securities underwriter 中文意思是什麼

securities underwriter 解釋
證券包銷商
  • securities : 期貨
  • underwriter : n. 1. 保險商；（特指）水險商。2. （股份、公債等的）承購人。3. 承諾支付者。
  1. 9. the investment banking division at morgan stanley advised corporate clients and helped them execute various financial transactions, including the issuance of stock and other securities. morgan stanley frequently served as the lead underwriter in initial public offerings " ipos " - the first public issuance of stock of a company that has not previously been publicly traded - and follow - on offerings of securities

    所謂「準司法」 ，是指這種專家組審理與上訴復審類似傳統意義上的法院庭審理程序，其中包括根據dsu第6條採用「消極一致」方式，從而使進入專家組審理的程序具有強制管轄的司法性質，同時又融合了不少非司法性質的程序，如關于專家組所作決定的授權條款期間評審等。
  2. Has a firm or company registered under the securities laws of any jurisdiction as a securities dealer, broker, investment advisor or underwriter, suspended or terminated your employment for cause

    是否曾因某種原因被依法注冊的券商、經紀、投資顧問或承銷商暫時中止或永久終結工作？
  3. Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc

    證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。
  4. A when the underwriter submits the application, it is required to post its most recent prospectus on the web site of securities futures institutes www. mops. tse. com. tw after gtsm examines the application, the following information will be disclosed on gtsm web site for 5 business days and on the 6th day, it is allowed to begin trading www. gretai. org. tw : - stock code, company name, name of the chairman and the president, market capitalization, major operating items, major products, past 5 years of simplified income statements and balance sheets

    2 .經櫃臺中心審核完畢后，將公司概況資料，包括股票代號公司名稱董事長總經理實收資本額主要營業項目主要產品最近五年簡明損益表最近五年簡明資產負債表等資料，于櫃臺中心網站之興櫃股票項目網址為： http : www . gretai . org . tw向大眾揭示五個營業日，在第六個營業日就可以開始報價交易。
  5. Article 11 in issuing foreign capital stocks listed abroad within the total amount fixed in the stock issue plan, it may, with the approval of the securities committee of the state council, agree with the underwriter ( s ) in the underwriting agreement to reserve a certain amount of stocks apart from the amount underwritten but the amount reserved shall not exceed 15 % of the total amount planned to be issued and listed abroad

    第十一條公司在發行計劃確定的股份總數內發行境外上市外資股，經國務院證券委員會批準，可以與包銷商在包銷協議中約定，在包銷數額之外預留不超過該次擬募集境外上市外資股數額15 %的股份。
  6. In fact, according to mr greenspan, the optimistic bias of investment analysts " apparently has been especially large when the brokerage firm issuing the forecast also serves as an underwriter for the company s securities "

    事實上，格氏指出若就某公司發出盈利預測的經紀行同時擔任該公司的證券包銷商，偏向唱好的情況便更明顯。投資分析的客觀水平如何，已經不言而喻。
  7. If the company offers new shares to the public, such share offer shall be underwritten by a lawfully established securities underwriter, and the company shall execute an underwriting agreement therewith

    公司向社會公開發行新股，應當由依法設立的證券經營機構承銷，簽訂承銷協議。
  8. Article 89 the sponsors ' share offer to the public shall be underwritten by a securities underwriter established in accordance with the law, and an underwriting agreement shall be executed

    第八十九條：發起人向社會公開募集股份，應當由依法設立的證券經營機構承銷，簽訂承銷協議。
  9. Article 89 the sponsors ' share offer to the public shall be underwritten by a securities underwriter established in accordance with the law, and an underwriting agreement shall be executed

    第八十九條：發起人向社會公開募集股份，應當由依法設立的證券經營機構承銷，簽訂承銷協議。
  10. Article 25 securities to be offered to the public with a total face value exceeding rmb50m shall be underwritten by an underwriting syndicate. an underwriting syndicate shall be composed of a securities firm acting as the lead underwriter and securities firms acting as participating underwriters

    第二十五條向社會公開發行的證券票面總值超過人民幣五千萬元的，應當由承銷團承銷。承銷團應當由主承銷和參與承銷的證券公司組成。
  11. These include the appointment of five primary dealers which have good access to institutional investors to perform the role of underwriter and market maker for securities issued under the programme

    這些包括委任5個與機構投資者聯系密切的主要交易商，作為包銷商及市場莊家。
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