證券投資事業 的英文怎麼說

中文拼音 [zhèngquàntóuzīshìyè]
證券投資事業 英文
bond investment
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 資 : Ⅰ名詞1 （錢財; 費用） money; wealth; expenses 2 （資質） intelligence; endowment 3 （資格） quali...
  • 事 : 名1 （事情） matter; affair thing; business 2 （事故） trouble; accident 3 （職業;工作） job; wor...
  • 業 : Ⅰ名詞1 （行業） line of business; trade; industry 2 （職業） occupation; profession; employment; ...
  • 證券 : bond; security; negotiable securities
  1. The term " beneficiary certificate " used in these regulations refers to a security which is issued by the securities investment trust enterprise for raising the securities investment trust fund

    本辦法所稱受益憑證，指證券投資信?事業為募集證券投資信?基金而發行之有價證券。
  2. Where the beneficiary requests redemption of the beneficiary certificate, the procedure, time, place, method for calculating the redemption price and redemption fee, and the time and method for the securities investment trust enterprise to pay the redemption price

    八受益人請求買回受益憑證之程序、時間、地點、買回價金及買回費之計算方式、證券投資信?事業給付買回價金之時間、方式。
  3. If a securities investment trust fund operated by a site approved by the competent authority to engage in domestic futures trading wishes to apply for an exemption to position limits, the trust fund shall complete and submit the " application for a securities investment trust fund operated by a securities investment trust enterprise to open a futures trading hedge account " ( form 3 ) together with the required supporting documentation to the exchange

    四）依主管機關規定得於國內期貨市場從事國內期貨交易之證券投資信託事業所管理之證券投資信託基金，因避險需求而擬申請豁免交易規則之部位限制規定者，應檢具證券投資信託事業所管理之證券投資信託基金設立期貨交易避險帳戶申請書（附表三） ，載明其應記載事項，連同應檢附書件，向本公司申請。
  4. The securities investment trust fund will be exempt from position limits required for each contract by their respective trading rules only after the exchange has approved the application and issued certifying documentation that may be used to open a hedge account with a futures commission merchant or to convert an existing trading account into a hedge account

    俟本公司同意並發給證明文件，憑以向期貨商開設避險帳戶或將原交易帳戶變更為避險帳戶，並由期貨商函報本公司后，該證券投資信託事業所管理之證券投資信託基金從事期貨交易，始得豁免交易規則之部位限制規定。
  5. The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc

    課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。
  6. The term " securities related products " used in these regulations shall refer to securities related financial products that have been approved for trading by the securities and future commission, ministry of finance ( hereinafter this " commission " ) in which securities investment trust enterprises use the assets of the securities investment trust fund for hedging operations or to increase investment efficiency

    本辦法所稱證券相關商品，指證券投資信?事業運用證券投資信?基金從事避險操作或為增加投資效率，經財政部證券暨期貨管理委員會（以下簡稱證期會）核定準予交易之證券相關金融商品。
  7. A site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  8. Site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  9. A securities investment trust fund operated by a site that has not been approved by the exchange for a hedge account but has a regular trading account to engage in futures trading shall report to the exchange pursuant to the preceding subparagraph

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  10. Article 6 for securities investment trust enterprises investing roc raised securities investment trust funds in foreign securities, the categories and scope of investment shall be set by the sfc

    第6條證券投資信?事業于國內募集證券投資信?基金投資外國有價證券，其種類及范圍由證期會定之。
  11. The trading ratio, scope and relevant procedures for securities investment trust enterprise using the securities investment trust fund to engage in securities related product transactions shall be prescribed by the sfc

    證券投資信?事業運用證券投資信?基金從事證券相關商品之交易；其交易比率、范圍及相關作業程序，由證期會定之。
  12. The sfc shall review the documents supplied by the securities investment trust enterprise, and if no abnormalities are found, the sfc shall approve the application within 30 days of receiving it or receiving the amendments thereto

    證期會對證券投資信?事業所提相關書件予以審查，如未發現異常情事，證期會應于受理申請核準或最後補正送達日起三十日內核準。
  13. The above shall not be applicable where an application for offering or additional offering of securities investment trust fund involves foreign exchange matters, or the scope of the investment and terms of issuance are different from the currently issued securities investment trust fund, or where the sfc believes it is necessary to protect the rights of the public

