證券法基礎 的英文怎麼說

中文拼音 [zhèngquànfǎjīchǔ]
證券法基礎 英文
fundamentals of securities regulation
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 法 : Ⅰ名詞1 （由國家制定或認可的行為規則的總稱） law 2 （方法; 方式） way; method; mode; means 3 （標...
  • 礎 : 名詞（墊在房屋柱子底下的石頭） plinth
  • 證券法 : negotiable securities law
  • 證券 : bond; security; negotiable securities
  1. And the author advises that the criminal legislation on security crime of china should be completed from the following respects : ( 1 ) the improvement on the system of security crime, which includes the increasing of name of security crime and rearrangement on terms of security crime. the author thinks that some new security crimes should be prescribed in the criminal legislation on security crimes, especially about security crimes happened during curb exchange, during short - line exchange, during the use of security fund. ( 2 ) the improvement on the ways to undertake criminal responsibility of security crime

    筆者根據現實生活中存在的嚴重證券違法現象，提出在現行《公司法》 、 《刑法》 、 《證券法》規定的證券犯罪的基礎上增設一些證券犯罪，尤其是在目前的證券市場中比較猖獗的場外交易犯罪行為、短線交易犯罪行為以及改變募股資金用途犯罪行為，除此之外，還應當規范各個證券犯罪條文，使其互相照應。
  2. This article based on local and foreign scholar ' s studies on earnings announcement and value / glamour stock, creates and uses the variable of different p / e to define the relative level of market, and chooses earnings announcement as the even for analyzing the market response to good and bad earnings announcement

    本文在總結國內外學者關于盈利信息及價值股和魅力股的研究基礎上，採用事件研究法，選取盈利信息公布作為反應事件，運用相對市盈率劃分不同的市場狀態，針對我國證券市場在盈利信息公布的反應方面做了系統的分析。
  3. As to the law basic, the thesis analyses it from two main aspects : the foundation of contract law and the foundation of tort law. the foundation of cl is supported by theories of contract - breaking responsibility and misfeasance responsibility in contracting ; the foundation of tl is the civil tort liability and it gives the analysis to the causation and the principle of imputation when the civil tort liability is tenable

    對證券交易民事責任的法律根據，本文主要從合同法基礎和侵權法基礎兩方面進行分析，其中，合同法基礎就在於違約民事責任理論和締約過失責任理論，而侵權法基礎則為侵權民事責任理論，並對作為侵權民事責任成立基礎的因果關系和歸責原則進行剖析。
  4. Based on these, considering prepayment " influence on mbs " price, the following three pricing methods are researched on deeply. referring to the experiences of foreign countries, the pricing method based on prepayment pattern is given ; considering the influence of interest rate on prepayment, different interest rate simulation pricing methods are set up, which is on the basis of different interest rate term structure model ; in view of interest rate and different incentive threshold of mortgager, a interest rate incentive function simulation model is established to price mbs

    在此基礎上，考慮到預付對證券價格的影響，對以下三種定價方式進行了深入研究：借鑒國外經驗，提出了基於提前還款模式的定價方法；考慮利率對預付行為的影響，建立了基於利率期限結構的不同種模擬利率定價模型；考慮到利率以及抵押借款人的不同利率刺激門檻對預付的影響，建立利率刺激函數模擬模型進行定價。
  5. Based on the rent - seeking theory and theory of relation between government and market, the thesis studies the rent - seeking activities, their macroscopical and microcosmic backgrounds, the rent - creating mechanism, and the performance by the principals of security offering, agency, investing, and government, then analyzed their origin and influence and concluded the countermeasures. the framework of this thesis is as follows : chapter 1 is the pandect, mainly about the issues, the train of thought, the hypothesis, and the methodology ; chapter 2 is the academic groundwork, introducing the theories on rent - seeking, the development of relation between government and market, and security market ; chapter 3 studies the macroscopical and microcosmie backgrounds of the rent - seeking activities in chinese security market ; chapter 4 studies the rent - creating mechanism, which premise the activities ; chapter 5 analyzes the performance and characteristics of the activities. ; chapter 6 studies the origin and influence of the rent - seeking activities, probes into their deep roots, and reveals the harms from the activities through investigation in the resource lavishment and impact on the security market and the whole society, which come in the wake of rent - seeking ; chapter 7 gives the conclusions and countermeasures

