證券業 的英文怎麼說
中文拼音 [zhèngquànyè]
證券業
英文
securities business-
Government securities consultant
政府證券業顧問Chinese association of securities investment funds, the
中國證券業協會基金公會The chinese association of securities investment funds
中國證券業協會基金公會In the earlier time, limit policy of license management is practicing. with the political support and care, the securities trade is a business with rare resources in the deeper meaning
在證券市場發展初期，實行經營許可證管理的行業限入政策，政策的扶持和呵護使證券業更大程度上是經營稀缺資源的行業。Operations with promissory notes, bills of exchange and other securities
票據和其他有價證券業務But the quid pro quo was the glass - steagall act of 1933, which separated the roles of commercial and investment banking
但取而代之的是1933年《格拉斯? ?斯蒂格爾法》的出臺，該法案規定銀行貸款業務與證券業務嚴格區分。Securities analysts association of china saa
中國證券業協會證券分析師專業委員會When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval
前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。Deutsche boerse group, a german blue chip company, is a leading service provider to the global securities industry with products and services for issuers, investors, intermediaries and data vendors
德意志證券交易所集團是德國的藍籌企業，是全球領先的證券業服務提供商，為發行者、投資者、中介機構以及數據所有者提供綜合而全面性的產品與服務。The security companies now are facing a series of huge changes caused from the business circumstances and the market
證券業正面臨經營環境和市場格局的一系列變化。在新形勢下，證券公司、營業部必須注重培育企業核心競爭力。China ' s securities market is also a new and developing market, it is now existed the following problems, powerful speculative transaction, inside transaction, false packing, national stock listing circulation and market supervision and management & securities market laws and regulations, so it remains to be perfected, it is an important issues faced for china ' s securities how to specify and develop china ' s securities market, especially, after china joins in wto successfully, the door of china ' s securities market has been opened, accession foreign - funded securities company can be expected soon, stockjobber ' s operation in china will be directly threatened, undoubtedly, this is an enormous challenge for china ' s securities market
我國證券市場還是一個新興市場，存在市場投機性強、內幕交易、虛假包裝、國有股上市流通以及市場監管、證券市場法規有待完善等等問題，如何規范和發展我國證券市場是我國證券業面臨的重大課題。尤其是我國成功加入wto后，中國證券業的大門已經打開，外資證券公司的進入指日可待，我國券商的經營將直接受到威脅，這無疑是對中國證券業的巨大挑戰。Ian hay davison report ie report of the securities review committee
證券業檢討委員會報告書Former ssb analyst jack b. grubman, in settlement of the charges against him, 1 which he neither admits nor denies, has agreed to pay 7. 5 million as disgorgement and an additional 7. 5 million in penalties which he may not treat as tax deductible or seek to recover from an insurance carrier or other third party
而其中三家銀行的一些明星分析師和銀行家則被指控本身簽發了欺詐性的研究報告。因此，美林前明星網際網路分析師grubman和henry blodget則雙雙個人被罰，前者罰款1500萬美元，後者罰款4萬美元，並終生禁止從事證券業務。Comparing with the stockjobbers outside, although we can also enjoy the same treatment with others, we are still too weak even from the capital size capital strength managerial mechanism managerial efficiency to the stuff of talented person along with entering the wto, our stock market will completely be opened, abroad stockjobbers will threaten our stockjobbers seriously when they are familiar with the operations of our lacal ones, however, we can also obtain more and more opportunities at the same time : the market of our local stockjobbers will become wider from local to international capital market, it can advanced the speed of our local securities industry to improve the system conditions, to renovate manage system, to ameliorate the technic measures, to enrich the xervice breeds ; besides, it can also drive us to adjust the economica l structure, optimize the station of resource, transform the manage mechanism, all of these will provide a wider space for the local stockjobbers after entering the wto, the main develop trends of local stockjobbers are express at : invest - banking operations will become more important, the broking competition will be more fury, the property management will become the rising point of new profits of us
