股票交易規定 的英文怎麼說

中文拼音 [gǔpiàojiāoyìguīdìng]
股票交易規定 英文
stock exchange regulation
  • 股 : Ⅰ名詞1 （大腿） thigh; haunches 2 （機關、企業、團體中的組織單位） section of an office or enterp...
  • 票 : 名詞1 （作為憑證的紙片） ticket 2 （選票） ballot 3 （鈔票） bank note; bill 4 （強盜綁架去用做抵...
  • 交 : Ⅰ動詞1 （把事物轉移給有關方面） hand over; give up; deliver 2 （到某一時辰或季節） reach （a cert...
  • 易 : Ⅰ形容詞1. （容易） easy 2. （平和） amiable Ⅱ動詞1. （改變; 變換） change 2. （交換） exchange Ⅲ名詞（姓氏） a surname
  • 規 : Ⅰ名詞1 （畫圓形的工具） instrument for drawing circles 2 （規則; 成例） rule; regulation 3 [機械...
  • 定 : Ⅰ形容詞1 （平靜; 穩定） calm; stable 2 （已經確定的; 不改變的） fixed; settled; established Ⅱ動詞...
  • 股票 : shares; share certificate; stock certificate; equity security; stock; capital stock
  • 規定 : stipulateprovide
  1. Under section 27 a conveyance of immovable property or a transfer of hong kong stock made for a consideration which is in the opinion of the collector inadequate shall, notwithstanding that the transaction is at arm s length and in good faith, be deemed to be a voluntary disposition inter vivos i. e. a gift

    根據印花稅條例第27 4條的規定，如印花稅署署長認為不動產轉易契或香港股票轉讓書的代價不足時，則雖然該買賣是基於公平交易及良好的意圖來訂立，仍會被當作是生者之間的無償產權處置即一項饋贈。
  2. Under section 27 ( 4 ) a conveyance of immovable property or a transfer of hong kong stock made for a consideration which is in the opinion of the collector inadequate shall, notwithstanding that the transaction is at arm s length and in good faith, be deemed to be a voluntary disposition inter vivos ( i. e. a gift )

    根據《印花稅條例》第27 （ 4 ）條的規定，如印花稅署署長認為不動產轉易契或香港股票轉讓書的代價不足時，則雖然該買賣是基於公平交易及良好的意圖來訂立，仍會被當作是生者之間的無償產權處置（即一項饋贈） 。
  3. When a listed ( or otc - listed ) company is converted into a financial holding company in accordance with the financial holding company act, if the shares of the financial institution anticipated to be converted into the financial holding company are eligible for trading on margin purchase and short sale, the shares of the financial holding company after conversion, if it is a listed company, shall be eligible for margin purchase and short sale, unless the shares are overly concentrated ; the six - month listing provision of paragraph 1 and the provisions of paragraph 3, subparagraphs 1 and 3 shall not apply

    上市（櫃）公司依金融控股公司法轉換為金融控股公司時，預計轉換為金融控股公司之金融機構股票中如有具融資融券資格者，轉換后之金融控股公司如為上市公司，除其股票有股權過度集中之情事者外，即得為融資融券交易，不適用第一項上市滿六個月與第三項第一款、第三款之規定。
  4. When a listed ( or otc - listed ) company is converted into a financial holding company in accordance with the financial holding company act, if the shares of the financial institution anticipated to be converted into the financial holding company are eligible for trading on margin purchase and short sale, the shares of the financial holding company after conversion, if it is an otc - listed company, shall be eligible for margin purchase and short sale, unless the shares are overly concentrated ; the six - month otc listing provision, and subparagraphs 1 and 3, of paragraph 2, and the provisions of subparagraphs 1 and 3 of paragraph 3, shall not apply

    上市（櫃）公司依金融控股公司法轉換為金融控股公司時，預計轉換為金融控股公司之金融機構股票中如有具融資融券資格者，轉換后之金融控股公司如為上櫃公司，除其股票有股權過度集中之情事者外，即得為融資融券交易，不適用第二項股票上櫃滿六個月與第一款、第三款及第三項第一款、第三款之規定。
  5. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  6. See ， georgeson & shareholder ， shareholder proposal and proxy contest ： annual corporate governance review ， 2003 ， figure 16 ， at http / / www. georgeson. com

    我國立法對代理權徵集的規定，體現在《公司法》第108條和《股票發行與交易管理暫行條例》第65條的原則性規定。
  7. Indeed, where ownership is traded actively in markets and changes hands quickly, as in the case of the stocks and shares of listed companies, the existence of such pieces of paper evidencing ownership is a legal requirement

    事實上，像上市公司在股市掛牌買賣，無論股票交投多活躍，股權易手多迅速，法律仍規定須有股票證書作為股東擁有權的憑證。
  8. Depending on how many shares a potential acquirer buys in the market ; a formal offer to other shareholders may be required under stock exchange regulations

