證券商 的英文怎麼說

中文拼音 [zhèngquànshāng]
證券商 英文
dealer in securities
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 證券 : bond; security; negotiable securities
  1. A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration

    證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心，轉知證券集中保管事業辦理有價證券撥付作業，或通知清算銀行辦理轉帳登記。
  2. Alan greenspan went further to attribute this to " the proclivity of firms that sell securities to retain and promote analysts with an optimistic inclination "

    格氏又認為證券商喜歡僱用及擢升一些偏向唱好企業的分析員，亦是導致後者評論企業前景時取態過分樂觀的原因。
  3. Firstly, proem, it concise introduces the background ; secondly, it introduces the reform of the commission system and the dilemma of the securities companies in our country ; thirdly, it puts forward the idea of implementation of " optionally differential strategies " as the natural choice for the future development of the securities brokers in our country, through the analysis of the current competitive environment of the securities companies in our country and study on the alternatives of competitive strategies ; the forth, it describes how to practice " optionally differential strategies ", which including three aspect : the choice of the core competition ability, the measures for the implementation are brought forth, and the condition of practice the strategies ; the fifth, it " s the summary of the dissertation

    第一部分，簡介論文寫作背景；每二部分，介紹我國傭金制度改革以及改革后我國證券公司所面臨的困境；第三部分，通過對現階段我國證券公司競爭環境的分析，進行競爭戰略選擇研究，提出實施選擇性差別化戰略應成為我國證券商未來發展的必然選擇。第四部分，提出「選擇性差別化戰略」的實施措施，包括拓展業務領域、拓寬交易渠道及改革證券商管理模式三方面可操作的內容；第五部分，對全文作概括性的總結。
  4. Rodger riney is the president and chief executive officer of scottrade, inc., which he founded in 1980 as a discount brokerage firm serving individual investors

    羅傑?潤禮於1980年創辦史考特證券公司，目前擔任史考特證券的公司總裁兼首席執行長，史考特證券是一家折扣經紀證券商，主要服務個人投資者。
  5. For securities firms to cover shortfalls of securities in connection with short sales

    六、供證券商彌補融券短差之有價證券。
  6. The following information can be found at gtsm s web site www. gretai. org. tw, securities firms, and market data vendors 1 best bid and asking prices from all market makers 2 info on the most recent executed trade price, volume, and accumulated trading volume

    以上資訊，投資人可從櫃臺中心網站網址為http : www . gretai . org . tw證券商營業處所資訊公司蕃薯藤網站等即時資訊系統或經由電話洽詢證券商營業員等方式，取得這些資訊。
  7. What s the purpose of the legal ceiling ? ans 1 the spread is the difference between the bid and offer prices

    一推薦證券商得報價差距是指興櫃股票推薦證券商就其推薦之興櫃股票所申報的買進報價與買出報價間的價差而言。
  8. A legally binding agreement to buy or sell a security, commodity or financial instrument at a fixed price on a specified date in the future

    在未來的規定日期，以固定價格購買或出售某種證券、商品或金融工具的有法律約束力的交易合約。
  9. All sold emerging stocks but those traded directly with market makers must be cleared via taiwan securities central depository ; tscd s book - entry securities system for delivery. different from the tse and gtsm stocks, those traded in the emerging market must be deposited into tscd two days prior to the trade date. payment will be delivered to seller s bank account on t 2 by noon

    賣出的興櫃股票，除自行與推薦證券商在系統外議價成交者外，一律要透過集保帳簿劃撥方式辦理交付，賣出興櫃股票至少必須在成交當日將股票送存集保結算所，才可以辦理交割即：
  10. Gtsm will disclose the ex - right and ex - dividend stocks to the public and investors can also find them on the gtsm web site. since emerging stock board is based on negotiation, bid and asking prices vary from each underwriter and thus there is no central data collection for all the quotes

