related securities 中文意思是什麼

related securities 解釋
關連證券
  • related : adj. 1. 所敘述的，所說的。2. 相關的，有關系的〈尤指有親戚關系的〉。3. 【音樂】和聲的。n. -ness
  • securities : 期貨
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  2. Disclosure system of the securities market which is also named information opening system means the corporation in the securities market which raise capital with all kinds of financial instrument and its related individuals disclose the interrelated information during its behavior to raise capital and of its continuing identity to all the investors and the whole securities market overtly, impartially and justly in a entire, accurate and timely way

    證券市場信息披露制度，又稱證券市場信息公開制度或證券市場信息公示制度，它是指在證券市場上藉助各種金融工具向公眾籌集資金的公司及其相關的個人依照法律規定以完整、準確、及時的方式向所有投資者和整個證券市場公開、公平、公正地披露與該籌資行為及其持續性身份相關信息的制度或規則。
  3. Chapter two the realistic situation of the related party transaction in our securities market at first, the characteristics and the realistic situation of rpt have been analyzed

    轉移價格是實現關聯交易目的的主要手段，也是區分公允的關聯交易和非公允的關聯交易的一把標尺。
  4. Those rating agencies have earned huge sums in the past ten years offering opinions on the creditworthiness of an alphabet soup of mortgage - related securities created by over - eager banks

    在過去的十年中，這些評級機構為渴望盈利的銀行的信貸證券提供信用評級而獲得了利潤。
  5. Then through the ecnomical analysis of the performance for rent - seeking of the stock issuing market and the choices of each principle of securities market related to information unsynu estoy, the essay demonstrates the cardinal reason the oringinally issued securities have comparatively high rate of return and concludes that it lies in the system and funtion of china ' s securities market

    通過對股票發行市場的尋租表現、我國證券市場效率和信息披露現狀、市場供求關系與投機行為以及信息不對稱與證券市場各主體行為選擇的經濟學分析，闡明我國證券市場首次公開發行股票具有較高的初始收益率的根本原因在於中國證券市場的制度缺陷和功能缺陷。
  6. Banking and related financial services. securities. format of eurobonds

    銀行及相關金融業務.證券.歐洲債券的格式
  7. Exactly speaking, almost none. therefore, the regulations on the related transactions mostly rely on the low - leveled government regulations most of which are provisional suggestion and answers, with the characteristic of changing too fast. so no stable and unified securities legislation has been formed on related transactions

    對上市公司關聯交易的證券法規制主要是靠國務院、財政部及證監會的各項法規、規章、規定等文件，立法級別較低，且很多為試行意見或批復等，變動較快，沒有形成較為穩定和統一的證券立法。
  8. We think the reason that related party transactions produced is based on follow ways ： the particular factor in economic system transferring ; illogically securities publishing system, the tools to manipulate stock price and looseness of management law

    我們認為關聯交易大量發生的原因在於以下幾個方面：體制轉軌過程中的特定因素、不合理的證券發行制度、股價操縱的工具以及監管法律缺位。
  9. The securities firm shall adopt standard operating procedures for conducting the promotion of wealth management business, to ensure that the workflow and related documents are compliant with the applicable legal requirements, and shall cover such matters as product explanations, risk disclosure, and fee itemizations and standards ( including products sold on consignment )

    一）證券商辦理本項業務之推廣，應訂定標準作業程序，以確保作業流程及相關書件資料符合有關規定，包括商品介紹與風險告知、收費明細及標準（含代銷商品） 。
  10. For securities market related courses, please contact cash market department

    有關證券市場之持續專業培訓課程，請?絡現貨市場部。
  11. The term " securities related products " used in these regulations shall refer to securities related financial products that have been approved for trading by the securities and future commission, ministry of finance ( hereinafter this " commission " ) in which securities investment trust enterprises use the assets of the securities investment trust fund for hedging operations or to increase investment efficiency

    本辦法所稱證券相關商品，指證券投資信?事業運用證券投資信?基金從事避險操作或為增加投資效率，經財政部證券暨期貨管理委員會（以下簡稱證期會）核定準予交易之證券相關金融商品。
  12. The hkma will also collect regular information from ais on their securities - related activities by means of a revised prudential return

    金管局亦會以經修訂的審慎監管申報表定期向認可機構收集有關證券業務的資料。
  13. In the meantime of its expansion, the firm has devoted itself to the specialization of legal services and has set up seven main departments : real estate, banking and securities, foreign - related affairs, litigation and arbitration, corporate, maritime, and intellectual property rights

    本所順應法律服務專業化發展的趨勢，在所內設立以下專業法律服務部門：房地產部國際經貿部公司事務部訴訟仲裁部金融證券部知識產權海事海商部等。
  14. A site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  15. Site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  16. As for external corporate governance, continually improve securities ? related laws and regulations, set up china ’ s securities civil compensation system, intensify the construction of china ’ s debt market, develop competitive market for capital, product and professional managers

    在外部治理方面，要不斷完善證券監管的法律法規制度和建立起競爭性的市場體系；要建立與完善我國證券民事賠償制度；要大力加強債券市場的建設；要大力發展經理人市場機制和競爭性的產品市場、資本市場。
  17. Not only that, subprime loans were sold to investors worldwide as mortgage - related securities

    不僅如此，次級貸款已經作為抵押貸款相關的證券出售給國際投資者。
  18. The fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities including warrants and convertible securities of companies operating principally in hong kong, or linked either directly or indirectly to the hong kong economy

    中銀香港香港股票基金是旨在透過投資于主要在香港經營或者是直接或間接與香港經濟有關的公司之上市股票及與股票相關的證券（包括認股權證及可換股證券） ，從而為投資者提供長期資本增長。
  19. The fund aims to provide investors with long term capital growth through investment mainly in the listed equities and equity related securities ( including warrants and convertible securities ) of companies operating principally in hong kong, or linked either directly or indirectly to the hong kong economy. bochk hong kong dollar income fund boci - prudential asset management limited

    中銀香港香港股票基金是旨在透過投資于主要在香港經營或者是直接或間接與香港經濟有關的公司之上市股票及與股票相關的證券（包括認股權證及可換股證券） ，從而為投資者提供長期資本增長。
  20. Not only that subprime loans were sold to investors worldwide as mortgage related securities

    並不僅限與此，次級貸也作為抵押貸款債券向全世界范圍內的投資者出售。
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