    本文研究結構如下：第一章為總論，主要介紹了研究的問題、思路、假設和方法；第二章為研究的理論基礎，介紹了尋租理論、政府與市場關系理論的演變以及證券市場的基本理論；第三章考察了中國證券市場尋租活動的宏觀和微觀經濟背景，為研究證券市場尋租行為作了鋪墊；第四章研究了證券市場租金產生的機制亦即創租機制，它是尋租活動存在的邏輯前提；第五章則從證券市場不同參與者的角度具體分析了尋租活動的表現和特點；第六章研究了證券市場尋租活動的原因和影響，探討了證券市場尋租問題所產生的深層次和一般性的原因並從尋租活動本身造成的資源浪費、對證券市場的影響和對整個社會的影響三個方面闡述了尋租活動的危害；第七章得出了研究結論並提出了解決尋租問題的對策思路。
  6. By end of 1998, the nominal value of derivatives transactions had happened in the official exchange within 5 years increased from 7. 7 trillion u. s. dollars to 13. 5 trillion u. s. dollars, meanwhile, the nominal value of derivative securities ( otc ) increased from 8. 7 trillion u. s. dollars to 51 trillion u. s. dollars, then, the nominal value of unliquidated derivatives was total about 64 trillion u. s. dollars, and the academic field also emerged frontier science borrowing for the financial science, physics financial science, financial engineering, etc. 1973, black and scholes put forward the differential equation that any derivative securities prices based on any non - dividend paying stock must be satisfied, that is black - scholes differential equation

    Jamshidian . f在其1989年的文章中推導出零息債券的期權價格。奧托同樣在其1998年的論文中用統計物理學中的路徑積分方法推導出了基於零息債券為基礎的期權定價模型。本文在這些學者研究成果的基礎上，進行了更深層次的研究，在vasicek隨機模型的基礎上，打破上述學者及著名的black - scholes期權定價模型只能求解證券及其衍生產品價格平均值的限制，對零息債券和基於零息債券的期權的價格求解，並推導證券瞬時價格的分佈函數。
  7. The explanations include the legal problems about the underlying assets, the setting up and operating of spv, the bankruptcy - remote and the publishing of the securities

    主要包括基礎資產的法律問題、 spv組建及運作的法律問題、有關破產隔離的法律問題及發行證券過程中會遇到的法律問題。
  8. In the sixties of the 20th century, while it analyzed the relationship between the security risk and the return, the capital asset pricing model ( capm ), on the basis of security investment portfolio theory, put forward the pricing method of the security. the theory has succeeded in enduring the econometrical tests for more than ten years

    20世紀60年代，資本資產定價模型（ capm ）以markowitz的證券投資組合理論為基礎，在分析證券風險、收益關系的同時，提出了證券的定價方法，這一理論成功地經受了十多年的經濟計量檢驗。
  9. Chapter v based on the discussion on the significance of improving our system of civi 1 responsibility of securities fraud, it proposes some legislative orientation, legislative principles and suggestions for system improvement

    第二章在論述了完善我國證券欺詐民事責任制度意義的基礎上，提出了我國證券欺詐民事責任制度的立法定位、立法原則及完善相關制度的幾點構想。
  10. The third chapter mainly focuses on the civil indemnity liability originating from the securities manipulation. to begin with, the first part ascertains that such kind of torts generally trepasses on the object of so - called " pure economic interest ' mn next part, it demonstrates in detail the requisites with which would incur a civil damage liability. regarding the fault ( including both intention and negligence ), it put forward a viewpoint that we should impose the civil liability upon manipulations of chinese securities market on the basis of constructive fault principle. about the question of iniuria ( wrong ), the author studies two aspects, one is assumption of risk, the other is the model of determining iniuria and solutions proposed

