relevant securities 中文意思是什麼

relevant securities 解釋
有關證券
  • relevant : adj. 1. 有關的；適當的，貼切的，中肯的 （to）。2. 成比例的；相應的。3. 有重大意義[作用]的，實質性的。adv. -ly
  • securities : 期貨
  1. Csrc shall refuse to accept its application for publicly issuing securities or other matters subject to approval, and shall circularize its records on bad credits to the sasac, china banking regulatory commission and the relevant local government

    中國證監會不受理其公開發行證券的申請或其他審批事項，並將其資信不良記錄向國資委、中國銀行業監督管理委員會和有關地方政府通報。
  2. The chapter builds up the imputable liability system for chinese securities laws within the framework of the continental law theory, through the comparison and analysis of the duty of care criterion established for the behavior of misrepresentation by relevant securities statutes and cases in the u. s. the u. s. practices adopt different duties of care including scienter, negligence and strict liability against misrepresentation under different circumstances

    本章以美國證券成文法與判例法對虛假陳述行為設定的注意標準為借鑒，按照大陸法理論框架構建我國證券法關于虛假陳述的歸責體系。針對各種不同的虛假陳述行為，美國採用了包括欺詐、過失和嚴格責任等多種注意標準的歸責體制。
  3. Party a prohibits any behavior by its employees that violate ethical business conduct and, prohibits any of its employees from requesting or accepting commissions, kickbacks, giftmoney, giftcoupons, marketable securities, disbursement voucher, costly presents or any other valuable goods and services from party b or any relevant companies or personnel, and prohibits from attending any banquets, gymnastic activities, entertainment, junketing or any other activities arranged by party b or relative companies which may affect the fair execution of business between party a and party b

    甲方嚴禁本公司員工有任何違反職業道德的不廉潔商業行為，禁止本公司員工索要或接受乙方及其相關單位和人員提供給個人的傭金、回扣、禮金、有價證券、支付憑證、貴重物品等；不得參加乙方及其相關單位安排的可能影響公正執行公務的宴請及健身、娛樂、旅遊等活動。
  4. Article 23 - 1 a stock exchange shall, at its business premises, provide the commission for its inquiry with all papers, accounting books, lists, records, contracts and relevant examining and proving documents regarding the listing, transaction, monitoring, clearing, settlement and the auditing of the finance and business of a securities firm

    第23 - 1條證券交易所應于營業處所備置所有有關有價證券上市、交易、監視、結算交割及證券商財務業務查核之憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件，供本會調閱查核。
  5. Code for securities transactions by relevant employees

    有關雇員進行證券交易守則
  6. Notwithstanding condition 5. 4, unless and until the bank receives any instructions to the contrary, the bank shall be authorised to present to the extent that the bank has actual notice thereof for payment all securities which are called, redeemed or retired or otherwise become payable and all coupons and other income items held by it for the account of the customer which call for payment upon presentation and shall hold such cash as is received by it upon such payment for the account of the customer ; hold for the account of the customer hereunder all stock dividends, rights and similar securities issued with respect to any securities held by it hereunder ; exchange interim receipts or temporary securities for definitive securities and hold such definitive securities for the account of the customer ; and deduct or withhold any sum on account of any tax required, or which in its view is required to be deducted or withheld or for which it is in its view, liable or accountable, by law or practice of any relevant revenue authority of any jurisdiction

    盡管有第5 . 4 a條之規定，除非及直至本行收到任何相反之指示，本行將被授權i只限於本行有實際通知之范圍內把所有被催交贖回或收回或其他成為應支付之證券及所有息票及由本行代客戶之賬戶而持有並在出示時成為應付的其他收入項目出示以取得付款，及在取得該付款後代客戶之賬戶持有該些現金ii在此等條件下代客戶之賬戶持有一切就本行在此等條件下所持有的任何證券而發行之股票股息優惠認股權證及類似證券iii以中期收據或臨時證券兌換正式證券及為客戶之賬戶持有該正式證券及iv扣減或預扣任何稅務規定之款項或本行認為須扣減或預扣之款項或本行認為根據任何司法管轄權區之任何有關稅務機構之法律或慣例須支付或負責之款項。
  7. Article 18 if the securities regulatory authority under the state council or the department authorized by the state council discovers that a decision it has made to verify or approve upon examination the issuing of securities does not conform to the provisions of laws or administrative regulations, it shall revoke the decision. if the relevant securities have not yet been issued, they shall be kept from being issued ; if they have already been issued, the holders of the securities may require the issuer to refund their money at the issue price plus bank deposit interest for the same period

