證券發行人 的英文怎麼說
中文拼音 [zhèngquànfāhángrén]
證券發行人
英文
security issuing entity-
As to the doctrine of liability fixation the author thought that, in line with the duty of care of different subject of misrepresentation, ve should built three different standards consequently which were strict liability, fault liability liability on willfulness. as to cautionary relation, this thesis maintained that it could be classified into cautionary relation on transaction and cautionary relation on loss, and that the former was the fast knot on the question of cautionary relation on civil responsibility of misrepresentation, and that we should built presumptive rule on cautionary relation referring to the relative institute of america
關于歸責原則，作者認為應當根據不同虛假陳述主體對信息披露所負的注意義務提出嚴格責任、過失責任和故意責任三個相應歸責標準，其中，嚴格責任適用於證券發行人，過失責任適用於除發行人之外的其他所有信息披露文體，故意責任適用於中介機構承擔連帶這種特定情形。損害後果作為虛假陳述的必備要件之一，僅限於財產上的損害。對于因果關系，文章將其分為交易的因果關系和損失的因果關系，認為前者是虛假陳述民事責任因果關系的癥結所在。Through comparison of securities supervision system, issuing market, trading market, serving market and so on among united kingdom, united states, japan and china, we can find that the following problems in our securities supervision : multi - management and inconsistent policies, incomplete jurisdiction system, irregular self - disciplinary system, incomplete verification system of securities issuing market, high risks brought by single type broker dealers, weak securities supervision, backward supervision concept and poor quality of supervisors
通過將我國與英、美、日等幾個主要國家進行證券監管體系、發行市場、交易市場、服務市場等方面的比較，可以看出，我國在證券監管方面存在證券監管多頭管理、政出多門，證券監管的法律體系不完善，證券市場的自律機制不健全，證券發行市場的核準制不完善，證券商種類單一、風險較高，證券監管乏力，監管理念落後，監管人員素質較低等方面的問題。The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。Article 18 the securities supervision and administration institution under the state council or the departments authorized by the state council shall, upon discovery of the decision already made on the approval or examination and approval of securities issuance to be not in conformity with the provisions of laws and administrative regulations, revoke the said decision ; where issuance of securities has not been initiated, the issuance shall be suspended ; where the securities have already been issued, the securities holders may, in accordance with the issuing price with the added calculation of interests for deposit of the corresponding period, ask the issuer for refund
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律、行政法規規定的，應當予以撤銷；尚未發行證券的，停止發行；已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。Article 18 if the securities regulatory authority under the state council or the department authorized by the state council discovers that a decision it has made to verify or approve upon examination the issuing of securities does not conform to the provisions of laws or administrative regulations, it shall revoke the decision. if the relevant securities have not yet been issued, they shall be kept from being issued ; if they have already been issued, the holders of the securities may require the issuer to refund their money at the issue price plus bank deposit interest for the same period
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律行政法規規定的，應當予以撤銷尚未發行證券的，停止發行已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。This paper, combined with china ' s securities legislation, defines the insider trading as with the purpose of obtaining benefit and reducing loss, the insider traders or other traders who acquire the insider information by other means personally make use of the information or suggest other traders doing so or let out the insider information to enable other traders to utilize the information and conduct securities exchange
本文結合我國證券立法，把內幕交易定義為：內幕人員或其他途徑獲取內幕信息的人員以獲取利益或減少損失為目的，自己或建議他人，或泄露內幕信息使他人利用該信息進行證券發行交易的活動。The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units
第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。Article 151. securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers
第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。Article 151 a securities registration and clearing institution shall furnish the issuer of securities with the register of, and relevant information concerning, the holders of its securities
第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。The special organizations and personnel in charge of issuing relevant documents for securities issuance must strictly execute their legal duties, and ensure that the documents issued by them are truthful, accurate, and complete
為證券發行出具有關文件的專業機構和人員，必須嚴格履行法定職責，保證其所出具文件的真實性、準確性和完整性。Professional institutions and individuals that produce relevant documents for the issuance of securities shall strictly perform their statutory duties and warrant the truthfulness, accuracy and completeness of the documents that they produce
為證券發行出具有關文件的專業機構和人員，必須嚴格履行法定職責，保證其所出具文件的真實性準確性和完整性。The specialized agencies and personnel for drawing up relevant documents for securities issuance must strictly fulfill the legal duties and responsibilities to ensure the truthfulness, accuracy and completeness of the documents drawn up by them
為證券發行出具有關文件的專業機構和人員，必須嚴格履行法定職責，保證其所出具文件的真實性、準確性和完整性。Business risks that were once seen as a lumpy fact of life are now routinely sliced up and packaged into combinations that generally suit issuers and investors alike
曾一度被認為是人生迭宕起伏的真實寫照的商業風險，現在通常被分散后再重新組合成分別適合證券發行者和投資者的資產組合。An intermediary between an issuer of debt securities and the investors. investment banks usually charge a fee for this service
債務證券發行人和投資者之間的中介。通常投資銀行為這項服務收費。The rights of the minority investors are defined by the financing contract signed between them and the stock publishers
中小投資者的權益是通過中小投資者與證券發行人之間簽訂的融資契約來界定的。Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption
正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。Investment banking describes the activities of a firm conducted when serving as an intermediary between an i uer of securities and the investing public
投資銀行業務描述的是一家公司作為證券發行者和投資大眾的中間人進行服務活動。Investment banking describes the activities of a firm conducted when serving as an intermediary between an issuer of securities and the investing public
投資銀行業務描述的是一家公司作為證券發行者和投資大眾的中間人進行服務活動。These are the conclusions : ( 1 ) the regulation on security issuance protects the present interest of the noise traders, weakens the arbitrage power of the issuers on the primary market, creates the living space for the noise traders, and assists them to expel or assimilate the value investors on the market, and finally become the dominators of the market. ( 2 ) to improve the structure of the market investors and to develop the blue chip stocks are the important premises to realize " the highly unification of the development, standardization and tolerance of the chinese stock market ", and to realize the smooth regression of the stock prices to their real value
本文的結論是： （ 1 ）證券發行管制保護了噪聲交易者利益，削弱了一級市場發行方的套利力量，創造了噪聲交易者的生存空間，推動了噪聲交易者對價值投資人的驅逐和同化，使噪聲交易者主導市場； （ 2 ）改善投資人結構和增加大盤蘭籌股是實現中國股市「發展、規范與市場承受能力高度統一」 、以及股票價格向價值平穩回歸的重要條件。The first section : cross - border issuing and listing of securities, its legal characteristic, regulations and rules involved. the second section : some private law issues with regard to cross - border issuing, including legal status of issuers, methods of listing, corporate governance ; class rights and minority protection, conflict and application of laws, etc. the third section : legal supervision on the cross - border listing and the international regulatory cooperation. the last section : based on the analysis of the legal systems of developed securities market, international practice and the review of prc oversea listing system, the reformational and legislative proposals on the prc oversea listing system and international regulatory cooperation pattern are given in the paper respectively
本文具體包括四個部分：第一部分主要探究跨境證券發行與上市及其法律特點和所涉及的法律規則；第二部分從私法的角度，對跨境證券發行與上市中所面臨的幾個核心和熱點法律問題進行了研究，主要包括發行人的主體資格、發行與上市的方式、公司治理問題、類別股與類別股東保護，以及法律沖突與法律適用等問題；第三部分從公法的視角，就跨境證券發行與上市的法律監管及國際間的合作進行探討；第四部分在考察我國現行的海外上市制度的基礎上，筆者根據我國的實際情況和從發展的角度，就我國海外發行與上市制度所存在的問題及其完善、我國如何參與國際監管合作等提出了初步的意見和建議。分享友人