證券經營實務 的英文怎麼說

中文拼音 [zhèngquànjīngyíngshíwù]
證券經營實務 英文
security operation practices
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 經 : 經動詞[紡織] （把紡好的紗或線梳整成經紗或經線） warp
  • 營 : Ⅰ動詞1 （謀求） seek 2 （經營; 管理） operate; run; manage Ⅱ名詞1 （軍隊駐扎的地方） camp; barrac...
  • 實 : Ⅰ形容詞1 （內部完全填滿 沒有空隙） solid 2 （真實; 實在） true; real; honest Ⅱ名詞1 （實際; 事實...
  • 務 : Ⅰ名詞1 （事情） affair; business 2 （姓氏） a surname Ⅱ動詞1 （從事; 致力） be engaged in; devote...
  • 證券 : bond; security; negotiable securities
  • 經營 : manage; operate; run; engage in
  1. The agiotage adopts the service mode that " the passway is made " at the beginning of market development, such traditional operation mode has caused the tradesman of the behavior in securities trader ' s seller ' s market, weakness that this kind of traditional, regular, single operation mode caused securities trader ' s profit to be with single mode too at the same time, the income curve correlate with height of general trend of market development, exist and deviate from with investors " interests too on the value orientations

    本文通過探索我國證券經紀業務的發展歷史和趨勢，得出最根本的結論是營業部轉型是必然，變「坐商」為「行商」 ，由「單一通道服務」向「綜合理財營銷服務」變革是轉型的核心所在。東北證券江陰營業部作為傳統服務模式的代表，本文詳細闡述了營業部結合自身實際應該採取的轉型策略及轉型后營銷策略，為指導營業部經營機制改革提供了系統的解決方案。
  2. In recent years, with further development of security market and establishment of modern enterprise system in china, the theory and practice of enterprise operation performance measurement have been developed greatly in china, and then more and more scholars have engaged in the research of this area, especially non - financial performance measurement and strategic performance measurement attract more people ' s attention today and so have become heated issues in theory. however, this trend cannot weaken the financial performance measurement ' s importance in an enterprise ' s inner management system. whether a shareholder or a leader of a company will not invest their capital in an enterprise which cannot bring back satisfactory financial result, noneffective financial performance measurement will surely destroy value of your firm

    近年來，隨著我國證券市場的深入發展和現代企業制度的建立，企業經營業績評價理論和實務在我國得到了很大的發展，已有越來越多的學者從事于業績評價相關問題的研究，特別是非財務業績評價和戰略業績評價越來越多地得到了人們的重視，現今已成為了理論界的熱門話題，但是，這並不能掩蓋財務性的業績評價在企業管理中的重要作用，無論是股東還是公司的領導者都不會對一個不能帶來滿意財務結果的事業投入資本，不科學的財務業績評價方式肯定會損害企業的價值，而作為指導整個企業經營的總目標和衡量企業綜合經營成果的核心財務指標的選取是否科學直接影響著整個業績評價體系的有效性。
  3. After demonstration we can get the main conclusions : there are notable positive relativity between audit fee and audtee ' s total assetses or subsidiaries, and auditor ' s scale ; while the audit opnion is not clean, audit fees are higher, but audit quality are n ' t increased that suggestes that independentance in chinese public audit market is negative. ; when auditors give special audit or consultations, they may demand more audit fees and their auditees may buy audit opinions ; there is pricing - cutting when cpa audit listed companies that need middle audit or special audit or consultations for the first time ; there is also a unprompted price bottom line in chinese public audit market, but audit quality is n ' t improved for it

    通過實證，得出的結論主要有：我國證券市場的審計費用和客戶資產、經營規模、事務所規模顯著正相關；出具非標準無保留意見的審計報告，審計費用較高，但審計質量並沒有提高；提供專項審計或管理咨詢服務的事務所收取的審計費用顯著偏高，上市公司有利用這些服務收買審計意見的行為；在有中期審計和專項審計或管理咨詢的公司，注冊會計師初次審計存在一定的「削價」行為；上市公司獨立審計市場自發形成審計價格下限，但沒因此促成審計質量自發的提高。
  4. The forth section analyses demonstratively the effect of m & a of public company by private company, including m & a ' s benefits and operate benefits. the paper chooses the m & a cases took place in shanghai and shenzhen stock exchange ; adopting cases study method and financial index method. it concludes that some of the m & a react overly and the consistency is n ' t good, the m & a is not successful