    但因為興櫃股票采議價方式交易，交易分散在各不同的推薦證券商處，而且同一時點可能有不同的成交價格產生，並沒有所謂的收市價格供櫃臺中心計算其參考價。
  11. Investors can acquire information such as daily volume, high low, and daily weighted average price from gtsm web site, securities firms, and or market data vendors. q3 - 15. how do i obtain information on ex - right and ex - dividend stocks ? will gtsm provide the ex - dividend and ex - right prices

    櫃臺中心在收市后會揭示當日成交數量最高最低最後及加權平均成交價格等，投資人可以從櫃臺中心網站網址為http : www . gretai . org . tw證券商營業處所資訊公司蕃薯藤網站等即時行情系統或經由電話洽詢證券商營業員等方式，取得這些資訊。
  12. A securities firm shall fully disclose the fee schedule and itemized details thereof for all products and services it provides

    八）證券商應將提供各項商品與服務之收費標準與明細充分揭露。
  13. This helps to explain a surge in the purchase of foreign securities by individuals, chiefly through investment trusts

    這很好解釋了更多的人購買國外證券商品的趨勢，主要通過投資信託方式。
  14. The securities firm shall adopt standard operating procedures for conducting the promotion of wealth management business, to ensure that the workflow and related documents are compliant with the applicable legal requirements, and shall cover such matters as product explanations, risk disclosure, and fee itemizations and standards ( including products sold on consignment )

    一）證券商辦理本項業務之推廣，應訂定標準作業程序，以確保作業流程及相關書件資料符合有關規定，包括商品介紹與風險告知、收費明細及標準（含代銷商品） 。
  15. The securities firm shall approve a line of credit to a customer based on the result of a credit check against such customer, and furnish a risk disclosure statement disclosing therein the risks associated with securities lending transactions

    證券商應依客戶徵信結果，核定其客戶得借貸額度，並提供風險預告書，揭露有價證券借貸交易之可能風險。
  16. Article 21 a securities firm shall on a daily basis transmit information about the transaction amount, transaction details, and outstanding balance with respect to securities lending transactions for each customer, to the securities exchange or the over - the - counter securities market, and the latter shall compile such information and publish the outstanding amount of all securities lending transactions before the opening of market on the next business day

    第21條證券商應每日將其客戶借貸額度、借貸之交易明細與餘額等資料傳送證券交易所及證券櫃臺買賣中心，由證券交易所及證券櫃臺買賣中心匯計，于次一營業日開市前公告有價證券借貸交易餘額。
  17. Article 16 a securities firm conducting securities lending business shall enter into a securities lending agreement with each customer, and shall open one and only one securities lending account for each customer

    第16條證券商辦理有價證券借貸業務，應與客戶簽訂有價證券借貸契約，並開立有價證券借貸交易帳戶，每一客戶以開立一戶為限。
  18. Through comparison of securities supervision system, issuing market, trading market, serving market and so on among united kingdom, united states, japan and china, we can find that the following problems in our securities supervision : multi - management and inconsistent policies, incomplete jurisdiction system, irregular self - disciplinary system, incomplete verification system of securities issuing market, high risks brought by single type broker dealers, weak securities supervision, backward supervision concept and poor quality of supervisors

    通過將我國與英、美、日等幾個主要國家進行證券監管體系、發行市場、交易市場、服務市場等方面的比較，可以看出，我國在證券監管方面存在證券監管多頭管理、政出多門，證券監管的法律體系不完善，證券市場的自律機制不健全，證券發行市場的核準制不完善，證券商種類單一、風險較高，證券監管乏力，監管理念落後，監管人員素質較低等方面的問題。
  19. With an evening coat and a white tie, as you told me once, anybody, even a stock-broker, can gain a reputation for being civilized.

    你有一次跟我說過，無論是誰，哪怕是個證券商人，只要穿上晚禮服，戴上白領結，也就能博得文明人的雅譽。
  20. Have net worth per share of not less than par value, as shown in the latest cpa - audited and certified financial report, and financial condition meeting the requirements of the regulations governing securities firms

    一、最近期經會計師查核簽證之財務報告每股凈值不低於票面金額，且財務狀況符合證券商管理規則之規定。
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