證券投機商 的英文怎麼說
中文拼音 [zhèngquàntóujīshāng]
證券投機商
英文
bucketteer-
For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services
此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定,客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。In the model, one supposition is that the negotiant is risk neutral and rational. the other supposition is that the investors especially individual investors who acquire real information are irrational. we found irrational herding model of individual investors with the securities transaction mechanism and baye as well as the utility function of the information gainers
在模型中假設做市商風險中性且理性、知情投資者尤其是個人知情投資者為非理性,通過證券交易機制和貝葉斯學習過程以及建立非理性知情投資者的效用函數來建立非理性影響下的個體投資者羊群效應模型,得到不同情緒狀態和對信息反應程度下個體投資者賣出羊群效應發生的條件。Your position as secretary to the minister renders your authority great on the subject of political news ; you never open your mouth but the stockbrokers immediately stenograph your words
你這位部長秘書的地位使你在傳播政治消息上很有權威,你一張口,那些證券投機商就立刻把你的話記錄下來。Deutsche boerse group, a german blue chip company, is a leading service provider to the global securities industry with products and services for issuers, investors, intermediaries and data vendors
德意志證券交易所集團是德國的藍籌企業,是全球領先的證券業服務提供商,為發行者、投資者、中介機構以及數據所有者提供綜合而全面性的產品與服務。China ' s securities market is also a new and developing market, it is now existed the following problems, powerful speculative transaction, inside transaction, false packing, national stock listing circulation and market supervision and management & securities market laws and regulations, so it remains to be perfected, it is an important issues faced for china ' s securities how to specify and develop china ' s securities market, especially, after china joins in wto successfully, the door of china ' s securities market has been opened, accession foreign - funded securities company can be expected soon, stockjobber ' s operation in china will be directly threatened, undoubtedly, this is an enormous challenge for china ' s securities market
我國證券市場還是一個新興市場,存在市場投機性強、內幕交易、虛假包裝、國有股上市流通以及市場監管、證券市場法規有待完善等等問題,如何規范和發展我國證券市場是我國證券業面臨的重大課題。尤其是我國成功加入wto后,中國證券業的大門已經打開,外資證券公司的進入指日可待,我國券商的經營將直接受到威脅,這無疑是對中國證券業的巨大挑戰。An organized marketplace for securities featured by the centralization of supply and demand for the transaction of orders by member brokers for institutional and individual investors
一個有組織的進行證券交易的場所,會員經紀商在證券交易所為機構投資者和個人投資者的報單交易提供集中的供求方面的撮合。We should attach more importance to following channels at present time : broaden monetary market function ; perfect stock mortgage loan ; develop investment institute ; explore investment banking business, including investment funds business channel, insurance business channel and security business channel ; make financial organization renovation. following policy suggestions should be applied : 1 ) perfect the policy environment ; 2 ) treat the problem rationally ; 3 ) implement financial mixed operation system in due time ; 4 ) foster financial market ; 5 ) enhance external supervision ; 6 ) deepen the construction of commercial banks ; 7 ) introduce bank capital into stock market in stages
貨幣市場和資本市場的不協調發展使證券機構出現制度外與體制外融資或違規操作,必須在兩個市場間建立資金和信息對流的寬敞通道,在路徑設計上,當前應擴展同業拆借市場、國債回購市場等貨幣市場渠道功能;完善股票質押貸款,及時推出非券商股票質押貸款,並注重風險防範;大力發展養老基金、保險公司、信託基金等機構投資者,吸收銀行資金間接入市;拓展投資銀行業務,包括基金、保險業務渠道、券商業務渠道、公司業務渠道;設立證券金融公司或金融控股集團,進行組織制度創新。During the period of the creation and marketing, the main mechanisms connected with mbs include : the creator, the medium mechanism established for issuing security, the mechanism strengthening the credit of security, the mechanism rating the credit of security, the mechanism taking charge of mbs, the investing mechanism
從住房抵押貸款證券的創造到上市交、易,期間與之發生聯系的各類機構主要包括:抵押貨款創造者、為發行抵押貨款證券而成立的中介機構、信用強化機構、信用評級機構、證券承銷商、金融監管機構、投資機構(或個人) 。Practicing this regime requires certain pre - conditions such as the scale of mortgage loans, a brisk stock market, a huge group of investors as well as a number of intermediary service institutions including credit rating corporations, insurance companies, law firms and accounting firms. in china, the securitization of housing - mortgaged loans has become heatedly discused topic recently. in our country, initiate innovations are needed for the market potentiality of real estate, explosive expand in house requirement, further improvement in house market and to develop and reinforce the housing finance, and so mortgage - backed securities provided a ideal tool for resolving the problem for those