    根據潛在的收購者在市場上所買進的股票的多少，有時需要根據交易所的規定，向其他持股人發出正式的收購要約。
  9. The thesis study on the legislation situation, the legislation evolution of our countries ’ finance crime and the overseas legislation stipulation of the financial crime. the author think the financial criminal legislation of our country must form the coordinated financial criminal legal framework and change the penalty structure that is severe but was lax. the paper analysis the theory basis of on perfecting crime names by studying the illegal activity offend against the criminal law, the crime punishment legal principle and the crime punishment balanced principle, the criminal law modest and restrained principle and the criminal law investment cost and benefit analysis. finally the author puts forward the ideas that additionally build illegal gathers capital crime, merge forge, forges the national negotiable securities crime and forge, forges the stock, the bond of the company

    本論文從研究我國金融犯罪罪名的立法現狀、立法沿革及國外金融犯罪罪名的立法規定著手，認為我國金融犯罪立法尚待形成協調的金融刑事法律體系和改變「厲而不嚴」的刑罰結構，並從違法行為犯罪化的前提、罪刑法定原則和罪刑均衡原則、刑法謙抑性原則、刑法投入成本?效益分析角度出發，分析金融犯罪罪名完善的理論依據，最後從金融犯罪罪名增設、合併、分立、廢除四個角度，提出增設非法集資罪，合併偽造、變造國家有價證券罪與偽造、變造股票、公司、企業債券罪，分立內幕交易罪與泄露內幕信息罪，廢除偽造、變造、轉讓金融機構許可證罪的立法建議，並分析其可行性。
  10. The term " listing abroad " used in this set of provisions means to issue stocks to investors abroad and list them for transactions and transfer on the stock exchanges by limited stock companies

    本規定所稱境外上市，是指股份有限公司向境外投資人發行的股票，在境外公開的證券交易場所流通轉讓。
  11. By research into the related rules of wto, the paper draws the conclusion of the element requests to our tax - policy in order to meet the needs of the rules of wto, on the basis of which it comments on the new policies of tax preference for western development and suggests, by consulting foreign practices, a series of tax - policies matching the rules of wto, including reconstructing the tax superiority in west, offering the loose tax climate for talent, starting to impose a tax on environment protection and etc. finally, to deal with the problems appeared during the execution of tax - policies, this paper emphasizes the importance of tax - management, and makes some suggestions on how to enhance tax - management

    本文通過對wto相關條款的研究，總結出wto規則對我國稅收政策的基本要求，在此基礎上對已出臺的西部開發稅收優惠政策進行了評價，並參考和借鑒國外經驗，提出了一組適應wto要求的西部開發稅收政策。其中包括重新構建西部稅收優勢；為人才到西部創業創造寬松的稅收環境；改變股票交易印花稅的納稅地點和收入分享辦法；開征「西部開發稅」等配套稅種；開征「環境保護稅」 ，把保護生態效益和外向型經發展有機結合起來。同時，賦予西部地方政府一定的稅收立法權。
  12. Study suggests the main constraints of management buy - out : it ' s groundless to fix a price, the information published not confirm with regular standard, purchase procedure is not transparent, purchase action is not with market law, and also policy restriction. consequently, the paper put forward solutions to improve management buy - out : 1 ) the policy to evade the inside risk : the main way is to select suitable enterprises to develop management buy - out ; 2 ) to ensure the transparent and the market standard of the purchase procedure : the main point is to guarantee the justification of the purchase price, to strengthen the transparent of the information announcement ; 3 ) to consummate the mechanism of supervise government : which the work should be done in the supervise department of government ; 4 ) to emancipate the mind, decrease the government action in the enterprises purchasing ; 5 ) to care for the latter developing of the mbo, the purpose of mbo is to pursue the biggest profit of the enterprise ; 6 ) to consummate the environment of circulating necessary funds ; 7 ) to solve the funds and taxes problems of mbo, this is a better way to solve the problems of mbo

