證券代理發行 的英文怎麼說
中文拼音 [zhèngquàndàilǐfāháng]
證券代理發行
英文
agency marketing- 證 : Ⅰ動詞(證明) prove; verify; demonstrate Ⅱ名詞1 (證據) evidence; proof; testimony; witness 2 (...
- 代 : Ⅰ動詞1 (代替) take the place of; be in place of 2 (代理) act on behalf of; acting Ⅱ名詞1 (歷...
- 理 : Ⅰ名詞1 (物質組織的條紋) texture; grain (in wood skin etc ) 2 (道理;事理) reason; logic; tru...
- 發 : 名詞(頭發) hair
- 行 : 行Ⅰ名詞1 (行列) line; row 2 (排行) seniority among brothers and sisters:你行幾? 我行三。where...
- 證券 : bond; security; negotiable securities
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The agiotage adopts the service mode that " the passway is made " at the beginning of market development, such traditional operation mode has caused the tradesman of the behavior in securities trader ' s seller ' s market, weakness that this kind of traditional, regular, single operation mode caused securities trader ' s profit to be with single mode too at the same time, the income curve correlate with height of general trend of market development, exist and deviate from with investors " interests too on the value orientations
本文通過探索我國證券經紀業務的發展歷史和趨勢,得出最根本的結論是營業部轉型是必然,變「坐商」為「行商」 ,由「單一通道服務」向「綜合理財營銷服務」變革是轉型的核心所在。東北證券江陰營業部作為傳統服務模式的代表,本文詳細闡述了營業部結合自身實際應該採取的轉型策略及轉型后營銷策略,為指導營業部經營機制改革提供了系統的解決方案。Facing with the adjustment blemish of the market and the government, knowledge problem and market growth degree etc, the article analyzes and arguments tmsm, the investment theory of the gapsm and two - mechanism forming reason and specialty of our country, and tries to explain and answer the question of breadth fluctuation, high risk, price decision, proceeds and investment strategy etc in the gapsm. since 80 ages, a series of the important development has all taken place in the world and the economy of our country, and it produced the deep influence on the growth of the security market, and particularly the information revolution, all markets forming one body and the quick development of the derivable security product brought the unprecedented macroscopic opportunity and power to the security market ; but at the same time our security market with the structure absurdity of participators, higher risk, irregular law, closed market, the validity of supervise and no science of market regulation does not accommodate to the macroscopic environment and so our country security market needs a new set of security theory with environment. according to the macroscopic and microcosmic environment, this article defines that our country security market is both a gapsm and the initial stage of the gapsm
上世紀80年代以來,世界和我國經濟都發生了一系列重大的變化,對證券市場的發展產生了深刻的影響,尤其是信息革命、市場一體化和證券衍生產品的迅速發展,給證券市場的發展帶來了前所未有的宏觀機遇和動力,而同時我國證券市場參與者結構的不合理、較高的風險、不規范的法律、市場的不開放、監管的不完全以及不科學的市場調控等微觀市場環境條件與此宏觀環境並不適應,從而我國證券市場需要一套適應環境變化的股票理論;本文就是以這一宏觀環境和微觀條件為依據,把我國證券市場定義為既是政府主導型證券市場又是市場初期;並對我國證券市場二元制產生的原因、特點及特殊性進行了分析,並通過我國政府調節的實例進行了論證,並對投資理論和投資策略進行了研究,這對控制我國證券市場的高風險以及獲取收益都具有重大意義。Average bank and stockjobber act as agent fund of put on sale
一般銀行與證券公司都代理發售基金。After introducing the historic 、 economic 、 social background of china ’ s securities industry, the thesis classified its process into several stages and then disclosed lots of frustration accompanying its growth. currently, an increasing number of problems, such as unreasonable structure of securities industry, difficult operating environment, and ubiquitous unadaptable corporate governance, are beginning to surface. the purpose of this thesis is to find out profoud reason of the conflict phenomenon, then providing the solution for the growth of china ’ s securities industry. to achieve this target, on the guidance of some theories, such as that of industrial organization 、 corporate governance and core competence, this thesis made plenty of analysis about several indexes
本論文從當代中國券商行業的歷史背景、經濟背景、社會文化背景入手,通過對券商發展的階段劃分,揭示中國券商行業發展過程中的諸多曲折,尤其是在新的時代背景下,券商行業中出現的眾多與證券市場發展不相適應的地方,既有行業結構不合理的內因,也有行業外部經營環境惡化的外因,還有普遍存在的公司治理結構欠妥等原因。