    但其申請募集或追加募集證券投資信?基金涉及外匯業務、其投資范圍及發行條件與現有發行之證券投資信?基金顯有不同情事，或證期會為保護公益認有必要者，不在此限。
  14. According to the bilateral agreement between china and the united states, upon accession, a few securities investment joint ventures, just like chinese companies except for the newly added services, may do fund management business

    根據美國與中國在入世之前的雙邊協議，少數證券投資風險合資，除了新增業務之外，都可以象中國公司一樣從事基金管理業務。
  15. " institutional investor " as used in the directions is limited to securities firms, foreign institutional investors, securities investment trust funds operated by securities investment trust enterprises ( " site " ), the national finance stabilization fund, the civil servant pension fund, the labor pension fund, the labor insurance fund, and the funds managed by the directorate general of postal remittances and savings banks, and other financial and insurance institutions that engage in futures trading within the bounds mandated by the competent authority

    本應行注意事項所稱法人機構限於依主管機關規定?圍內從事期貨交易之證券商、外國機構投資人、證券投資信託事業所管理之證券投資信託基金、國家金融安定基金、公務人員退休撫恤基金、勞工退休基金、勞工保險基金、郵政儲金匯業局所管理之郵政資金、金融及保險機構為限。
  16. In purchasing or selling governmental bonds, corporate bonds or financial bonds for the securities investment trust fund, the securities investment trust enterprise shall effect such transactions on a cash - and - delivery basis and shall instruct the custodian institution to effect the closing of such bonds

    證券投資信?事業運用證券投資信?基金為公債、公司債或金融債券投資，應以現款現貨交易為之，並指示基金保管機構辦理交割。
  17. Article 11 in purchasing or selling listed or otc listed securities for the securities investment trust fund, unless otherwise provided by law, the securities investment trust enterprise shall authorize a securities broker to effect such transaction on a cash - and - delivery basis in the open securities market or otc market, and shall instruct the custodian institution to effect closing of such securities

    第11條證券投資信?事業運用證券投資信?基金為上市或上櫃有價證券投資，除法令另有規定外，應委?證券經紀商，在集中交易市場或證券商營業處所，為現款現貨交易，並指示基金保管機構辦理交割。
  18. The object for teaching securities investment course is to completely and systematically tell students the basic knowledge of securities market and investment, understand securities market operation and its supervision, invest scientifically and rationally in the market and can use the knowledge for the government sections 、 financial institutions 、 enterprises and private investment

    證券投資學課程的教學目的，是使學生能夠系統、全面地掌握證券市場及證券投資的基本知識，熟悉證券市場及相應的投資運作和管理措施，學會進行科學的、理性的投資並能夠運用和服務于政府部門、金融機構、證券機構、企業及從事投資活動的個人實踐。
  19. Securities investment funds ( mutual funds ) means a way of aggregative securities investment, in which the interests and risks are shared together by pooling the capitals of the investors through issuing funds unit and transferring it to the trusteeship of the trustee, which are managed and operated by the funds managers who engage in the investment of the financial tools such as stocks, bonds, etc. as the combinative product of the trusteeship system and modern financial system, its trust design of transferring properties to the management of experts enable the investors to gain rich returns as well as avoid the risks, which gains the much favor of the investors

    證券投資基金（共同基金）是指通過發行基金單位，集中投資者的資金，由基金託管人託管，由基金管理人管理和運用資金，從事股票、債券等金融工具投資的一種利益共享、風險共擔的集合證券投資方式。作為信託制度與現代金融制度結合的產物，以轉移財產為專業人員管理的信託設計，使得投資者既避免了風險，又獲得豐厚的回報，倍受投資者青睞。世界共同基金自1868年在英國誕生以來已有上百年歷史，我國的投資基金則是在1991年才真正起步，而真正意義上的證券投資基金更是近幾年來的事。
  20. The method for calculating the securities investment trust enterprise and the fund custodian institution ? s remuneration and the time and method of payment

    一證券投資信?事業及基金保管機構所受報酬之計算方法、給付方式及時間。
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