證券承銷 的英文怎麼說

中文拼音 [zhèngquànchéngxiāo]
證券承銷 英文
underwriting of securities
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 承 : Ⅰ動詞1 （托著; 接著） bear; hold; carry 2 （承擔） undertake; contract （to do a job） 3 （客套話...
  • 銷 : Ⅰ動詞1 （熔化金屬） melt （metal）2 （除去; 解除） cancel; annul 3 （銷售） sell; market:產銷平衡...
  • 證券 : bond; security; negotiable securities
  1. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  2. During the period of the creation and marketing, the main mechanisms connected with mbs include : the creator, the medium mechanism established for issuing security, the mechanism strengthening the credit of security, the mechanism rating the credit of security, the mechanism taking charge of mbs, the investing mechanism

    從住房抵押貸款證券的創造到上市交、易，期間與之發生聯系的各類機構主要包括：抵押貨款創造者、為發行抵押貨款證券而成立的中介機構、信用強化機構、信用評級機構、證券承銷商、金融監管機構、投資機構（或個人） 。
  3. Practicing this regime requires certain pre - conditions such as the scale of mortgage loans, a brisk stock market, a huge group of investors as well as a number of intermediary service institutions including credit rating corporations, insurance companies, law firms and accounting firms. in china, the securitization of housing - mortgaged loans has become heatedly discused topic recently. in our country, initiate innovations are needed for the market potentiality of real estate, explosive expand in house requirement, further improvement in house market and to develop and reinforce the housing finance, and so mortgage - backed securities provided a ideal tool for resolving the problem for those

    所謂房地產抵押貸款證券化，就是將房地產抵押貸款債權轉化為房地產抵押證券的過程，具體而言，也就是金融機構將其持有的若干房地產抵押貸款依其期限、利率、還款方式進行匯集重組，形成一系列房地產抵押貸款資產池（資產組合） ，再將該組合出售給從事抵押貸款證券化業務的特殊目的機構（ spv ） ，通過擔保機構擔保實現信用升級后，經信用評級機構評級，由證券承銷商將信用級別較高（通常為aaa或aa級）的抵押貸款支持債券出售給投資者的一種證券化模式。
  4. No security company shall solicit business of underwriting by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  5. Securities firms may not solicit securities underwriting business by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  6. Research on the civil liability for stock underauthors ' false statement

    證券承銷商虛假陳述民事責任研究
  7. 3 securities underwriting business ; and

    三證券承銷業務
  8. Underwriting of securities

    證券承銷
  9. Securities sales business take the form of sale on a commission basis or exclusive sales

    證券承銷業務採取代銷或者包銷方式。
  10. Article 22. an issuer who publicly issues securities has the right to select an underwriting securities company. securities companies shall not procure the underwriting business with improper means of competition

    第二十二條公開發行證券的發行人有權依法自主選擇承銷的證券公司。證券公司不得以不正當競爭手段招攬證券承銷業務。
  11. Also, the problem with pushing clients up the chain is that the first link - up tends to be fixed - income underwriting, a business jp morgan is not struggling with as badly as it is with equities and mergers and acquisitions

    另外，提升客戶在食物鏈上的位置所產生問題是，同客戶的第一步聯系往往是固定收益證券承銷，而摩根大通在這項業務上的狀況並不像在股票和並購業務上那樣糟糕。
  12. The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units

    第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。
  13. Chapter 3, guided by the basic theory of civil compensation for misrepresentation tort damages, deals with those who have caused damage to investors and shall be liable to pay compensation, including the issuer, the underwriter, directors and certified accountants for the wrong committed by them

    第三部分：以虛假陳述民事侵權損害賠償基本理論為指導，具體分析了證券市場不同主體，包括發行人、證券承銷商、董事、注冊會計師等的過錯責任承擔。
  14. Commission underwriting refers to the method whereby a securities company undertakes to sell securities on behalf of the issuer and return all unsold securities to the issuer at the end of the underwriting period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  15. Sale on a commission basis of securities mean the the form of underwriting of selling of securities by security companies for issuers and returning all the unsold securities to issuers at the conclusion of the selling period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  16. " underwriting securities on an agency basis " means the way whereby the securities firm sells securities as the agent of the issuer and, at the end of the underwriting period, returns to the issuer all the securities that remain unsold

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  17. Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption

    正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。
  18. Today, apart from the traditional businesses of stocks, the western investment banks are also involved in merging and purchasing, the management of assets, the risky investment, the consultation of investment, the management of pensions, the management of the shared funds and the risky capital funds and so on

    如今，除傳統的證券承銷、自營和經紀業務外，西方投資銀行還廣泛涉及兼并收購、資產管理、風險投資、投資顧問等諸多領域，並參與管理養老基金、共同基金和風險資本基金等。
  19. " underwriting securities on a sole agency basis " means the way whereby the securities firm purchases, pursuant to an agreement, all the securities to be issued by the issuer or whereby it purchases, at the end of the underwriting period, all the securities that remain after sale

    證券包銷是指證券公司將發行人的證券按照協議全部購入或者在承銷期結束時將售後剩餘證券全部自行購入的承銷方式。
  20. Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material

    再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。
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