securities agency 中文意思是什麼

securities agency 解釋
證券公司
  • securities : 期貨
  • agency : n. 1. 動作，作用；行為；動力，力量；媒介。2. 經辦，代理，代辦；代銷處。3. 機構；（黨、政）機關，廳，局。4. 〈美國〉印第安人事務局（＝ Indian agency ）。
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  2. The agency which presides over the sale of government securities such as treasury securities and us savings bonds

    負責如國庫券和美國儲蓄債券等政府債券銷售的機構。
  3. Our company has already successfully manufactured over 1000 all kinds of led for banks, securities, telecommunication office, revenue, power supply, customs, courts, fire department, station, airport, quay, employment agency. . has set up a good image in the line of led. and the products are also well sold in the international market inclusive of the usa japan russia australia taiwan and so on

    公司製造的千余塊顯示屏被廣泛應用於銀行證券學校電信稅務供電海關法院消防車站機場碼頭人才市場等領域， led燈飾產品也被廣泛應用於城市亮化樓堂館所美化家居裝飾和節假日慶典等，形成了龐大的客戶群體。
  4. During the period for securities underwritten on an agency basis or on a sole agency basis, securities firms shall ensure that such securities are first sold to subscribers. securities firms may not reserve, in advance, for themselves securities which they underwrite as agents, or purchase, in advance, and retain securities which they underwrite as the sole agents

    證券公司在代銷包銷期內，對所代銷包銷的證券應當保證先行出售給認購人，證券公司不得為本公司事先預留所代銷的證券和預先購入並留存所包銷的證券。
  5. " underwriting securities on an agency basis " means the way whereby the securities firm sells securities as the agent of the issuer and, at the end of the underwriting period, returns to the issuer all the securities that remain unsold

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  6. Article 26 the maximum period for underwriting securities on an agency basis or on a sole agency basis shall be 90 days

    第二十六條證券的代銷包銷期最長不得超過九十日。
  7. " underwriting securities on a sole agency basis " means the way whereby the securities firm purchases, pursuant to an agreement, all the securities to be issued by the issuer or whereby it purchases, at the end of the underwriting period, all the securities that remain after sale

    證券包銷是指證券公司將發行人的證券按照協議全部購入或者在承銷期結束時將售後剩餘證券全部自行購入的承銷方式。
  8. I would like to illuminate the following three issues in this thesis : first, what is the nature of securities broker transaction ? current laws and regulations and judicial practices tend to place it into agency transaction, while the dominant opinion in the academic community is that the it belongs to broker transaction

    本文主要探討以下三個問題：第一，關于證券經營機構接受證券投資者委託進行證券交易的法律行為定性問題，我國現有的法律法規和司法實踐傾向是代理關系，而學術界的主導意見則是行紀關系。
  9. Article 204 any securities supervision and administration institution that verifies and approves an application for securities issuance and listing not in conformity with the provisions of this law, or approves an application for the establishment of a security company, a securities registration and settlement agency or securities trading services agency not in conformity with the qualifications provided for in this law constituting serious circumstances, the person - in - charge directly responsible and other personnel directly responsible shall be imposed administrative sanctions according to law

    第二百零四條證券監督管理機構對不符合本法規定的證券發行、上市的申請予以核準，或者對不符合本法規定條件的設立證券公司、證券登記結算機構或者證券交易服務機構的申請予以批準，情節嚴重的，對直接負責的主管人員和其他直接責任人員，依法給予行政處分。
  10. According to data from the us treasury international capital ( tic ) reports, china ' s purchases of usd assets, including us treasury and us agency securities as well as us corporate bonds, totaled us $ 86. 5 billion in 2005 and $ 84. 4 billion in the first nine months of 2006

    根據美國財政國際資本（ tic ）的數據，中國購買的美國資產（包括國債、政府機構債券、公司債券）總額2005年為865億美元， 2006年前9個月為844億美元。
  11. Mbo is originated from oversea between 60 ' s to 70 ' s of 20 century after the storm of economic crisis and the failure of securities market. then it was considered the practical way for the management of the companies to minimize the agency cost and the risk cost

    上市公司管理層收購興起於二十世紀六、七十年代經濟危機和股市泡沫洗禮之後的西方各國，后被視為減少公司代理成本和管理者機會風險成本的可行手段而得到迅速發展。
  12. Have some job experience for bank, securities business, hotel, house agency, insurance or live abroad

    有在銀行、證券、酒店、房屋中介、保險等行業從事銷售工作的經驗或在國外生活經驗者。
  13. Hong kong s professional and commercial services personnel, such as accounting, finance, legal, securities and futures, insurance, patent agency, trademark agency, marketing, advertising, logistics, management consulting, information technology, job intermediaries, conference and exhibition services, etc., can be the best partners for mainland enterprises in their quest for better corporate governance and in unifying standards with those of the international community

    香港的專業和商業服務人才，例如會計、金融、法律、證券期貨、保險、專利代理、商標代理、市場推廣、廣告、物流、諮詢管理、信息科技、人才中介，以及會議展等服務，是內地企業提升企業管治、走向國際的過程中，最佳的合作伴。
  14. The hong kong monetary authority hkma announced today that the ratings of japan rating and investment information, inc., other than those assigned by the agency on its shareholders and their related companies, will be recognized with immediate effect by the hkma in assessing the eligibility of hong kong dollar denominated debt issues as repo securities for discounting under the liquidity adjustment facility as well as for the purpose of the profits tax concession scheme under section 14a of the inland revenue ordinance

    香港金融管理局金管局今日宣布，金管局就下列兩項承認japan rating and investment information ， inc . r i給予的評級r i給予其股東和關連公司的評級除外：評定港元債券是否可用作在流動資金調節機制下進行貼現的合資格回購協議抵押品方面以及在稅務條例第條下的寬減利得稅計劃方面。
  15. Yet neither the fsa nor the securities and exchange surveillance commission ( sesc ), the part of the agency that oversees securities markets, would have been able to punish offenders, had they found any, because the law empowers neither to do so

    但是金融服務社跟證券交易監督委員會（監管證券市場的分支機構）就算真的找到證據也沒有辦法處理違法者，因為法律並不賦予他們這么做的權利。
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