    其中第一節首先明確了操縱市場這種侵權行為的客體即所謂「純粹財產上利益」 。第二節具體闡明了操縱市場行為民事賠償責任的構成要件。在過錯部分提出要以推定過失責任原則為基礎追究我國證券市場操縱行為的民事責任，違法部分研究了自甘冒險行為和違法認定模式及對策兩個問題，其中違法認定模式是一個創新，對改變我國目前證券市場民事索賠必須先由證監會認定違法的機制給予了批判。
  11. This paper makes the general and specific economic consequences analysis of business combinations by stock exchange which use the pooling of interests method, then points out that the pooling of interests method ’ s proper limitation leading to its abolishment on international is unavoidable base on the analysis as well as the environment of chinese current stock market. however, because of the condition to use purchase method currently in china is not mature, it is impossible to abolish the pooling of interests method in china nowadays

    本文對使用權益結合法的換股合併進行了總體和案例相結合的經濟後果分析，在此基礎上，結合我國當前證券市場的環境，指出權益結合法自身的缺陷導致了在國際上取消其應用已是大勢所趨，但當前我國購買法使用的條件還不成熟，因此在我國當前不可能取消權益結合法。
  12. After the security act of 1933 & the security exchange act of 1934, all kinds of acts & regulations concerned audit independence began taking shape. many organizations such as sec, aicpa, isb and asb are making great efforts to set up regulations about audit independence and the series activities reached the summit after enron ' s failure. sabanes - oxley act of 2002 is a epoch - making lawful literat ure, which establishes the bases for the future lawful construction

    因此，自美國1933年《證券法》和1934年《證券交易法》面世以來，各種有關獨立性的法律法規紛紛出籠，在美國， sec 、 aicpa 、 ise及asb等諸多機構均致力於審計獨立性相關的法律法規建設，這一系列立法活動在安然事件后達到頂峰， 《 2002年薩賓納斯-奧克斯利法案》是一劃時代的法律文獻，它為美國審計獨立性相關的法律法規的未來制定奠定了基礎。
  13. In china, experts in laws ever studied company credits, who claimed that company credits included human credits and capital credits, and that " capital credits are the soul of a capital company ". in company law of the p. r. china and securities law of the p. r china, both legal actual capital system and legal minimum capital limits embody the theory

    我國法學界對公司信用有所探討，認為公司信用的基礎包括人的信用和資本信用，而「資本信用是資本企業的靈魂」 ，這種理論在我國《公司法》和《證券法》中體現為法定實收資本制和法定最低資本限額。
  14. This thesis regards choice mode of basic asset of credit asset securitization as study entry, using the relevant principles in disciplines such as economics, finances, investments, financial engineering, theory of probability and mathematical statistic and commercial bank management, etc., drawing lessons from analysis tools and research methods of predecessors, through summarizing relevant concepts and principles, earning and risk of credit asset securitization, outlines a general definition of credit asset securitization and draws importance of choosing basic asset of credit asset securitization on this basis

    本文將信貸資產證券化基礎資產的選擇模式作為研究切入點，運用經濟學、金融學、投資學、金融工程學、概率論與數理統計和商業銀行管理等學科的相關原理，並借鑒前人的一些分析工具和研究方法，通過對信貸資產證券化的相關概念及原理、收益與風險的分析，對信貸資產證券化作一個總的界定，並在此基礎上引出信貸資產證券化基礎資產選擇的重要性。
  15. First, the general legal environment of otcbb is worrying. since the otc market is denied in securities law, the development of otcbb is restricted from the view of the jurisprudence. second, the otcbb is aimed to solve the problem of staq and net

    首先我國目前三板市場所處的法律大環境欠缺，由於《證券法》否定了場外交易的法律地位，從而使三板市場在我國的誕生名不正，言不順，從法理的基礎上制約了三板市場的發展。
  16. Since concrete situation of every state nation divergence, statue problem and the means of settlement problem in the progress of securities business internationalization are also are widely divergent, in order to be convenient for the comparing, the writer divide all countries to two types, mature securities marketplace country and fresh securities marketplace country in all countries base on whether a country has integrated negotiable securities law system when start securities business internationalization. moreover compared this two types of countries by legislate and supervises mode selection of securities business internationalization, sum up the most effective supervision mode securities business internationalization is that base on the government supervises ( with the legislate means ) and self - discipline management assistant. for the sake of speeds up the internationalize in our country negotiable securities marketplace, it is indispensability to design to our country negotiable securities statue system reformation

