證券法 的英文怎麼說

中文拼音 [zhèngquànfǎ]
證券法 英文
negotiable securities law
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 法 : Ⅰ名詞1 （由國家制定或認可的行為規則的總稱） law 2 （方法; 方式） way; method; mode; means 3 （標...
  • 證券 : bond; security; negotiable securities
  1. Securities legislation is also accord with the common mechanism of securities legislation, while it has it ’ s peculiarities, that is, that the sub - domains of securities market seems to be increased endlessly, which makes the securities market become complex and volatility. to cope with this kind of complex and volatility, securities lawmaking is disparted three lays. the government make laws to build up the macroscopical confirmative degree and efficient social press of securities lex, supervisors make codes to improve middle confirmative degree and efficient social press of securities lex, self - discipline organizations set down rules to strengthen microcosmical confirmative degree of securities lex

    證券立法在符合一般立法機理的同時，區別于其它立法的特性是:證券市場的子域有不斷增加的趨勢，這使得證券市場變得復雜和易變，為應付這種復雜和易變，證券立法分為緊密聯系的三個層次，政府立法旨在增強證券法律宏觀的確定性和社會壓力的有效性，監管部門制定法規改善中觀的適應性並保證法律社會壓力的有效性，自律組織制定規章則重在加強法律微觀上的適應性。
  2. Furthermore, our legal institution for acquisition of listing company also has many shortcomings : its specific rules are not detailed enough, its logic is not strict, its inclination of value often self - contradict, its content is not integrated, the corporation law and securities law have n ' t supported it sufficiently, and the particularity of state - owned capital makes it unsuitable to the international consuetude

    同時，上市公司收購的法律制度也很不成熟：微觀層面上具體規則不夠詳盡、可行性差，中觀層面上內在邏輯不嚴密、價值取向不清晰、內容不完整，宏觀層面上公司法與證券法體系未能提供足夠制度背景、特殊國有資產關系的介入又不符合國際慣常做法。
  3. And the author advises that the criminal legislation on security crime of china should be completed from the following respects : ( 1 ) the improvement on the system of security crime, which includes the increasing of name of security crime and rearrangement on terms of security crime. the author thinks that some new security crimes should be prescribed in the criminal legislation on security crimes, especially about security crimes happened during curb exchange, during short - line exchange, during the use of security fund. ( 2 ) the improvement on the ways to undertake criminal responsibility of security crime

    筆者根據現實生活中存在的嚴重證券違法現象，提出在現行《公司法》 、 《刑法》 、 《證券法》規定的證券犯罪的基礎上增設一些證券犯罪，尤其是在目前的證券市場中比較猖獗的場外交易犯罪行為、短線交易犯罪行為以及改變募股資金用途犯罪行為，除此之外，還應當規范各個證券犯罪條文，使其互相照應。
  4. The chapter builds up the imputable liability system for chinese securities laws within the framework of the continental law theory, through the comparison and analysis of the duty of care criterion established for the behavior of misrepresentation by relevant securities statutes and cases in the u. s. the u. s. practices adopt different duties of care including scienter, negligence and strict liability against misrepresentation under different circumstances

    本章以美國證券成文法與判例法對虛假陳述行為設定的注意標準為借鑒，按照大陸法理論框架構建我國證券法關于虛假陳述的歸責體系。針對各種不同的虛假陳述行為，美國採用了包括欺詐、過失和嚴格責任等多種注意標準的歸責體制。
  5. The chapter suggests that chinese securities laws apply the imputable doctrine of liability for faults as a general principle. in order to facilitate lawsuits in favor of the investors who suffer from misrepresentation, the constructive faults doctrine and the objective standard of faults shall be generally applied

    本章認為，欺詐市場理論為投資者權益保護提供了有力的支持，我國證券法可以借鑒欺詐市場理論，在責任成立因果關系問題上採取舉證責任倒置的方法，為保護投資者合法權益掃清障礙。
  6. Designed and implemented the first level fund settlement software of stock, the data warehouse of securities corporation fund balance and the monitoring software of stock exchange in real time

    完成公司證券一級清算、證券法人結算數據倉庫、交易實時監控軟體的開發。
  7. Fairness, impartiality and openness is the spirit of the securities law. however, in the current chinese security market, the illegal behaviors like insider trading, false presentment, manipulation of market and cheating client etc are in vogue, which is a big gap to the spirit of securities law

    公正、公平、公開為證券法之精神，而在我國目前的證券市場中，內幕交易、操縱市場、虛假陳述、中介組織造假等違法行為橫行，與證券法之立法精神相差甚遠。
  8. Annexation of enterprises under the market economy will not work without good legal environment, the forming of which also rests on the legislative completion and perfection of laws concerning annexation of enterprises, companies, management of fixed assets, authorization of state - owned enterprise property rights, banking, anti - monopoly and illegitimate competition, and social insurance

    市場化兼并離不開良好的法律環境，這種法律環境的建立直接有賴于企業兼并法、公司法、證券法、國有資產管理法、國有企業產權委?管理法、銀行法、反壟斷與不正當競爭法、社會保障法立法的完善。
  9. Next, the paper analyzes the adjustment of our country " s other economic laws beyond the three main fields, including anti - unfair competition law, anti - trust law, security law, the law of corporation, partnership law, enterprise bankrupt law and taxation law system