    一是管理層收購定價方面的法律依據不足：二是信息披露不夠規范，現階段運作或已完成的mbo案例在進行信息披露時尤其是披露其資金來源時多諱莫如深，令投資者對其資金來源皆產生懷疑；三是收購程序不透明，歸根到底也是法律方面的不足，缺乏相關的公正的運作程序和政策保障；四是收購行為非市場化，我國的管理層收購結束之後往往僅僅是相對控股，股票繼續交易，所有者與經營者分離的問題並沒有從根本上得到解決，所有權與經營權相統一的目標沒有達到，這就可能造成大股東也就是內部人侵吞中小股東利益將更為便捷；五是融資渠道潰乏，主要是國家政策和法律的障礙限制了mbo的融資渠道；六是服務市場不夠發達，主要是中介市場缺乏高素質的專業人才，無法滿足客戶進行mbo的需要，從而限制了mbo在中國的運行；七是政策限制，主要對合法的收購主體的限制、收購規模的限制、收購時點的限制以及收購資金來源的限制。
  13. We can draw these conclusions through the analysis in the article : ( 1 ) the conflict between profitability and liquidity is the root of open - end funds liquidity risk ( 2 ) the security market in china is still developing with lots of speculators ( 3 ) the continious and stable development of security market is the precondition of open - end fund. most of open - end funds are in the type of stock, whose performance depends on stock market ( 4 ) so far, the merchanics in terms of block trade, processing trade, as well as derivatives of short sales and risk - hedging is still in progress, which restrict fund managers ' competence to control risk and increase their stress in dealing with liquidity risk

    （ 3 ）證券市場持續穩定地發展是開放式基金得以長足發展的保障。現有的開放式基金絕大多數是股票型基金，其業績依賴于股市向好，進而影響投資者是否持有基金的抉擇。 （ 4 ）目前我國證券市場在關于大宗交易、程序化交易、做空機制和規避風險的金融工具等方面的制度尚不健全，制約了基金管理人控制風險的能力，也加大了其面對流動性風險的壓力。
  14. The term " exchange traded fund ( etf ) " used in these regulations shall mean a securities investment trust fund listed on the stock exchange which tracks an underlying index designed by or produced with the agreement of the stock exchange for which subscription and repurchase * * are based on physical delivery according to contract

    本辦法所稱指數股票型證券投資信?基金，指在證券交易所上市，以追蹤證券交易所設計或同意編制之標的指數，且申購、買回採實物及依據契約規定方式交付之證券投資信?基金。
  15. Public companies must meet special rules. most notably, they must report their financial information to the securities and exchange commission. the government says these rules help protect share holders

    上市公司必須遵守特定的規則。最值得注意的是，它們必須向證券交易所報告它們的財政情況。政府說這些規定是為了保護股票持有者。
  16. Stock exchange regulation

    股票交易規定
  17. Article 37 employees of securities exchanges, security companies and securities registration and settlement agencies, staff members of securities supervision and administration institutions and other personnel prohibited from participating in stocks trading by laws and regulations shall not, within their tenure of office or the legal time limit, hold, buy or sell stocks directly or use an assumed name or in the name of others, nor shall they accept stocks donated by others

    第三十七條證券交易所、證券公司、證券登記結算機構從業人員、證券監督管理機構工作人員和法律、行政法規禁止參與股票交易的其他人員，在任期或者法定限期內，不得直接或者以化名、借他人名義持有、買賣股票，也不得收受他人贈送的股票。
  18. Article 37 employees of stock exchanges, securities firms and securities registration and clearing institutions, staff members of the securities regulatory authority, and other persons prohibited by laws and administrative regulations from participating in share trading may not, while in office or during the statutory period, hold, purchase or sell shares directly or under an assumed name or under the name of another, nor may they receive or accept shares as gifts

    第三十七條證券交易所證券公司證券登記結算機構從業人員證券監督管理機構工作人員和法律行政法規禁止參與股票交易的其他人員，在任期或者法定限期內，不得直接或者以化名借他人名義持有買賣股票，也不得收受他人贈送的股票。
  19. In order to stabilize the market, offset the resulting institutional defects and guard against risks, the government ' s responsibility for the market should gradually shift from the implicit indemnity liability to formulating rules of the game and maintaining market order

    要穩定中國股票市場，化解隱性擔保契約造成的制度缺陷和防範風險，應使政府在證券市場的職責逐步從其對證券市場的隱性擔保責任過渡到制定交易規則和維護市場秩序。
  20. With the rapid technical innovation and widespread use of internet, information technology based on using of computer is indispensable to our life. in security market, the application of information technology has been developed from lower stage to higher stage, the security software has been became an absolutely necessarily tools. " the stock transaction prognosticate analysis system which based on neural networks " was developed in this processing in the analysis and prediction system based on neural networks in stock, the parameter is determined as follow, 1. the height value of weight is given to the quota of the main tendency

    「基於神經網路的股票交易分析預測系統」在對市場運行規律深刻總結與研究的基礎上，把大量歷史實時數據存儲到數據庫中，通過數據挖掘和神經網路技術對這些數據進行處理，對技術分析的指標參數進行簡化、優化，並以圖形、趨勢線等形式直觀地反映給投資者，使技術分析更加直觀、明了，依據這些技術指標來進行分析，衡量股票價格變動，預測股票價格的未來趨勢，選擇買賣股票的適當時機，更加便於操作，幫助投資者獲取相對穩定的收益。
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