雖然按對等原則，我國證券業也可以進入其他締約國金融市場並享受該國資本的同等待遇，但與境外券商相比，境內券商無論是在資產規模、資金實力、管理機制、經營效率，還是人才素質上，都無法與之抗衡。加入wto后，證券市場終將全面開放，國外證券公司在熟悉中國證券市場的操作后，將對國內券商的業務構成嚴重的威脅，以往國內券商發展業務的許多手段都將很快失靈，從而對券商的經營思路和發展戰略產生深刻的影響。然而，加入wto也使我國證券業獲得了更多新的發展機遇：將使國內券商的生存發展空間進一步拓展到國際資本市場的大舞臺；將從外部促使中國證券業向著市場化、規范化和多功能化的國際證券業發展趨勢快速推進，從而使證券業發展的制度環境得以改善；將促使我國券商更新管理體制，提高管理水平，改進和創新技術手段、業務方式和服務品種，提升競爭層次；此外，加入wto還將推動我國的經濟結構調整、資源優化配置和企業經營機制轉換，為券商開拓業務和進行各種創新活動提供了了廣闊的空間。These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud
在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度The u. s. federal reserve, for example, regularly publishes proposed regulations and asks for comments from the private sector in a reasonable period of time. during the implementation of our gramm - leach - bliley bill - - which fundamentally reformed the us banking, securities and insurance sectors - - the u. s. federal reserve sought out and received hundreds of comments from foreign banks
在實施《格拉姆-利奇-布利利法案》期間該法案從根本上改革了美國銀行業、證券業和保險業，美國聯邦儲備系統徵求並收到了外國銀行提出的數百條意見。Since the 1990 ’ s, following the development of information technology, the online securities trading had turned up as a completely new style in the line of business
20世紀90年代，伴隨著信息技術的發展，網上證券交易成為一種全新的證券交易方式，具有旺盛的生命力，並且成為證券業進一步發展的重要方向。The tax treatment is unfair among different businesses and different tax - payers. the abnormal taxation certainly results in the abnormal development of the bank and securities industry. the difference between the taxation of china bank and securities industry and the foreign taxation that include the taxing scope, the abstraction and materialization of taxation, the taxation operation, the sanction and transparency of tax law, the seriousness of taxing administration and tax policy choice, not only provide the opportunity for the foreign finance institution which can carry out tax planning, moreover tax equity, but also likely lead to that the foreign finance institution lack confidence to china market and policy, finally affect its investment and result in tax unfairness among tax - payers
長期以來，我國財政與金融的特殊關系使得財政對銀行業實行「特殊」的稅收政策，銀行業整體稅負高於製造業以及非金融性的服務業，中資金融企業稅負高於外資金融機構，過重的稅負使得銀行資本充足率難以保證，發展失去后勁；二是我國銀行業和證券業稅制結構不合理、稅制不規范、不科學，銀行和證券業內部不同行業、不同納稅人之間稅收待遇不公平，畸形的稅制必將導致銀行與證券業的畸形發展；三是我國銀行業和證券業稅制與外國稅制的差異，包括征稅范圍大小、稅制的抽象化與具體化、稅制的可操作性、稅收法律約束力和透明度、稅收執法的嚴肅性等差異，不僅給外資金融機構進行稅務籌劃甚至偷逃稅提供了可乘之機，而且還可能使得外資金融機構對中國市場、對政府政策缺乏信心，而影響其投資，也導致納稅人之間稅負不公。The main scope of bcpa s business entrusted by the chinese - foreign joint ventures, the chinese - foreign contractual joint ventures, the foreign capital enterprises and other foreign economic organizations, big and medium sized state enterprises, share - holding companies with limited liability and companies with limited liability, to prepare feasibility s study and analysis for investment and development projects of enterprises ; to undertake assets valuation ; to verify the capital of enterprises ; to formulate accounting systems ; to design computerized program for accounting ; to keep accounts for clients ; to offer consultation service and prepare tax returns for clients ; to audit accounting statements for enterprises ; to audit statements of securities business ; to undertake the auditing work of enterprises in their merger, separation and liquidation ; to do the required auditing when the legal representative of an enterprise leaves his her post ; to serve as the standing accounting advisers for enterprises ; to help draft contracts, articles of association and economic documents ; to prepare analysis of economic activities and forecast of operating activities ; to train accounting financial management personnel and to examine evidences in economic cases, etc. by offering high efficiency, fine quality and comprehensive service and outstanding performance bcpa has gained the confidence o its clients and established good and stable and 3, 000 clients
本所業務范圍主要是：接受中外合資中外合作外商獨資和其他外商經濟組織，以及國有大中型企業股份有限公司有限責任公司等的委託，為企業投資開發項目進行可行性研究分析承辦資產評估驗證企業資本設計會計制度編制會計電算程序代理記帳提供咨詢服務稅務代理服務受理企業會計報表審計證券業務審計企業合併分立清算事宜中的審計企業法人離任審計為企業承擔常年會計顧問協助擬定合同章程和經濟文件經濟活動分析和經營活動預測培訓會計財務管理人員以及鑒證經濟案件等項業務。本所以高效優質全面的服務，卓著的業績取得了廣大客戶的信任，與3000餘家客戶建立了良好的穩定的合作關系。Comprehensive management in finance industry was financial system dealing with the manage ment in bank, negotiable securities, insurance industry, etc
摘要金融業綜合經營是指銀行業、證券業、保險業等跨業經營的一種金融制度。分享友人