underwrite on an agency basis 中文意思是什麼

underwrite on an agency basis 解釋
代銷
  • underwrite : vt. (-wrote; -written )1. 〈除過去分詞外不常用〉寫在下面,署名。2. 簽名承認[擔保],簽名接受(保險);簽名承受,認購,認捐;贊同。vi. 經營(海上)保險業。
  • on : adv 1 〈接觸、覆蓋〉上去;開(opp off)。 turn on the light [radio water gas] 開電燈[收音機、自來...
  • an : an1indef. art. 見 a 條。1. 〈方、口〉 = and. 2. 〈古、方〉 = (and) if.
  • agency : n. 1. 動作,作用;行為;動力,力量;媒介。2. 經辦,代理,代辦;代銷處。3. 機構;(黨、政)機關,廳,局。4. 〈美國〉印第安人事務局(= Indian agency )。
  • basis : n. (pl. bases )1. 基礎;基底;臺座;【地質學;地理學】坡基。2. 根據,基準。3. 主要成份;主藥。4. 【數學】基。
  1. During the period for securities underwritten on an agency basis or on a sole agency basis, securities firms shall ensure that such securities are first sold to subscribers. securities firms may not reserve, in advance, for themselves securities which they underwrite as agents, or purchase, in advance, and retain securities which they underwrite as the sole agents

    證券公司在代銷包銷期內,對所代銷包銷的證券應當保證先行出售給認購人,證券公司不得為本公司事先預留所代銷的證券和預先購入並留存所包銷的證券。
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