證券承銷公司 的英文怎麼說

中文拼音 [zhèngquànchéngxiāogōngsī]
證券承銷公司 英文
issuing house
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 承 : Ⅰ動詞1 （托著; 接著） bear; hold; carry 2 （承擔） undertake; contract （to do a job） 3 （客套話...
  • 銷 : Ⅰ動詞1 （熔化金屬） melt （metal）2 （除去; 解除） cancel; annul 3 （銷售） sell; market:產銷平衡...
  • 公 : Ⅰ形容詞1 （屬于國家或集體的） state owned; collective; public 2 （共同的;大家承認的） common; gen...
  • 司 : Ⅰ動詞（主持; 操作; 經營） take charge of; attend to; manage Ⅱ名詞1 （部一級機關里的一個部門） dep...
  • 證券 : bond; security; negotiable securities
  1. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  2. The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc

    課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。
  3. The business risk usually appears in the main business of security company, such as self - settlement, underwriting, brokerage and entrustment

    這些經營風險一般在證券公司的主要經營業務中表現出來，包括自營業務、承銷業務、經紀業務和剛興起的委託理財業務。
  4. Best efforts offering an underwriting in which a bank agrees to do its best to sell the company ' s securities to the public

    盡力代銷銀行同意盡力向公眾出售公司有價證券的承銷行為。
  5. Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc

    證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。
  6. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  7. No security company shall solicit business of underwriting by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  8. Securities firms may not solicit securities underwriting business by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  9. Article 22. an issuer who publicly issues securities has the right to select an underwriting securities company. securities companies shall not procure the underwriting business with improper means of competition

    第二十二條公開發行證券的發行人有權依法自主選擇承銷的證券公司。證券公司不得以不正當競爭手段招攬證券承銷業務。
  10. The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units

    第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。
  11. Initial - issue underwriting risk includes policy risk, issuer risk, bought - deal risk. right - issue underwriting risk includes policy risk, bought - deal risk and market risk. the author measures the additional underwriting business risks with var model

    證券公司的新股承銷業務面對的風險主要有政策風險、發行人風險、包銷風險和信用風險等；配股承銷業務則主要有政策風險、包銷風險和市場風險等。
  12. Commission underwriting refers to the method whereby a securities company undertakes to sell securities on behalf of the issuer and return all unsold securities to the issuer at the end of the underwriting period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  13. Sale on a commission basis of securities mean the the form of underwriting of selling of securities by security companies for issuers and returning all the unsold securities to issuers at the conclusion of the selling period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  14. " underwriting securities on an agency basis " means the way whereby the securities firm sells securities as the agent of the issuer and, at the end of the underwriting period, returns to the issuer all the securities that remain unsold

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  15. Investment bank business in this thesis is part of securities company business, mainly including underwriting, merger, financial consulting and so on

    投資銀行業務是證券公司業務的重要組成部分，其業務范圍主要包括承銷業務、購並業務、財務顧問業務、項目融資業務等。
  16. " american express bank has been very supportive of hkmc s initiatives to help develop the local secondary mortgage market. this transaction is especially remarkable as it marks the largest amount of mortgage loan sales ever made by authorized institutions in hong kong, and represents our long - term commitment in developing our mortgage business here, " said mr alan tsang, senior country executive for hong kong, american express bank

    美國運通銀行香港區行政總裁曾慶?說:美國運通銀行一向十分支持香港按揭證券有限公司致力協助發展本地二手按揭市場，是次交易有重大意義，因為這是由本港認可金融機構作出目前最大額的按揭貸款銷售，象徵美國運通銀行發展香港按揭業務的長遠承諾。
  17. Article 28 where a stock is issued at a premium, the issue price shall be discussed and determined between the issuer and the underwriting securities company, and report to the securities regulatory body under the state council for approval

    第二十八條股票發行採取溢價發行的，其發行價格由發行人與承銷的證券公司協商確定，報國務院證券監督管理機構核準。
  18. Article 28 where shares are issued at premium, the issue price shall be determined through consultation between the issuer and the securities underwriting company and reported to the securities regulatory authority under the state council for verification

    第二十八條股票發行採取溢價發行的，其發行價格由發行人與承銷的證券公司協商確定，報國務院證券監督管理機構核準。
  19. " underwriting securities on a sole agency basis " means the way whereby the securities firm purchases, pursuant to an agreement, all the securities to be issued by the issuer or whereby it purchases, at the end of the underwriting period, all the securities that remain after sale

    證券包銷是指證券公司將發行人的證券按照協議全部購入或者在承銷期結束時將售後剩餘證券全部自行購入的承銷方式。
  20. Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material

    再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。
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