securities and futures authority 中文意思是什麼

securities and futures authority 解釋
證券和期貨交易管理協會
  • securities : 期貨
  • and : n. 1. 附加條件。2. 〈常 pl. 〉附加細節。
  • futures : 期貸
  • authority : n. 1. 權威，威信；權力，權柄；權限，職權，權能。2. 工程管理處[局，委員會等]；〈pl. 〉當局，官方。3. 根據，憑據。4. 權威者，泰斗，大家。5. 【法律】判決例，先例。6. 代理權。
  1. If a securities investment trust fund operated by a site approved by the competent authority to engage in domestic futures trading wishes to apply for an exemption to position limits, the trust fund shall complete and submit the " application for a securities investment trust fund operated by a securities investment trust enterprise to open a futures trading hedge account " ( form 3 ) together with the required supporting documentation to the exchange

    四）依主管機關規定得於國內期貨市場從事國內期貨交易之證券投資信託事業所管理之證券投資信託基金，因避險需求而擬申請豁免交易規則之部位限制規定者，應檢具證券投資信託事業所管理之證券投資信託基金設立期貨交易避險帳戶申請書（附表三） ，載明其應記載事項，連同應檢附書件，向本公司申請。
  2. You do not have my / our written authority under section 7 ( 2 ) of the securities and futures ( client securities ) rules ( cap. 571 sub. leg. ) to apply any of my / our securities in question pursuant to a securities borrowing and lending agreement

    本人/吾等並無根據《證券及期貨（客戶證券）規則》 （第571章附屬條例）第7 （ 2 ）條以書面授權閣下根據證券借貸協議運用任可有關本人/吾等的證券。
  3. If a securities firm approved by the competent authority to engage in futures trading in the domestic futures market wishes to apply for an exemption to position limits for hedging purposes, the firm shall complete and submit the " application for a securities firm to open a futures trading hedge account " ( form 1 ) together with the required supporting documentation to the exchange

    一）經主管機關核準從事國內期貨市場期貨交易之證券商，因避險需求而擬申請豁免交易規則之部位限制規定者，應檢具證券商設立期貨交易避險帳戶申請書（附表一） ，載明其應記載事項，連同應檢附書件，向本公司申請。
  4. " institutional investor " as used in the directions is limited to securities firms, foreign institutional investors, securities investment trust funds operated by securities investment trust enterprises ( " site " ), the national finance stabilization fund, the civil servant pension fund, the labor pension fund, the labor insurance fund, and the funds managed by the directorate general of postal remittances and savings banks, and other financial and insurance institutions that engage in futures trading within the bounds mandated by the competent authority

    本應行注意事項所稱法人機構限於依主管機關規定?圍內從事期貨交易之證券商、外國機構投資人、證券投資信託事業所管理之證券投資信託基金、國家金融安定基金、公務人員退休撫恤基金、勞工退休基金、勞工保險基金、郵政儲金匯業局所管理之郵政資金、金融及保險機構為限。
  5. Hantec investment consultant is a registered investment adviser with the securities and futures commission of hong kong, a mandatory provident fund schemes authority intermediary and a member of the hong kong confederation of insurance brokers

    亨達投資顧問為香港證監會注冊投資顧問強積金管理局注冊中介人及香港保險顧問聯會會員。公司計劃于明年將旗下個人理財中心數目增至12間。
  6. He former head information technology of the hong kong monetary authority and former chief information officer of the securities and futures commission was sentenced to four months imprisonment for deceiving housing allowances totalling over 1. 1 million and evading salaries tax

    香港金融管理局前任處長資訊科技及證券及期貨事務監察委員會前資訊科技總監，分別使用虛假文件騙取逾一百一十萬元的房屋津貼及隱瞞薪俸稅，被判入獄四個月。
  7. Compared with both foreign futures commission merchants and domestic securities firms, and from the prospective of general principle of economics, new institution economics, and regulation economics, it elaborates the rational and general content of the regulatory system of chinese futures brokerage firms, followed by a. proposition of regulatory framework involving the objectives of regulatory system, regulatory authority, legal system, regulation methods, and regulated institutions

    通過與國外期貨商和國內證券公司進行橫向比較，並從經濟學一般原理和新制度經濟學、監管經濟學的角度，分析對期貨公司監管的必要性，概述了期貨公司監管制度的一般內容，提出建立中國期貨公司監管制度的階段性構想，對中國期貨公司監管制度的目標理念、監管主體、監管法律體系、監管類型、監管對象進行系統論述。
  8. A hong kong monetary authority hkma spokesperson said that the bill would introduce changes to the banking ordinance corresponding to the new licensing regime being introduced for securities and futures commission licensees under the securities and futures bill sf bill

    香港金融管理局金管局發言人表示，條例草案將會就銀行業條例引入修訂條款，以配合證券及期貨條例草案向證券及期貨事務監察委員會證監會持牌人推行的新監管制度。
  9. The hkma maintains a close working relationship with other regulators in hong kong, including the securities and futures commission ( sfc ), the insurance authority and the mandatory provident fund authority

    金管局與本港其他監管機構（包括證券及期貨事務監察委員會（證監會） 、保險業監督及強制性公積金計劃管理局）保持密切的工作聯系。
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