interest in securities 中文意思是什麼

interest in securities 解釋
證券權益
  • interest : n 1 利害關系，利害；〈常pl 〉 利益。2 趣味；感興趣的事。3 興趣，關注；愛好。4 重要性；勢力；影響...
  • in : adv 1 朝里，向內，在內。 A coat with a furry side in有皮裡子的外衣。 Come in please 請進來。 The ...
  • securities : 期貨
  1. Issuers collect fund for infrastructure or operation through issuing securities and retain liability at the same time. issuers are obligated to repay the bondholder the principal amount and interest at a specific interval. in the mean time, this liquidized iou is called " bond "

    當發行人透過發行有價證券，直接或間接地向投資大眾籌措建設經費或營運所需資金，並相對地承擔債務亦即發行人承諾按時支付本金或票面利息給債券持有人之時，該種具有流通性表彰債權之借款憑證，即謂之債券。
  2. It is in the nature of risk - taking that some risks will inevitably materialise - a loan may turn bad, a holding of debt securities may depreciate in value because of an interest rate hike, a long position in foreign exchange may involve book losses when the domestic currency strengthens

    鑒于銀行承受多種不同風險，無可避免地部分風險會實現例如貸款變成壞帳息率飆升時債券價格下跌本地貨幣轉強時外幣長倉可能會出現帳面虧損等。
  3. The third chapter mainly focuses on the civil indemnity liability originating from the securities manipulation. to begin with, the first part ascertains that such kind of torts generally trepasses on the object of so - called " pure economic interest ' mn next part, it demonstrates in detail the requisites with which would incur a civil damage liability. regarding the fault ( including both intention and negligence ), it put forward a viewpoint that we should impose the civil liability upon manipulations of chinese securities market on the basis of constructive fault principle. about the question of iniuria ( wrong ), the author studies two aspects, one is assumption of risk, the other is the model of determining iniuria and solutions proposed

    其中第一節首先明確了操縱市場這種侵權行為的客體即所謂「純粹財產上利益」 。第二節具體闡明了操縱市場行為民事賠償責任的構成要件。在過錯部分提出要以推定過失責任原則為基礎追究我國證券市場操縱行為的民事責任，違法部分研究了自甘冒險行為和違法認定模式及對策兩個問題，其中違法認定模式是一個創新，對改變我國目前證券市場民事索賠必須先由證監會認定違法的機制給予了批判。
  4. The majority of the assets in the portfolio are invested in interest - bearing securities with high liquidity and credit quality, such as us treasuries

    組合中的大部分資產均投資於美國國庫券等流通性和信貸素質均屬于高水平的計息證券。
  5. Foreign banks operating in south korea reported a 69 per cent drop in combined profits last year, when their securities investments and currency derivatives trading arms were hit by unexpected interest rate rises

    據韓國外資銀行報告，由於證券投資和貨幣衍生品交易部門受到出乎意料的升息打擊，去年綜合利潤下降69 % 。
  6. The sfc s main recommendations for improvement to the disclosure of interest regime, including possible amendments to part xv of sfo, and the securities and futures disclosure of interests - exclusions regulation made by sfc, in the light of public responses to the consultation paper

    證監會根據公眾對諮詢文件的回應，就改善披露權益制度而提出的主要建議，包括對證券及期貨條例第xv部及證監會訂立的證券及期貨披露權益-除外情況規例可能作出的修訂。
  7. This section begins with the analysis of the cash flow of the two most elementary products - mortgage pass through securities ( mpt ) and collateralized mortgage obligations ( cmo ), and describes the difference between the function mechanism and the ability of resisting risk. then, based on the above analysis, this article tries to invent an new cmo product which goes by the name of adjustable amortization mortgage ( aam ) and can effectively counteract the extension risk when interest rate goes up. at the same time, this article also indicate some problem which should pay special attention to in practical application and put forward some corresponding market promotion strategy

    本章首先通過對兩種最基本的抵押證券? ?抵押貸款傳遞證券（ mpt ）和抵押擔保證券（ cmo ）現金流量變化的分析，研究其運行機制和防禦風險的功能差異，接著在以上分析的基礎上，文章嘗試提出了一種能夠有效化解利率上升環境中延期風險的新型證券品種? ?可調整分期付款額的抵押擔保證券（ adjustableamortizationmortgage ，簡稱為aam ）的設想，但同時也指出了這種抵押擔保證券在實際應用中應該特別注意之處，並提出了相應的市場推廣策略。
  8. In effect, therefore, the discount rates put a cap on the interbank interest rates for short - term money, particularly for overnight money. there is no point in bidding for expensive money in the interbank market when banks can come to the discount window to borrow more cheaply, assuming of course that they have the eligible securities

    由於銀行只要持有合資格的債券，便可按貼現息率從貼現窗借取資金，而沒有需要在同業市場以高息拆入資金，所以貼現率本身就像是短期銀行同業拆息尤其是隔夜資金的上限。
  9. Section 2 discusses the legal characteristics of the securities investment fund and explains that the fund has four legal characteristics of money trust, self - interest trust, group trust and operation trust. some characteristics of the modern enterprises mechanism like the separation of ownership and management is also reflected in the section

    第二節探討了證券投資基金的法律特徵，闡述了證券投資基金同時具備金錢信託、自益信託、集團信託和營業信託四大法律特徵，並且體現出所有權與經有權分離等現代企業制度的某些特質。
  10. In the first part, i explain the theories of securities company supervision such as supervision theory, public interest theory, economic supervision theory and so on

