stock act 中文意思是什麼

stock act 解釋
證券法
  • stock : n 〈德語〉 滑雪手杖。n 1 （樹等的）干，根株，根莖。2 【園藝】砧木；苗木；原種。3 〈古語〉木塊，木...
  • act : 1 Association of Classroom Teachers （美國）任課教師協會。2 American College Test 美國大學測驗。3...
  1. Legal clairvoyance of market act of stock market operation

    操縱證券市場行為的法律透視
  2. This act closed a loophole that had previously allowed mergers based on acquisition of a corportation's assets as opposed to its stock.

    這個法令堵塞了過去法律中的一個漏洞，即允許在獲得一個公司的資產而不是股票的基礎上進行合併。
  3. The act of purchasing an " in the money " put option so that the buyer can capitalize on a bear market by effectively shorting a stock without waiting for an uptick

    買入價內看跌期權，買方因此可賣空相關股份，從而可以在熊市裡無需等待股價回升而獲利。
  4. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  5. Joint - stock companies act of norway

    挪威股份公司法
  6. Defining the event week around the announcement of the tax relief act, we examine the dividend tax cut effect on stock prices in the united states

    將減輕賦稅法案宣布該周定義為事件周，我們檢視股利稅率減免對美國股價所造成的影響。
  7. Meanwhile, owing to the sluggish economy, the defective stock market system, the enormous expense of the listing procedure and the firm regulation of company information revelation, it is not practical for the secondary market, with limited market capacity, to act as the main source for the withdrawal of venture capital. therefore, the otc market gets essentially necessary

    同時由於宏觀形勢、市場本身欠缺、制度障礙等因素的影響，再加上二板市場的容量有限，企業上市所需可觀費用的支出，大量信息披露的要求，致使建立二板市場作為風險投資退出的主渠道在短期內並不具有現實意義，因此建立otc市場就顯得十分迫切和必要。
  8. Legal services on finance : conduct the overall planning and statement on bank loan projects ; supply the legal services concerned on bank loan ; act as the legal adviser for the government owned commercial banks, joint stock commercial banks, city commercial banks and investment banks ; draft, review, amend the contract on banking ; participate in the negotiation, testimony and maintenance of the non lawsuit monetary items ; examine the standing of the borrowers ; conduct the lawsuit and arbitration on the disputes on letter of credit, deposit receipt, entrust loan, capital call market, bank bill

    金融法律業務：辦理銀行貸款項目的整體策劃和申報，提供與銀行貸款有關的法律服務，擔任國有商業銀行、股份制商業銀行、城市商業銀行及投資銀行的法律顧問，起草、審查、修改銀行業務合同，參與非訴訟金融項目談判、見證和保全，審查借款人資信，代理信用證、存單、委託貸款、資金拆借、銀行票據糾紛訴訟、仲裁。
  9. According to the 2002 survey, in shanghai and shenzhen stock market, the listed companies ’ total number of expropriated funds was nearly one hundred billion yuan and averagely one hundred and forty three million yuan of funds was occupied by majority shareholders for each listed company ; in the two - consecutive - year of loss - making companies, 70 % of the which were expropriated by controlling shareholders ; in the 15 delisted companies, one of the most important reasons for failure was their controlling shareholders ’ expropriation. the behavior that majority shareholders expropriate listed companies ’ fund is a kind of " tunneling " which refers to the act that controlling shareholders transfer the listed companies ’ properties or profits out for their own benefits. on this issue, this dissertation attempts to answer : 1. what is the governance characteristics of listed companies that are easily expropriated assets by majority shareholders

    本文對上述兩個問題進行了全面而系統的理論分析和實證研究，研究結果表明: 1 .第一大股東的持股比例與大股東資產侵佔比例負相關，第一大股東的持股比例越低，資產侵佔越多; 2 .第一大股東持股比例一定的情況下，第二至第五大股東的持股比例與大股東資產侵佔比例負相關，第二至第五大股東的持股比例越高，資產侵佔越少; 3 .經營性的控股股東比非經營性的控股股東更易侵佔上市公司的資產; 4 .非國有企業控制的上市公司被大股東侵佔資產的比例高於國有企業控制的公司; 5 .外部董事的比例與資產侵佔比例負相關，外部董事的比例越高，資產侵佔越少; 6 .大股東的資產侵佔行為對上市公司的業績有顯著的負面影響。
  10. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  11. Except otherwise prescribed in the commercial accounting act and in relevant regulations, a stock exchange shall set out the duration for preservation of the certificates, receipts, accounting books, lists, records, contracts and relevant examining and proving documents and report to the commission for recordation

    前項憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件之保存年限，除商業會計法及相關法令已有規定者外，證券交易所應訂定保存期限，並申報本會備查。
  12. Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc

    證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。
  13. We keep a stock in london and act as distributors as well as agents

    我們在倫敦有庫存並經營銷售兼做代理
  14. We df keep a stock in london and act as distributors as well as agenqs

    我們在倫敦有庫存並經營銷售兼做代理。
  15. We keep a stock inondon and act as distribut ga rs as - well as pqa gents

    我們在倫敦有庫存並經營銷售兼做代理。
  16. Colonial stock act united kingdom

    殖民地公債法令
  17. Colonial stock act

    殖民地公債法令
  18. Principally, the stock act that is meant to manipulate the stock market mainly by means of supervision serves as nothing more than an instrument of control of the stock market by the state and a legal basis for the operations of the supervisory organization

    以糾察式的市場監管體制為核心的證券法，基本上只是國家監管證券市場的工具和監管機構的執法依據。
  19. Hence, when improving the practice of civil liability ascertainment under the stock act, such principle of fairness and impartiality must be highlighted so that the interests of the market and of the individual investors can be properly weighed and balanced

    因此，證券法應當將民事責任制度確定化，明確規定承擔民事責任的歸責事由、歸責原則及免責事由等。
  20. Moreover, it would be hardly possible in fact for the investors to resort to the stock act for a protection of themselves, because the act is not actionable or applicable by the investors due to the material imperfections of its practice of civil liability ascertainment

    而投資者實際上很難運用證券法保護自己的權益，因為在民事責任制度存在嚴重缺陷的證券法沒有可訴性，不能被投資者主動運用。
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