securities investment adviser 中文意思是什麼

securities investment adviser 解釋
證券投資顧問
  • securities : 期貨
  • investment : n. 1. 投資；投資額；（時間、資本等的）投入；投入資金的東西。2. 授職（儀式）；授權。3. 包圍，封鎖。4. 覆蓋。
  • adviser : n. 1. 勸告者，顧問。2. （美大學）指導教授，導師。
  1. Securities investment adviser

    證券投資顧問
  2. Hantec investment consultant is a registered investment adviser with the securities and futures commission of hong kong, a mandatory provident fund schemes authority intermediary and a member of the hong kong confederation of insurance brokers

    亨達投資顧問為香港證監會注冊投資顧問強積金管理局注冊中介人及香港保險顧問聯會會員。公司計劃于明年將旗下個人理財中心數目增至12間。
  3. The mutual fund, as an important part of the securities market, is facing the same issue which is mainly demonstrated in the illegal interested party transaction against the fiduciary obligation of the fund manager or investment adviser

    作為證券市場重要組成部分的證券投資基金也同樣面臨相同問題，在這方面突出表現為基金管理人利用其所處的特殊地位，違反其誠信忠實義務而與利害關系人進行不法交易。
  4. Blodget also has agreed to a federal court order that will enjoin him from future violations of the federal securities laws and nasd and nyse rules. blodget also will be censured and permanently barred from associating with any broker, dealer, or investment adviser

    總之，投資銀行對客戶和整個社會承擔一種誠信fiduciary義務和責任，主要表現為不同業務部門之間的利益沖突，尤其是其咨詢分析業務存在的利益沖突。
  5. " under this latest approach, profits tax exemption would be granted to non - residents on income derived from securities trading transactions undertaken in hong kong through an agent who is a broker or an approved investment adviser as defined in the iro

    根據最新的修訂建議，非居於香港人士透過經紀或認可投資顧問稅務條例所界定在香港進行證券炒賣交易所獲得的利潤，將獲豁免利得稅。
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