前我國購買法使用的條件還不成熟，因此在我國當前不可能取消權益結合法。You do not have my / our written authority under section 7 ( 2 ) of the securities and futures ( client securities ) rules ( cap. 571 sub. leg. ) to apply any of my / our securities in question pursuant to a securities borrowing and lending agreement
本人/吾等並無根據《證券及期貨（客戶證券）規則》 （第571章附屬條例）第7 （ 2 ）條以書面授權閣下根據證券借貸協議運用任可有關本人/吾等的證券。Notwithstanding condition 5. 4, unless and until the bank receives any instructions to the contrary, the bank shall be authorised to present to the extent that the bank has actual notice thereof for payment all securities which are called, redeemed or retired or otherwise become payable and all coupons and other income items held by it for the account of the customer which call for payment upon presentation and shall hold such cash as is received by it upon such payment for the account of the customer ; hold for the account of the customer hereunder all stock dividends, rights and similar securities issued with respect to any securities held by it hereunder ; exchange interim receipts or temporary securities for definitive securities and hold such definitive securities for the account of the customer ; and deduct or withhold any sum on account of any tax required, or which in its view is required to be deducted or withheld or for which it is in its view, liable or accountable, by law or practice of any relevant revenue authority of any jurisdiction
盡管有第5 . 4 a條之規定，除非及直至本行收到任何相反之指示，本行將被授權i只限於本行有實際通知之范圍內把所有被催交贖回或收回或其他成為應支付之證券及所有息票及由本行代客戶之賬戶而持有並在出示時成為應付的其他收入項目出示以取得付款，及在取得該付款後代客戶之賬戶持有該些現金ii在此等條件下代客戶之賬戶持有一切就本行在此等條件下所持有的任何證券而發行之股票股息優惠認股權證及類似證券iii以中期收據或臨時證券兌換正式證券及為客戶之賬戶持有該正式證券及iv扣減或預扣任何稅務規定之款項或本行認為須扣減或預扣之款項或本行認為根據任何司法管轄權區之任何有關稅務機構之法律或慣例須支付或負責之款項。The eleven years " practice proves that the single, unsystematic securities tax system with stamp duty as its main part, as a product of immature securities market has exposed its deficiencies and is not adaptable to the development of securities market. for example, the stamp duty has many deficiencies such as its law basis is not enough, levy scale is narrow and limited, tax rate is irrational, the regulation that whom income belongs to is unclear, and levy scale is overlapped with inheritance tax
十一年來的實踐證明，這種在我國證券市場發育不成熟的條件下出臺的以證券交易印花稅為主體的證券稅制，己不適應證券市場發展的需要，暴露出越來越多的缺陷，例如就證券交易印花稅而言，就存在法律依據不足、征稅范圍過窄、稅率設置不合理、收入歸屬的規定不明確以及征稅范圍和遺產與贈與稅存有交叉等問題。Legislators do their bit to rush the securities and futures bill through
證券條例趕工議員盡本份78. official languages authentic chinese text securities ordinance order
78 .法定語文中文真確本證券條例令21. official languages alteration of text securities ordinance order 1997
21 . 1997年法定語文修改文本證券條例令To all authorized institutions drawing their attention to the addition of a new part xa to the securities ordinance relating to the regulation of securities margin financing business
，提醒它們留意《證券條例》新增第xa部有關監管證券?展融資業務的規定。Annex 2 stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance
附件2獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于Stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance
獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于打擊清洗黑錢財務行動特別組織成員國內的證券市場Annex 2 : stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance
：獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于打擊清洗黑錢財務行動特別組織成員國內的證券市場Listed on the stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance ; or
在特別組織成員國的證券市場上市的公司，而有關證券市場獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可或Y ltd. was incorporated in hong kong on 28 february 1989 and it is an associated company of x ltd. it is a registered dealer under the securities ordinance. it currently holds 5 trading rights of the exchange
Y有限公司於1989年2月28日在香港注冊，它是x有限公司的相聯公司，按證券條例注冊為交易商，現持有5個由聯交所發出的交易權。In the interest of public order, section 4 ( 17 ) ( i ) of summary offences ordinance ( cap 228 ) states that any person who organises, provides equipment for, or participates in any collection of money or exchange for donation of badges, token or similar articles in a public place for charitable purpose, is required to apply for psp from dsw. besides, ctel is empowered to issue lottery licence to those who wish to organise lottery activities under the gambling ordinance ( cap148 ). the ordinance also specifies the conditions which the applicants and holders of the lottery licence must observe
（二）基於公共秩序理由，香港法例第228章《簡易程序治罪條例》第4 （ 17 ） （ i ）條規定，若任何人士在公眾地方為慈善用途而進行籌款活動，或售賣徽章、紀念品或類似物件的活動，須向社署署長申請公開籌款許可證。此外，影視處處長可根據《賭博條例》 （第148章）發出牌照，批準籌辦及售賣獎券。條例載述了申請或持有獎券活動牌照人士須履行的條件，而影視處處長還訂立了一些附加條件以規管在公用街道售賣獎券活動彩票。分享友人