    第四部分實證分析民營企業並購上市公司的績效，包括合併收益和經營業績兩方面，選用1998年發生在深、滬兩地股市的民營企業並購上市公司的事件為樣本，採用了事件研究法和財務指標法檢驗合併收益和經營業績的變化，通過研究發現，證券市場對並購事件存在過度反應；並購績效改善的持續性不好，並購整合併不成功。
  5. Comparing with the stockjobbers outside, although we can also enjoy the same treatment with others, we are still too weak even from the capital size capital strength managerial mechanism managerial efficiency to the stuff of talented person along with entering the wto, our stock market will completely be opened, abroad stockjobbers will threaten our stockjobbers seriously when they are familiar with the operations of our lacal ones, however, we can also obtain more and more opportunities at the same time : the market of our local stockjobbers will become wider from local to international capital market, it can advanced the speed of our local securities industry to improve the system conditions, to renovate manage system, to ameliorate the technic measures, to enrich the xervice breeds ; besides, it can also drive us to adjust the economica l structure, optimize the station of resource, transform the manage mechanism, all of these will provide a wider space for the local stockjobbers after entering the wto, the main develop trends of local stockjobbers are express at : invest - banking operations will become more important, the broking competition will be more fury, the property management will become the rising point of new profits of us

    雖然按對等原則，我國證券業也可以進入其他締約國金融市場並享受該國資本的同等待遇，但與境外券商相比，境內券商無論是在資產規模、資金實力、管理機制、經營效率，還是人才素質上，都無法與之抗衡。加入wto后，證券市場終將全面開放，國外證券公司在熟悉中國證券市場的操作后，將對國內券商的業務構成嚴重的威脅，以往國內券商發展業務的許多手段都將很快失靈，從而對券商的經營思路和發展戰略產生深刻的影響。然而，加入wto也使我國證券業獲得了更多新的發展機遇：將使國內券商的生存發展空間進一步拓展到國際資本市場的大舞臺；將從外部促使中國證券業向著市場化、規范化和多功能化的國際證券業發展趨勢快速推進，從而使證券業發展的制度環境得以改善；將促使我國券商更新管理體制，提高管理水平，改進和創新技術手段、業務方式和服務品種，提升競爭層次；此外，加入wto還將推動我國的經濟結構調整、資源優化配置和企業經營機制轉換，為券商開拓業務和進行各種創新活動提供了了廣闊的空間。
  6. Chapter 2 puts forward the internal control system framework and its core arguments through borrowing and initiating present achievements. it claims that the nature of the internal control for securities firms should be determined as one type of inherent system, distinguished from external control, that the management objectives of internal control system for securities firms include : security business objectives ( core objectives ), security operational environment objectives ( basic objectives ), security operational information objectives ( conditional objectives ) ; according to the management objectives, the internal control system for securities firms is divided into security business subsystem, security operational environment subsystem, and security operational information subsystem. the control objectives of internal control system for securities firms refers to guard against and eliminate the certain risks that the securities firms faced at the process of achieving management objectives with reasonable assurance

    主要內容是:證券公司內部控制的性質應確定為區別于外部控制的一種內在系統;證券公司內部控制系統所要服務的管理目標主要有證券經營業務目標（核心目標） 、證券經營環境目標（基礎性目標） 、證券經營信息目標（條件性目標） ;按照管理目標，可以將證券公司內部控制系統分為證券經營業務控制、證券經營環境控制、證券經營信息控制三大子系統;證券公司內部控制系統自身的控制目標是要合理地保證管理目標實現過程中面臨的特定風險得到防範和化解;證券公司內部控制系統的控制要素包括控制環境（基礎性要素） 、控制目標（起點性要素） 、風險識別（樞紐性要素） 、控制活動（核心要素） 、信息與溝通（條件性要素） 、監控（修正性要素） 。
  7. Since the second half of 2001 unilateral to drop, especially 2002 so far floating implementation of commission, securities business go through from sudden huge profits the periods brilliance to nowadays face for awkward situation of crisis. the department i am working for, it is the typical representative that in short development for several decades, adopt the traditional " the passway is made " service mode, it has gone through from peak to low ebb