    第一部分，簡要闡釋證券監管的涵義及最優監管規則理論、公共利益理論、監管經濟學等相關理論，指出證券公司監管的重要意義。
  11. After premiums are received from insurance buyers, insurance companies invest them in interest - bearing securities such as certificates of deposit, stocks, and bonds so as to generate more income

    從投保人手中收取保險金后，保險公司將其投資于有息證券? ?如大額存款、股票和債券，以獲取更多的收益。
  12. The distributor should select the cmo as the tools of mbs, not the mortgage pass - through securities or mortgage bonds. finally, the article gives a brief introduction to the measurement of the prepayment risk, interest - rate risk and the credit risk, additionally, the article analyzes the methods of how to manage the three kinds of risk. the overall objective of this thesis is to propose a working strategy for policy - maker and to offer fresh perspectives for researchers on theory and practice of mbs in china

    本文擬運用金融創新理論，對比住房抵押貸款證券化創新成本和收益的影響因素，對中國住房抵押貸款證券化這一金融創新的可行性進行分析，並具體論述我國住房抵押貸款證券化的方案設計，包括運作模式的選擇，證券化主體spv的構造、證券類型選擇，設計住房抵押貸款證券化風險管理方案。
  13. Therefore, all countries and regions generally bring the affiliated persons of fund manager and custodian into the entities of conflicts of interest in securities investment fund. the judgment criterion of affiliation relationship is whether there are direct material interest relations between fund manager, custodian and the third party

    在證券投資基金利益沖突法律規制問題上，各基金業發達國家和地區普遍採取原則禁止與適度豁免相結合的規制政策，以及內部制衡與外部制約相結合的規制手段。
  14. In order to maintain a sustainable sound development of the corporation bond market, we should draw upon the experience that it has been too costly for us to regulate the stock market after its development, and standardize the corporation bond market regulation prior to developing it. the paper reviews and analyzes the development of the securities market and some theories about governmental regulation, then deliberates upon the defects of the regulation of corporation bond market in china from its concepts and thinking mode. at last, the paper advocates that we should reform the regulation largely depending on the market itself and effective laws, and also impose more power on protecting the interest of investors

    文章首先回顧了國內外證券市場的發展，分析了政府監管的相關理論，再從監管理念和監管方式兩方面具體分析了我國企業債券市場監管的缺陷，在分析監管理念上的缺陷時主要探討了債券市場功能認識上的偏差和維護投資者利益上的不妥當兩個方面的問題，在分析監管方式上的缺陷時則主要從政府監管主體和非政府監管主體（社會中介機構和自律組織）兩個方面來詳細闡述監管上的缺陷，最後提出在改革監管制度過程中，要重塑監管理念，把對企業債券市場的監管從原來的重融資向保護投資者利益轉變，促進政府監管走向市場化、法治化。
  15. Municipal securities are issued by state and local governments and by special districts. interest on municipal securities is exempt from federal taxation. municipal securities come in a variety of types, with different redemption features, credit risk, and liquidity

    市政債券在西方發達國家發展已經比較成熟，我國發展市政債券，具有國際經驗可以借鑒，分析市政債券在我國的可行性，研究市政債券在我國的可行性和風險，具有重要的現實意義。
  16. The countermeasures for carrying out the resources - for - funds pattern include perfecting capital market, cultivating mature securities intermediaries, strengthening resource survey, ranking the resources in guizhou by exploitability and economic applicability, enhancing investors ' confidence and interest in resource development, and formulating and implementing resource - related policies and supporting measures as soon as possible

    實施資源模式的對策取向有：完善資本市場，培育成熟的證券中介機構；加大資源勘察力度，對貴州省資源可開發程度和經濟適用性進行排序，提高投資者對資源開發的信心和興趣；盡快制定和實施資源證券化的相關政策和配套措施。
  17. Because the value of securities, including those of the exchange fund paper on the liability side, fluctuate in response to changes in interest rates, we have a practice of keeping in the currency board account us dollar assets that exceed the monetary base by a safe margin

    由於證券價值包括負債方的外匯基金票據及債券會受到利率變動的影響而有起跌，因此我們向來都是確保貨幣發行局帳目內的美元資產超出貨幣基礎一個安全幅度。
  18. It concludes : the enforcement of the disclosure of information in securities market, the entitle to the interest of short swing trading being to the corporation, prohibiting insider personnel from exchanging the stock of their company, establishing the self - discipline mechanism of preventing the integrated securities house from insider dealing - chinese wall

    本節包括的措施有：加強證券市場的信息披露、短線交易的利益歸入公司、禁止內部人交易本公司證券、建立防止綜合性證券商從事內幕交易的自律機制? ?中國墻。
  19. In addition, the steps of creation of cmo tranches ( or pieces ) is also discussed. secondary, this dissertation quantitatively analyzes the cash flows of various cmo structures such as sequential - pay cmos ( spc ), planned amortization class ( pac ) / supports, principle - only securities ( pos ), interest - only securities ( ios ), floarters and inverse floarters ( ifs )

    其次，文章對cmo證券的各種結構現金流特性進行了定量分析，這些結構包括按順序支付結構（ spc ） 、按計劃支付（ pac ） /支持類、付本證券（ pos ） 、付息證券（ ios ）以及浮動與逆浮動證券（ ifs ） 。
  20. This kind of material interest relations are mainly caused by three reasons : the relation of investment, management / labor and others. according to the different backgrounds, there are three forms of conflicts of interest in securities investment fund : the interest conflicts of affiliated transaction, fund manage fee

    借鑒其他國家和地區的立法經驗，我國應從明確忠實義務、改革規制政策、充實對具體利益沖突表現形式的法律規制、完善內部制衡機制及強化外部制約機制等五個方面對現行法制加以完善。
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