Neither the bank, its associates, nor any of their directors, officers or employees, shall be liable to the customer for any expenses, loss or damage suffered by or occasioned to the customer by reason of any action taken or omitted to be taken by any one or all of the bank, its associates, their directors, officers, employees or agents pursuant to these conditions or in connection therewith other than as a result of the fraud, wilful default or negligence of the bank, its associates, their directors, officers, employees or agents ; the bank s failure in good faith to honour any stop - payment instructions given by the customer ; the presentation to the bank of any cheque or other payment order which is post - dated ; the bank failing to honour any draft drawn on it by the customer, but the bank shall immediately return such draft to the customer through the normal channels giving the reason for the dishonour ; any loss, damage, destruction or misdelivery of or to the securities howsoever caused unless the same shall result from the negligence of, or theft by, the bank or its associates or any of their directors, officers or employees, in which event the extent of the liability of the bank shall be limited to the market value of such securities at the date of discovery of the loss and even if the bank has been advised of the possibility of such loss or damage ; unauthorised use or forging of any authorised signature as a result of the negligence, wilful default or fraud of the customer ; subject to condition 5. 5, any act or omission, or insolvency of, any person not associated with the bank including, without limitation, a third party nominee or depositary ; viii the collection or deposit or crediting to the custodian accounts of invalid, fraudulent or forged securities or any entry in the custodian accounts which may be made in connection therewith ; any malfunction of, or error in the transmission of information caused by, any electrical or mechanical machine or system or any interception of communication facilities, abnormal operating conditions, labour difficulties, acts of god, or any similar or dissimilar causes beyond the reasonable control of the bank and notwithstanding paragraph, the error, failure, negligence, act or omission of any other person, system, institution or payment infrastructure
本行其聯系人士其各董事高級人員或雇員均毋須向客戶因以下理由而使客戶蒙受或產生之任何開支損失或虧損負責: i本行其聯系人士其董事高級人員雇員或代理人根據此等條件採取或遺漏採取有關之行動,但由於本行其聯系人士其董事高級人員雇員或代理人之欺詐行為故意失責或疏忽所造成者除外ii本行本真誠地未能依約替客戶執行止付指示iii向本行提交任何遠期支票或其他付款指示iv本行未能兌現由客戶開出之匯票,但本行將立即透過正常渠道將該匯票退回客戶,並解釋拒付之理由v無論如何導致之任何證券之損失損毀毀壞或錯誤交付除非上述各項乃因本行或其聯系人士或其任何董事高級人員或雇員之疏忽或盜竊所引致,而在該等情況下,本行的責任將只限於在發現損失當日該等證券之市值,以及即使本行已獲知該等賠償之可能性vi因客戶之疏忽故意失責或欺詐行為而導致的任何偽造授權簽名或不獲授權使用該簽名vii在第5 . 5 a條之規限下,與本行無關者之任何行動或遺漏或無償債能力包括但不限於第三者代名人或寄存處viii代收或存入或貸存於保管人賬戶的無效偽造或假冒證券或在保管人賬戶記入可能與此有關之賬項ix任何電子機械或系統失靈或因該等機件或系統產生的資料傳送錯誤或任何通訊設施之終斷不正常操作情況勞工問題天災或非本行所能合理控制之任何類似或非類似原因及x盡管有第ix項,任何其他人系統機構或付款設施的錯誤故障疏忽行動或遺漏。The hk 1, 000 million hkmc bills issue is the fifth discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第次發行的貼現票據。The hk 1, 000 million hkmc bills issue is the sixth discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第次發行的貼現票據。The hk 1, 000 million hkmc bills issue is the eighth discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第次發行的貼現票據。The hk 1, 000 million hkmc bills issue is the third discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第三次發行的貼現票據。The hk 1, 000 million hkmc bills issue is the fourth discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司根據該計劃發行的第四批貼現票據。The hk 1, 000 million hkmc bills issue is the seventh discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第次發行的貼現票據。The hk 2, 000 million hkmc bills issue is the second discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下第二次發行的貼現票據。The hk 2, 000 million hkmc bills issue is the first 91 - day discount bills to be issued under the hk 20 billion hkmc note issuance programme in which the hkma acts as the arranger, custodian, agent and operator
按揭證券公司的債券發行計劃總值億港元,由金管局負責安排保管代理及管理。今次是按揭證券公司在該計劃下首次發行的日期貼現票據。The main scope of bcpa s business entrusted by the chinese - foreign joint ventures, the chinese - foreign contractual joint ventures, the foreign capital enterprises and other foreign economic organizations, big and medium sized state enterprises, share - holding companies with limited liability and companies with limited liability, to prepare feasibility s study and analysis for investment and development projects of enterprises ; to undertake assets valuation ; to verify the capital of enterprises ; to formulate accounting systems ; to design computerized program for accounting ; to keep accounts for clients ; to offer consultation service and prepare tax returns for clients ; to audit accounting statements for enterprises ; to audit statements of securities business ; to undertake the auditing work of enterprises in their merger, separation and liquidation ; to do the required auditing when the legal representative of an enterprise leaves his her post ; to serve as the standing accounting advisers for enterprises ; to help draft contracts, articles of association and economic documents ; to prepare analysis of economic activities and forecast of operating activities ; to train accounting financial management personnel and to examine evidences in economic cases, etc. by offering high efficiency, fine quality and comprehensive service and outstanding performance bcpa has gained the confidence o its clients and established good and stable and 3, 000 clients