    第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律行政法規規定的，應當予以撤銷尚未發行證券的，停止發行已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。
  8. Article 4 the securities committee of the state council or its supervision and management and executive organization the china securities supervision and management committee may reach understanding or an agreement with securities supervision and management organizations abroad to exercise cooperative supervision and management of the limited stock companies in their activities of issuing and listing their stocks abroad and other relevant activities

    第四條國務院證券委員會或者其監督管理執行機構中國證券監督管理委員會，可以與境外證券監督管理機構達成諒解、協議，對股份有限公司向境外投資人募集股份並在境外上市及相關活動進行合作監督管理。
  9. The short - term finance to securities firms can be expanded in line with relevant conditions. commercial banks can extend collateralized loans to securities firms

    按有關條件，增加對證券公司的短期融資，商業銀行可按規定對證券公司開辦證券抵押融資。
  10. The term " stock exchange " refers to a legal person that provides the relevant place and facilities for concentrated securities trading, organizes and supervises the securities trading and applies a self - regulating administration

    證券交易所是為證券集中交易提供場所和設施，組織和監督證券交易，實行自律管理的法人。
  11. The appellant signed a tenancy agreement with longridge to rent the property and submitted the relevant tenancy agreement and rental receipts to securities and futures commission so as to claim part of his salaries income as reimbursement of rent by employer

    被告與永孚國際有限公司簽訂租約租用該物業，並將有關租約和租單提交給證監會，申請將部份薪金轉作由僱主發還的租住居所津貼。
  12. The trading ratio, scope and relevant procedures for securities investment trust enterprise using the securities investment trust fund to engage in securities related product transactions shall be prescribed by the sfc

    證券投資信?事業運用證券投資信?基金從事證券相關商品之交易；其交易比率、范圍及相關作業程序，由證期會定之。
  13. Will consider stepping up education for investors on how to comprehend and interpret views of securities analysts ; if they will, of the relevant details ; if not, the reasons for that

    會否考慮加強教育投資者如何理解和詮釋證券分析員的言論若會，有關的詳情若否，原因為何？
  14. Currently have mechanisms in place for preventing securities analysts from expressing in the media views that may mislead investors ; if they have, of the details of such mechanisms ; if not, whether the government will consider establishing the relevant mechanisms ; and

    現時有否機制防止證券分析員在傳媒發表誤導投資者的言論若有，有關機制的詳情若否，政府會否考慮訂立有關機制及
  15. Article 151. securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers

    第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。
  16. Article 151 a securities registration and clearing institution shall furnish the issuer of securities with the register of, and relevant information concerning, the holders of its securities

    第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。
  17. In order to engage in the monitoring of the market as referred to in the preceding paragraph, the stock exchange may, when deemed necessary, investigate and review relevant materials with its members, securities brokers, securities dealers and listed companies or request them to provide explanations : its members, securities brokers, securities dealers and listed companies shall not refuse any such investigations

    證券交易所為前項市場之監視，必要時得向其會員或證券經紀商、證券自營商、上市公司查詢及調閱有關資料或通知提出說明，其會員或證券經紀商，證券自營商、上市公司，不得拒絕。
  18. Authorized institutions that are exempt dealers were reminded that they should take appropriate steps to ensure compliance with the relevant requirements, such as those relating to the provision of trading records to clients, the handling of clients securities collateral and claims and liens over securities

    認可機構如屬獲豁免交易商，須採取適當措施，以確保遵守有關規定，例如關于向客戶提供交易記錄、處理客戶的證券抵押品及對證券的債權與質押權等的規定。
  19. After paying compensations from its risk fund, the relevant securities registration and settlement organization shall seek compensations from those who are responsible for the losses

    證券登記結算機構以風險基金賠償后，應當向有關責任人追償。
  20. Telephone banking self - help transfer is a service function whereby a client establishes an account transfer relation with the bank at the telephone banking self - help system and transfers the funds of relevant securities or foreign exchange through the telephone banking self - help system

    電話銀行自助轉賬是客戶委託銀行，通過在電話銀行自助系統建立賬戶轉賬關系，由客戶通過電話銀行自助系統進行有關的證券或外匯買賣轉賬的一種服務功能。
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