證券包銷公司 的英文怎麼說

中文拼音 [zhèngquànbāoxiāogōngsī]
證券包銷公司 英文
underwriting firms
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 銷 : Ⅰ動詞1 （熔化金屬） melt （metal）2 （除去; 解除） cancel; annul 3 （銷售） sell; market:產銷平衡...
  • 公 : Ⅰ形容詞1 （屬于國家或集體的） state owned; collective; public 2 （共同的;大家承認的） common; gen...
  • 司 : Ⅰ動詞（主持; 操作; 經營） take charge of; attend to; manage Ⅱ名詞1 （部一級機關里的一個部門） dep...
  • 證券 : bond; security; negotiable securities
  1. Underwriters include kingston securities limited, worldsec international limited, csc securities ( hk ) limited, js cresvale securities limited, mansion house international limited, kingsway sw securities limited, young champion securities limited, nomura international ( hong kong ) limited, sun hung kai international limited and luen fat securities company limited

    包銷商包括金利豐證券有限公司、和升國際有限公司、群益證券（香港）有限公司、日盛嘉富國際有限公司、萬勝國際融資有限公司、匯富證券有限公司、利高證券有限公司、野村國際（香港）有限公司、新鴻基國際有限公司及聯發證券有限公司。
  2. Part one : this part introduces the summarization of the abs ( asset - backed securities ), which includes the conception, the basic theory, the features, the categories, the basic running process, and the circumstance of the research and development, etc. part two : the main contents of this part are the necessity and the analysis for the feasibility of the financing of securities depending on the charges of expressways, including the analysis for the feasibility of the financing of securities on the basis of the expressways " charges, the option between the two operation models, and the analysis for the feasibility of the operation of indigenization, etc. part three : this part mainly demonstrates how to design the plan of a company for the financing of securities and indigenization, which consists of the introduction of a company ' s background and the main problems to be confronted, the features of the basic assets and the analysis of the cash currency, the selection of spy, the design of trading structure, the product design of securities, etc. part four : this part discusses the financial evaluation about a company ' s design of the financing of securities and indigenization on the basis of the expressways " charges, the analysis of the risks and the analysis in general

    本文的創新之處在於: （ 1 ）通過對我國《信託法》 、 《公司法》等相關法律、法規的深入研究，提出在國內現行制度框架和市場環境下，以信託方式設立特設目的機構的基本思路，並構架了類附擔保公司債信託型和信託簽發企業銷售型兩種較為滿意的本土化交易結構方案，具有一定的理論創新性; （ 2 ）將資產證券化這一金融創新工具應用到高速公路融資領域，論證了高速公路利用收費證券化融資的必要性和可行性，並提出了一個可供借鑒的操作性方案。本文可能的不足是在證券化產品設計方面由於筆者知識水平的欠缺，深感作得不是很深入，需進一步的完善和細化;另外對各種交易結構模式的設計和分析只是一種理論上的探討，到底是否有效和可行需接受實踐的進一步檢驗。論文分為四個部份:第一部份，資產證券化概述，包括資產證券化的概念、基本理論、特點、基本形式、基本運作流程、國內外研究和發展現狀等。
  3. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  4. The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc

    課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。
  5. The business risk usually appears in the main business of security company, such as self - settlement, underwriting, brokerage and entrustment

    這些經營風險一般在證券公司的主要經營業務中表現出來，包括自營業務、承銷業務、經紀業務和剛興起的委託理財業務。
  6. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  7. To make fund raising easier for these companies in the financial market, the stock exchange could adopt flexible regulations - for example, exempting them from the lowest profit requirement, and underwriting arrangement, etc

    因此，第二板市場的要求不能太嚴謹。證券交易所可放寬科技公司最低盈利要求和包銷安排等條例。
  8. Article 11 in issuing foreign capital stocks listed abroad within the total amount fixed in the stock issue plan, it may, with the approval of the securities committee of the state council, agree with the underwriter ( s ) in the underwriting agreement to reserve a certain amount of stocks apart from the amount underwritten but the amount reserved shall not exceed 15 % of the total amount planned to be issued and listed abroad