本所業務范圍主要是:接受中外合資中外合作外商獨資和其他外商經濟組織,以及國有大中型企業股份有限公司有限責任公司等的委託,為企業投資開發項目進行可行性研究分析承辦資產評估驗證企業資本設計會計制度編制會計電算程序代理記帳提供咨詢服務稅務代理服務受理企業會計報表審計證券業務審計企業合併分立清算事宜中的審計企業法人離任審計為企業承擔常年會計顧問協助擬定合同章程和經濟文件經濟活動分析和經營活動預測培訓會計財務管理人員以及鑒證經濟案件等項業務。本所以高效優質全面的服務,卓著的業績取得了廣大客戶的信任,與3000餘家客戶建立了良好的穩定的合作關系。The thesis defines the concept of asset securitization, expounds characteristic and the condition to use. analyses the relationship between the choice of financing tool and the firm value, express max firm value is a good standard to weigh the tool. then, through the ri model and finance theory, the thesis explains the motivations of asset securitization, demonstrates the influence effect on firm value by qualitative and quantitative analysis of cost - benefit of corporate asset securitization, and discusses the role of asset securitization to solve corporate financing puzzle and the future of asset securitization in our country
本文首先提出我國企業面臨的融資困境的實質是企業資本結構的不合理以及融資渠道單一影響的,即融資工具不能實現企業價值最大化;在對資產證券化的概念進行界定后,闡述了關于資產證券化的特徵,明確了資產證券化的特點和使用條件;分析了資產證券化工具的選擇與企業價值之間的關系,提出了企業價值最大化是衡量企業融資工具選擇是否合理的標準,為企業通過資產證券化融資提升企業價值提供了理論準備;然後,運用現代財務理論和剩餘收益模型,通過對我國企業資產證券化的實踐進行成本收益的定性和定量的效果分析,論證企業資產證券化對企業價值的影響效果;最後論述了我國實施資產證券化的現狀和未來發展,並且對我國實施資產證券化的具體方式提出了新的構想。Because that the asset management business is a novelty, there are many questions as following : regulation deficiency, supervision chaos, competition disorder, etc. especially in china, unsymmetric information, credit deficiency still exist. much problem such as illegal private banking, private placement fund, phenomena of fund management irregularity, immense risks in securities companies " asset management business has become much more seriously. therefore strengthening the study of this novelty to reach standardization and development has become an urgent task to the banking industry
也正因為它是一種新生事物,國內資產管理業中存在著缺乏規范、監管混亂、競爭無序等問題,尤其在中國現行的信息不對稱、缺乏誠信的市場環境條件下,則更顯突出, 「違規代客理財」 、 「私募基金」 、 「基金黑幕現象」 、 「券商資產管理風險問題突出」等問題層出不窮,加強對它的理論探討與對策研究,從而促進其規范發展已經成為我國證券界的一個迫切任務。From the angle of innovation and development, this paper systematically analyzed the operation management problem existed in the securities market and summarized the operation management model of securities company of inside and outside china. on this basement, this paper put forward the development strategy of securities company of china. at the same time, the organizational structure design of restructured guangda securities and the successful management experience of " person oriented " were certified through analyzing the management innovation of guangda securities
本文針對我國證券營業部發展中的經營管理問題,從創新和發展的角度出發,理論聯系實際,運用證券營業部相關理論、現代企業管理理論、管理創新理論以及證券營業部發展模式理論,系統分析了證券營業部存在的經營管理問題,總結了國內外證券發展中的經營管理模式,在此基礎上,從經營管理思想、經營管理組織模式、管理手段、經營方式、業務創新等方面進行了對策研究,提出我國證券營業部發展的對策。Share issue privatization can be used in the selling of large soes, while private negotiation and auction can be used to privatize medium or small soes. in fact the privatization agency will have less chance of rent - seeking ; even through all the auction prices are not higher than it m ay reach in an private negotiation. after more than twenty year " s reform, china " s ownership structure has changed significantly
在具體推進方式上,對于大型國有企業可以按照推動股權文化發展的原則利用證券市場進行民營化;對于中小型國有企業,可以按照市場化的原則,利用場外交易市場來實現民營化,拍賣方式可以弱化民營化代理人對民營化結果的影響,從而避免尋租行為;協議轉讓是中小型國有企業民營化可行方式。Securities firms that underwrite securities as agents shall, in conjunction with the issuer and within 15 days after the expiration of the period for underwriting as agents, report the details of such underwriting to the securities regulatory authority under the state council for the record
證券公司代銷證券的,應當在代銷期滿后的十五日內,與發行人共同將證券代銷情況報國務院證券監督管理機構備案。Where a securities company underwrites stocks on a commission basis, it shall report the stock sale jointly with the issuer to the securities regulatory body under the state council for record within 15 days after the expiry of the period for underwriting the stock issue on a commission basis
證券公司代銷證券的,應當在代銷期滿后的十五日內,與發行人共同將證券代銷情況報國務院證券監督管理機構備案。分享友人