    由於各國具體情況的差異，在證券市場國際化進程中所面臨的法律問題以及解決問題的方法也大相徑庭，為了便於比較，筆者以一國在推行證券市場國際化時是否具有完善的證券法律體系為依據，將所有國家劃分為成熟證券市場國家和新興證券市場國家，並以各國證券市場國際化的立法以及監管模式的選擇為考察對象對這兩類國家作了比較研究，總結出以政府監管（以立法方式）為基礎，自律管理為輔助的證券監管體系是當前應對證券市場國際化最有效的監管模式。
  17. On the basis of investigating and analyzing the present situation and effect of listed companies related transactions in our country, this article discusses the general theory about legal provisions of related transactions, and brings up policies ideas about amending company law and negotiable securities law of our country. i hope these will be a benefit to establish systematic legal system on related transactions. in view of the thought upward, this article separates into four chapters to proceed discussing

    本文在充分調查分析我國上市公司關聯交易現狀及其影響的基礎上，論述了關聯交易法律規制的一般理論，並借鑒西方國家關聯交易立法經驗及相關制度設計，提出修訂我國《公司法》和《證券法》的政策建議，期望能對我國建立系統的關聯交易法律制度的實踐有所裨益。
  18. The first part discusses these concepts " information ", " finanical information " and " publishing information " that be hi security law one by one, and forms the basic concept " publishing financial information " of the dissertation. then, expounds the functions that safeguard the investor, restrain the corporations that distribute securities, is advantageous to raising funds by corporations as well as go a long way hi taking charge of the security market and expounds the roue ' s justice and efficiency. the second part makes an exposition on the following three sections

    正文共三個部分：第一部分首先逐一論述了證券法意義上的「信息」 、 「財務信息」 、 「信息坡露」等概念並在此基礎了形成了本文的基本概念「財務信息披露」 ；繼而論述了發行公司財務信息披露保護股東權益，約束發行人和相關人行為，利於發行人籌資，便於主管機關監管等功能以及公平、效益相統一的價值取向。
  19. The main body lies in chapter 2 to chapter 4. 1 give the comments on the law of foreign investment, anti - trust law and securities law of each country ' s regulation of m & a concerned in the way of comparision research, meanwile i talked the law basis of m & a and merits and demerits in the reality based on china

    第二章到第四章是本文的主體部分，主要是採用比較研究的方法對各國政府規制跨國並購的核心法律?外資法、反壟斷法、證券法的相關內容加以評述，並結合中國的實際情況探討這些規制措施的法理基礎及其在實踐中的利弊得失。
  20. For this purpose, this article is titled as an economic analysis of law on the corporate behavior and interest of shareholders under the dualistic ownership structure, using the economic analysis of law method ( with posner as the representative economist ) as the basic analytic and argumentation method, with the actually existent dualistic ownership structure on china ’ s securities markets as the precondition for this research, with the target of legal regulation - shareholder interests and corporate behavior as the focus of this research, hereafter comes the structure of this paper as following : by using the perspective, theorems and tools of economic analysis of law to analyze the lexononic quality of the dualistic ownership structure which is unique in china and the reasons for the setup of this special kind of ownership structure, disclose the disequilibrium of shareholder interests in the listed companies and the dissimilation characteristics of the behavior of the listed companies under the dualistic ownership structure. then this paper conducts research on the actual regulation efficiency of the company law, the securities law and other relevant laws and

    據此，本文以「二元股權結構下公司行為與股東利益的法律經濟分析」為題，即以波斯納為代表的「法律經濟分析」作為本文分析、論證的基本方法，以中國證券市場現實存在的「二元股權結構」作為本文研究的前提條件，以上市公司相關法律調整的對象? ? 「公司行為」及「股東利益」作為本文研究的標的，由此形成本文論述的主要思路:通過和利用法律經濟學的視角、原理和工具，分析中國特有的二元股權結構的法律經濟屬性，以及該特殊股權設置規則形成的原因，揭示二元股權結構下上市公司股東利益的失衡現象及上市公司行為的異化特徵，並在此基礎上研究二元股權結構下公司法、證券法及其他相關法律法規調整的現實效率，以及實現我國上市公司公司行為及股東利益的法律調整體系的相對效率乃至理想的絕對效率的改革途徑。
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