    再次，對wto協議涉及三大領域以外的我國其它經濟法律調適，包括反不正當競爭法、反壟斷法、證券法、公司法、合夥企業法、企業破產法和稅收法律制度等方面的內容進行了初步的探索。
  10. In the end of the paper put forth several propositions of china ' s legislation on insider trading including the current situation, comments on the provisions of the present securities law on insider trading, and certain ideas about how to improve the legislation on insider trading. the paper proposes that complete civial liability system be established, the system of the right to include short - swing trading be improved, the mechanism of china wall be established, and the powers and rights of securities supervision administrative committee be improved

    包括內幕交易的民事責任、內幕交易的行政責任和內幕交易的刑事責任。第三部分是完善我國關于證券內幕交易立法的若干構想，包括我國內幕交易行為的特點與成因、對現行《證券法》及相關法律對內幕交易相關制度的規定的評析及完善內幕交易立法的若干構想。主要包括對內幕交易構成要件的完善、完善短線交易歸入權制度、設立「中國墻」制度、建立健全完善的內幕交易民事責任制度等。
  11. The key points of this paper are the analysis of the legal natures and inside juridical relations of transnational m & a, discussion on the legislation tropism according to the economic theories, and research from the department regulation aspect of foreign investment law, antitrust law, the law of corporations securities, and also the legal issue of m & a of state enterprises by foreign investors

    文章重點分析跨國並購法律性質及內在法律關系，同時借鑒經濟學理論對跨國並購的立法取向進行闡述，並主要從外資法、反壟斷法、公司法、證券法等部門法的角度，以及外資並購國有企業的法律問題等方面展開研究。
  12. This liability system, which leads to a discriminatory treatment between investors who purchase securities from the primary market and those from the secondary market, conflicts with the trend of integration of the periodic disclosure requirement and the disclosure requirement for the issues of securities

    美國證券法針對證券發行市場和二級市場上發生的虛假陳述設置了不同的責任形式，其缺點是導致一級市場與二級市場上的投資者受到差別待遇，有悖于信息披露制度一體化的趨勢。
  13. From a comparative law point of view, this paper, by referring to art. 42 of china ' s securities law, analyzes the composing elements of short - swing trading, the theory of disgorgement and its enforcement

    本文通過比較法上的觀察，結合我國《證券法》第42條的規定，分析了短線交易的構成要件、歸入權的原理及其行使。
  14. Exactly speaking, almost none. therefore, the regulations on the related transactions mostly rely on the low - leveled government regulations most of which are provisional suggestion and answers, with the characteristic of changing too fast. so no stable and unified securities legislation has been formed on related transactions

    對上市公司關聯交易的證券法規制主要是靠國務院、財政部及證監會的各項法規、規章、規定等文件，立法級別較低，且很多為試行意見或批復等，變動較快，沒有形成較為穩定和統一的證券立法。
  15. Goldman sachs investment ( mauritius ) ltd. broke rules by allowing an overseas corporate body to invest in the indian stock market through an account of an overseas institutional investor, the securities and exchange board of india said on its web site late yesterday

    印度證券和交易管理委員會昨天在官方網上公布，高盛（模里西斯）有限投資公司通過允許一家海外法人團體，以海外投資者賬戶為名在印度股票市場投資，而這違反了印度的證券法規。
  16. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  17. For farther research in practical status and birth mechanism of information man - oeuvre rent seeking, the thesis usees decision - making and game theory to build gamemodel, linking to character of information manoeuvre rent seeking and adding some hypothesis and parameter. use typical sampling with punish decision from security monitor committee of china, and do positive research, result shows that from those years information manoeuvre rent seekings in china have been in a high frequency state, many prescripts of < security law > have not been enforced well on checking of lawless cases, degree of punish cant hold back the information manoeuvre rent - seek - ing impulsing. at the effective monitor of stock market, not only probability of check is low, but rate of succeed is low too

    實證研究結果表明，近年來，我國證券市場的信息操縱行為處于高頻率狀態， 《證券法》的有關處罰規定在現實中沒有得到嚴格的實施，懲罰力度不足以有效遏止市場的尋租沖動，在市場有效監管上，不僅稽查的概率偏低，而且稽查的成功率也有待提高，合理改進稽查概率、稽查成功率、懲罰力度、中小投資者抗租能力等相關參數，是提高市場效率的有效途徑。
  18. Only on condition that the investor is bestowed with private procedural rights, could the system of civil compensation liability of the inside dealing be improved, would the strongest resistance be given to the inside dealing, which is just the basis of the securities law to protect the investor ' s interests

    筆者認為，內幕交易的法律規制必須重視對投資者的私權保護，只有賦予投資者私人訴權，健全內幕交易侵權行為的民事賠償責任制度，才能對內幕交易產生最有力的抗制，才是證券法保護投資者利益的立法之本。
  19. The whole company security legal environment

    整個公司證券法律環境。
  20. After the security act of 1933 & the security exchange act of 1934, all kinds of acts & regulations concerned audit independence began taking shape. many organizations such as sec, aicpa, isb and asb are making great efforts to set up regulations about audit independence and the series activities reached the summit after enron ' s failure. sabanes - oxley act of 2002 is a epoch - making lawful literat ure, which establishes the bases for the future lawful construction

    因此，自美國1933年《證券法》和1934年《證券交易法》面世以來，各種有關獨立性的法律法規紛紛出籠，在美國， sec 、 aicpa 、 ise及asb等諸多機構均致力於審計獨立性相關的法律法規建設，這一系列立法活動在安然事件后達到頂峰， 《 2002年薩賓納斯-奧克斯利法案》是一劃時代的法律文獻，它為美國審計獨立性相關的法律法規的未來制定奠定了基礎。
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