conditional securities 中文意思是什麼

conditional securities 解釋
附條件證券
  • conditional : adj 1 帶有條件的,有限制的;視…而定的。2 【語法】條件的,假設的。3 引起條件反射的。n 【語法】條件...
  • securities : 期貨
  1. Chapter 2 puts forward the internal control system framework and its core arguments through borrowing and initiating present achievements. it claims that the nature of the internal control for securities firms should be determined as one type of inherent system, distinguished from external control, that the management objectives of internal control system for securities firms include : security business objectives ( core objectives ), security operational environment objectives ( basic objectives ), security operational information objectives ( conditional objectives ) ; according to the management objectives, the internal control system for securities firms is divided into security business subsystem, security operational environment subsystem, and security operational information subsystem. the control objectives of internal control system for securities firms refers to guard against and eliminate the certain risks that the securities firms faced at the process of achieving management objectives with reasonable assurance

    主要內容是:證券公司內部控制的性質應確定為區別于外部控制的一種內在系統;證券公司內部控制系統所要服務的管理目標主要有證券經營業務目標(核心目標) 、證券經營環境目標(基礎性目標) 、證券經營信息目標(條件性目標) ;按照管理目標,可以將證券公司內部控制系統分為證券經營業務控制、證券經營環境控制、證券經營信息控制三大子系統;證券公司內部控制系統自身的控制目標是要合理地保證管理目標實現過程中面臨的特定風險得到防範和化解;證券公司內部控制系統的控制要素包括控制環境(基礎性要素) 、控制目標(起點性要素) 、風險識別(樞紐性要素) 、控制活動(核心要素) 、信息與溝通(條件性要素) 、監控(修正性要素) 。
  2. Because empirical distributions of rates of return on risky securities have characters of skewness and excess kurtosis, this article puts forward studying portfolio selection model conditional on non - normal stable distributions

    摘要針對風險證券收益率的經驗分佈所具有的偏態和過度峰態等非正態分佈特徵,提出在非正態穩定分佈條件下研究投資組合模型。
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