compliance officer 中文意思是什麼

compliance officer 解釋
督察幹事
  • compliance : n. 1. 應允，答應（要求等）。2. 和藹，溫和；順從，服從；盲從；【物理學】柔量；【數學】順性。
  • officer : n 1 官員，辦事員，（高級）職員。2 【軍事】軍官，武官；警官；法警；【航海】（商船的）船長，高級船...
  1. Appointment of executive director, compliance officer & authorized representative

    執行董事、監察主任及授權代表之委任
  2. Designated compliance officer

    專責監察主任
  3. Announcement resignation of executive director, and change of authorized representative and compliance officer

    公告執行董事辭任法定代表及監察主任之變動
  4. Change of executive director, authorized representative, compliance officer and member of audit committee

    執行董事法定代表監察主任以及審核委員會成員之變動
  5. Change of chief executive officer and resignation of executive director, compliance officer and authorized representative

    更換行政總裁及執行董事、監察主任及授權代表辭任
  6. Announcement change of directors, compliance officer, authorized representative, members of audit committee, qualified accountant, and company secretary

    公告更換董事監察主任授權代表審核委員會成員合資格會計師及公司秘書
  7. In regard to ( e ) above, the committee must liaise with the company s board, senior management and must meet at least once a year with the company s auditors and should consider any significant or unusual items that need to be reflected in such reports and accounts, and must give due consideration to any matters that have been raised by the company s qualified accountant, compliance officer or auditors

    就上述（ e ）項而言，委員會成員須與本公司的董事局及高層管理人員聯絡。委員會須至少每年與本公司的核數師開會一次，並應考慮該等報告及賬目中所需反映的任何重大或不尋常事項，並須適當考慮任何由本公司的合資格會計師、監察主任或核數師提出的事項；
  8. Such request shall be sent to the company at 45th floor, sun hung kai centre, 30 harbour road, wanchai, hong kong to the attention of the corporate communications department, the personal data compliance officer, the shkp forum

    有關要求應送交本公司地址：香港灣仔港灣道30號新鴻基中心45樓，收件人為公司傳訊部「新地論壇」個人資料保管主任。
  9. All cases, where an employee of an institution suspects or has reasonable grounds to believe that a customer might have carried on drug trafficking or might have been engaged in indictable offences and where the customer deposits, transfers or seeks to invest funds or obtains credit against the security of such funds, or where the institution holds funds on behalf of such customer, must promptly be reported to the compliance officer

    9 . 6認可機構的雇員若懷疑或有合理理由相信客戶進行販毒，或其他可公訴罪行，而該客戶又存入調動或意圖投資資金或以這些資金作抵押而取得信貸，或機構代這些客戶持有資金，有關雇員必須從速向條例執行主任報告。
  10. All cases where an employee of an institution knows that a customer has engaged in drug - trafficking or other indictable offences and where the customer deposits, transfers or seeks to invest funds or obtains credit against the security of such funds, or where the institution holds funds on behalf of such customer, must promptly be reported to the compliance officer who, in turn, must immediately report the details to the joint financial intelligence unit

    9 . 5認可機構的雇員如知悉客戶進行販毒或其他可公訴罪行，而該客戶又存入調動或意圖投資資金或以這些資金作抵押而取得信貸，或機構代這些客戶持有資金，有關雇員必須從速向條例執行主任報告有關詳情，而條例執行主任必須隨即向聯合財富情報組舉報。
  11. Each institution should appoint a designated officer or officers compliance officer who should be responsible for reporting to the joint financial intelligence unit where necessary in accordance with section 25a of both the dtrop and the osco and to whom all internal reports should be made

    每間機構應委任一名或多名指定人員條例執行主任，負責在有需要時按照販毒追討得益條例及有組織及嚴重罪行條例第
  12. Ethics compliance officer association ecoa

    中國特鋼企業協會
  13. 3. the compliance officer shall be responsible for performing the following activities

    總之一個原則，越是全球化，越要注意運用原產地原則。
  14. To better perform such duties, the pco created a chief privacy compliance officer post on 1 june 2004

    為加強這方面的工作，公署於二零零四年六月一日開設首席審核主任一職。
  15. The compliance officer shall supervise the review of microsoft s activities to ensure that they comply with this final judgment

    只有這樣，才能保證關稅的正常徵收和對國內企業的適當保護。
  16. To support group compliance officer / compliance officer ensuring the declaration letter has been signed by relevant employees 100 %

    協助集團督察人員和督察人員以保證所有相關員工100 %簽署宣明表
  17. When the district lands officer has received the construction completion report, and is satisfied that all other obligations imposed under the leaselicence conditions have been complied with, he will issue a certificate of compliance

    地政專員在收到興建完成報告，並信納申請人已完全履行土地契約建屋牌照規定的所有其他責任后，便會簽發完工證。
  18. The officer in charge of compliance shall maintain a register of customer service committee meeting held, and a report shall be submitted to the controlling authorities

    負責合規工作的主管應保持所舉行的客戶服務委員會會議的記錄，並向監控機構提交報告。
  19. The compliance officer should report directly to the managing directors. art. 12 should be amended to include in the manager s responsibilities, first, marketing and promoting funds and, second, pursuing legal rights on the part of the funds that it manages, subject to the supervision of the independent directors of those funds

    期望理論認為投資者對收益的效用函數是凹函數，而對損失的效用函數是凸函數，表現為投資者在投資帳面值損失時更加厭惡風險，而在投資帳面值盈利時，隨著收益的增加，其滿足程度速度減緩。
  20. The major duties of the chief privacy compliance officer include undertaking examination, inspection, standards assurance and compliance audit of personal data systems of organizations in the private and public sectors, monitoring actions taken to ensure compliance with the requirements of the ordinance as well as reviewing, assessing and advising on privacy protection policies development in relation to organizational practices or public policies

    首席審核主任主要工作范圍包括：對公私營機構的個人資料系統進行審查、視察、標準保證及循規審核等工作；遵守條例規定的措施作出監察；以及就機構作業方式或公共政策涉及的私隱保障方針作出檢訂、評估及提供意見等。
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