securities adviser 中文意思是什麼
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Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc
證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。 -
Securities investment adviser
證券投資顧問 -
Hantec investment consultant is a registered investment adviser with the securities and futures commission of hong kong, a mandatory provident fund schemes authority intermediary and a member of the hong kong confederation of insurance brokers
亨達投資顧問為香港證監會注冊投資顧問強積金管理局注冊中介人及香港保險顧問聯會會員。公司計劃于明年將旗下個人理財中心數目增至12間。 -
Dr anthony neoh is a senior member of the bar, and has been chairman of the hong kong securities and futures commission as well as the chief adviser to the china securities regulatory commission. dr neoh was nomura visiting professor of international financial systems at harvard law school in 2004. he is also visiting professor in many major universities in mainland china, including peking university and tsinghua university
梁定邦資深大律師曾任香港證券及期貨事務監察委員會主席及中國證券監督管理委員會的首席顧問，於二零零四年出任哈佛大學法律學院nomura國際金融客座教授（ nomuravisitingprofessorofinternationalfinancialsystems ） ，現為中國內地多間著名學府，包括北京大學及清華大學的客座教授。 -
Adviser normally invests the fund ' s assets primarily in interests in senior floating rate loans but may also in revolving credit lines, other types of floating rate debt securities, and money market instruments
投資顧問通常主要把基金資產投入到一些優先浮息貸款，但也不免在循環信貸額以及其他類型的浮動利率債務證券和貨幣工具上做出相應的投資。 -
The mutual fund, as an important part of the securities market, is facing the same issue which is mainly demonstrated in the illegal interested party transaction against the fiduciary obligation of the fund manager or investment adviser
作為證券市場重要組成部分的證券投資基金也同樣面臨相同問題，在這方面突出表現為基金管理人利用其所處的特殊地位，違反其誠信忠實義務而與利害關系人進行不法交易。 -
Blodget also has agreed to a federal court order that will enjoin him from future violations of the federal securities laws and nasd and nyse rules. blodget also will be censured and permanently barred from associating with any broker, dealer, or investment adviser
總之，投資銀行對客戶和整個社會承擔一種誠信fiduciary義務和責任，主要表現為不同業務部門之間的利益沖突，尤其是其咨詢分析業務存在的利益沖突。 -
Dr neoh is a senior member of the bar, and has been chairman of the hong kong securities and futures commission as well as the chief adviser to the china securities regulatory commission. dr neoh is currently nomura visiting professor of international financial systems at harvard law school. he is also visiting professor in many major universities in mainland china, including peking and tsinghua
法律學院的具體籌備工作將由籌劃委員會負責，籌劃委員會由大學校董、執業資深大律師梁定邦博士出任主席；梁博士曾任香港證券及期貨事務監察委員會主席及中國證券監督管理委員會的首席顧問，現為哈佛大學法律學院nomura國際金融體系客座教授（ nomuravisitingprofessorofinternationalfinancialsystems ） ，並為中國內地多間著名學府，包括北京大學及清華大學的客座教授。 -
" under this latest approach, profits tax exemption would be granted to non - residents on income derived from securities trading transactions undertaken in hong kong through an agent who is a broker or an approved investment adviser as defined in the iro
根據最新的修訂建議，非居於香港人士透過經紀或認可投資顧問稅務條例所界定在香港進行證券炒賣交易所獲得的利潤，將獲豁免利得稅。
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