所謂房地產抵押貸款證券化,就是將房地產抵押貸款債權轉化為房地產抵押證券的過程,具體而言,也就是金融機構將其持有的若干房地產抵押貸款依其期限、利率、還款方式進行匯集重組,形成一系列房地產抵押貸款資產池(資產組合) ,再將該組合出售給從事抵押貸款證券化業務的特殊目的機構( spv ) ,通過擔保機構擔保實現信用升級后,經信用評級機構評級,由證券承銷商將信用級別較高(通常為aaa或aa級)的抵押貸款支持債券出售給投資者的一種證券化模式。It could simply imply broadening the composition of assets held by the people ' s bank of china ( pboc ) to include higher yielding equities and commodities ; or, more dramatically, part of the reserves could be transferred to a separate state investment agency which would maximise returns like a fund manager
它可以是簡單的暗示擴寬中國人民銀行持有資產的成份,加入收益率更高的權益證券和商品;或者更加引人注目的解釋:部分儲備將被轉移到一個獨立的國家投資機構,像基金管理者一樣追求利益最大化。Dr li is a director of pccw limited, china merchants china direct investments limited, china overseas land investment limited, cosco pacific limited, dow jones company inc., guangdong investment limited, the hong kong and china gas company limited, the hongkong and shanghai hotels limited, hong kong interbank clearing limited, the hong kong mortgage corporation limited, san miguel brewery hong kong limited, scmp group limited and vitasoy international holdings limited
李國寶博士亦出任其他機構董事,計有:電訊盈科有限公司招商局中國基金有限公司中國海外發展有限公司中遠太平洋有限公司道瓊斯公司粵海投資有限公司香港中華煤氣有限公司香港上海大酒店有限公司香港銀行同業結算有限公司香港按揭證券有限公司香港生力啤酒廠有限公司scmp集團有限公司及維他奶國際集團有限公司。A site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange
二)證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。Site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange
二)證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。A securities investment trust fund operated by a site that has not been approved by the exchange for a hedge account but has a regular trading account to engage in futures trading shall report to the exchange pursuant to the preceding subparagraph
二)證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。In chinese securities market, sd & c ( china securities depository and clearing corporation limited ) plays the roles of both ccp ( central counterparty ) and csd ( central securities depository )
在我國證券集中交易市場上,投資者、證券經紀商和證券登記結算機構是主要的市場主體,其中,證券經紀商又是聯系投資者與證券登記結算機構的紐帶和橋梁。More qfiis are expected to enter the country with the authorities recently lowering the entry threshold and relaxing controls over management of investment quotas and trading accounts
目前,中國正降低境外證券投資商的進入門檻,並在逐步放寬對投資額度和交易帳戶管理的限制,這將吸引更多的合格境外機構投資者進入我國市場。More qfiis are expected to enter the country with the authorities recently lowering the entry threshold and relaxing controls over management of investment quotas and trading accounts. overseas financial institutions such as hsbc and goldman sachs expect the central bank to take further steps for greater flexibility of the exchange rate during the rest of the year
目前,中國正降低境外證券投資商的進入門檻,並在逐步放寬對投資額度和交易帳戶管理的限制,這將吸引更多的合格境外機構投資者進入我國市場。" institutional investor " as used in the directions is limited to securities firms, foreign institutional investors, securities investment trust funds operated by securities investment trust enterprises ( " site " ), the national finance stabilization fund, the civil servant pension fund, the labor pension fund, the labor insurance fund, and the funds managed by the directorate general of postal remittances and savings banks, and other financial and insurance institutions that engage in futures trading within the bounds mandated by the competent authority
本應行注意事項所稱法人機構限於依主管機關規定?圍內從事期貨交易之證券商、外國機構投資人、證券投資信託事業所管理之證券投資信託基金、國家金融安定基金、公務人員退休撫恤基金、勞工退休基金、勞工保險基金、郵政儲金匯業局所管理之郵政資金、金融及保險機構為限。Article 11 in purchasing or selling listed or otc listed securities for the securities investment trust fund, unless otherwise provided by law, the securities investment trust enterprise shall authorize a securities broker to effect such transaction on a cash - and - delivery basis in the open securities market or otc market, and shall instruct the custodian institution to effect closing of such securities
第11條證券投資信?事業運用證券投資信?基金為上市或上櫃有價證券投資,除法令另有規定外,應委?證券經紀商,在集中交易市場或證券商營業處所,為現款現貨交易,並指示基金保管機構辦理交割。In the securities business, brokers effect transactions for their customers, and finish the settlement with sd & c. if brokers misappropriate investors ’ securities to effect transactions, and then they become insolvent, do investors have the right to take back their asset from the securities settlement system or ask sd & c ( as csd ) for loss compensation
當前證券市場的一個突出問題是,證券經紀商挪用客戶資產參與交易終致支付不能,在給投資者帶來資產損失的同時也引發了證券結算風險,導致投資者與證券登記結算機構之間出現直接的權益沖突。分享友人