    第十一條公司在發行計劃確定的股份總數內發行境外上市外資股，經國務院證券委員會批準，可以與包銷商在包銷協議中約定，在包銷數額之外預留不超過該次擬募集境外上市外資股數額15 %的股份。
  9. Following csrc s granting of the broker license, the company will take steps to strengthen its ties with mainland - based securities houses, with a view to establishing strategic alliances and joint business ventures in the future

    亨泰證券有限公司為亨達集團旗下全資附屬公司，並為香港聯合交易所會員，公司主要從事證券買賣及相關之業務，包括包銷新股發行及股票配售。
  10. During the period for securities underwritten on an agency basis or on a sole agency basis, securities firms shall ensure that such securities are first sold to subscribers. securities firms may not reserve, in advance, for themselves securities which they underwrite as agents, or purchase, in advance, and retain securities which they underwrite as the sole agents

    證券公司在代銷包銷期內，對所代銷包銷的證券應當保證先行出售給認購人，證券公司不得為本公司事先預留所代銷的證券和預先購入並留存所包銷的證券。
  11. Opening remarks by mr. tony latter at the signing ceremony for the appointment of dao heng bank as underwriter for the retail portion of the hkmc s nip note s310 20 august 2001

    委任道亨銀行有限公司為按揭證券公司s310債券發行計劃零售部份的包銷商簽署儀式，由黎定得先生致歡迎辭， 2001年8月20日
  12. Initial - issue underwriting risk includes policy risk, issuer risk, bought - deal risk. right - issue underwriting risk includes policy risk, bought - deal risk and market risk. the author measures the additional underwriting business risks with var model

    證券公司的新股承銷業務面對的風險主要有政策風險、發行人風險、包銷風險和信用風險等；配股承銷業務則主要有政策風險、包銷風險和市場風險等。
  13. This stock company consists of seven departments : production, purchasing, finance, auditing, investment & securities, marketing, and r & d

    這家股份公司有七個部門，包括生產部、采購部、財務部、審計部、投資證券部、營銷部及研究發展部。
  14. B : this stock company consists of seven departments : production, purchasing, finance, auditing, investment & securities, marketing, and r & d

    這家股份公司有七個部門，包括生產部、采購部、財務部、審計部、投資證券部、營銷部及研究發展部。
  15. The hkmc also entered into an underwriting agreement with the bank of east asia, citigroup, standard chartered bank, bank of china hong kong, hsbc, citic ka wah bank, wing lung bank, dao heng bank and international bank of asia for an aggregate amount of hk 1, 595 million

    按揭證券公司亦同時與東亞銀行花旗集團渣打銀行中國銀行香港豐銀行中信嘉華銀行永隆銀行道亨銀行及港基銀行簽訂包銷協議，包銷為數共15 . 95億港元的債券。
  16. Investment bank business in this thesis is part of securities company business, mainly including underwriting, merger, financial consulting and so on

    投資銀行業務是證券公司業務的重要組成部分，其業務范圍主要包括承銷業務、購並業務、財務顧問業務、項目融資業務等。
  17. In fact, according to mr greenspan, the optimistic bias of investment analysts " apparently has been especially large when the brokerage firm issuing the forecast also serves as an underwriter for the company s securities "

    事實上，格氏指出若就某公司發出盈利預測的經紀行同時擔任該公司的證券包銷商，偏向唱好的情況便更明顯。投資分析的客觀水平如何，已經不言而喻。
  18. The hkmc also entered into an underwriting agreement with hsbc for an amount of hk 600 million in respect of the 7 - year notes of the issue

    按揭證券公司亦同時與豐銀行簽訂一項總值達6億港元的7年期債券的包銷協議。
  19. " underwriting securities on a sole agency basis " means the way whereby the securities firm purchases, pursuant to an agreement, all the securities to be issued by the issuer or whereby it purchases, at the end of the underwriting period, all the securities that remain after sale

    證券包銷是指證券公司將發行人的證券按照協議全部購入或者在承銷期結束時將售後剩餘證券全部自行購入的承銷方式。
  20. Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material

    再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。
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