    我國證券經紀業務在市場發展之初受到政府的特別保護，均採用「通道制」服務模式，導致了券商賣方市場中行為方式的坐商性，這種屬于「靠天吃飯」的運營模式，實質是自身沒有核心競爭力。雖然業內在實踐中也有一些經營模式的創新，但依然沒有擺脫傳統通道服務模式的限制。
  8. That is why the first general principle in the securities futures commission s code of conduct has this to say : " in conducting its business activities, a registered person should act honestly, fairly, and in the interests of its clients and the integrity of the market "

    這亦是為何《證券及期貨業務監察委員會注冊人操守準則》的首要原則便列明：注冊人在經營其業務時應以誠實、公平和維護客戶最佳利益的態度行事及確保市場穩健操作。
  9. Hantec is one of the few financial institutions in hong kong with full licences from the sfc under the new securities and futures ordinances - covering dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    自最新的證券及期貨條例實施以來，亨達為香港極少數獲證監會發出所有經營牌照的金融機構之一，獲準經營范圍涵蓋證券及期貨合約、杠桿式外匯買賣、就證券及期貨合約提供意見、就機構融資提供意見、自動對盤交易服務、證券保證金融資和資產管理服務等。
  10. From the angle of innovation and development, this paper systematically analyzed the operation management problem existed in the securities market and summarized the operation management model of securities company of inside and outside china. on this basement, this paper put forward the development strategy of securities company of china. at the same time, the organizational structure design of restructured guangda securities and the successful management experience of " person oriented " were certified through analyzing the management innovation of guangda securities

    本文針對我國證券營業部發展中的經營管理問題，從創新和發展的角度出發，理論聯系實際，運用證券營業部相關理論、現代企業管理理論、管理創新理論以及證券營業部發展模式理論，系統分析了證券營業部存在的經營管理問題，總結了國內外證券發展中的經營管理模式，在此基礎上，從經營管理思想、經營管理組織模式、管理手段、經營方式、業務創新等方面進行了對策研究，提出我國證券營業部發展的對策。
  11. So the most urgent problem to solve is how to improve the audit quality. to improve listed companies ' information disclosure and caps ' securities audit quality, csrc has made a new measure " a shares supplementary auditing ". in fact, high securities audit quality decides in a good system. one choice is to establish the audit quality evaluation system and a perfect audit quality control system, which can instruct investors to make rational decisions. in this, study, a theoretical framework of audit quality evaluation system is presented including two parts : apprasing standards system of accounting firms ' audit quality and evaluation system of specific audit engagement ' s audit quality, followed inspectively by the empirical analysis of the audit quality based on the listed companies ' 2001year financial statements, and make an comparative analysis of audit quality control system between america and china, disclose shortness of our audit quality control system. in order to improve effectively audit quality, some relevant suggestion and means are provided

    本文認為，注冊會計師證券審計質量要真正得到提高，關鍵在於一個好的制度安排。制度選擇之一就是建立一個可操作的質量評價體系和完善的全面質量控制體系，為投資者導航引向、趨利避害。本文在參考大量國內外相關研究理論的基礎上，研究了審計質量低劣的理論成因，嘗試構建了審計質量替代指標的理論體系，包括事務所審計質量的替代指標和單個審計項目審計質量的替代指標，並結合2001年度年報進行了實證分析；通過對美國和中國審計質量控制體系的對比分析，揭示我國審計質量控制體系的缺陷以及從美國經驗得到的啟示，並提出改進審計質量的途徑和相關建議，包括宏觀、中觀、微觀三個層次的全面質量管理策略和獨立審計經營戰略。
  12. Firstly, this paper establishes status of securities merchant in securities business and indicates that the development of securities business ca n ' t depart from the development of securities merchant by expatiating the concept, operational extensions, functions, classification and operational principle of securities merchant. secondly, set out from the meaning of marketing research of securities merchant, the paper illustrates the importance of building up marketing senses and training marketing abilities of securities merchant according to the concept, characters and theory of securities business, and fundamental marketing principle of securities merchant by researching the marketing theory of securities merchant. thirdly, by researching the marketing tactics of securities merchant, the paper indicates that securities merchant how to choose the marketing target market, variety innovation and other marketing tactics and channels in the practical condition of market partition, so as to improve competitive competence in t he whole securities vocation

    本文首先通過對券商的概念、業務范圍、功能及券商的分類、經營原則的闡述，確立了券商在證券市場中的地位，表明證券市場的發展與券商的發展密不可分；又通過對券商營銷理論的研究，從券商營銷研究的意義出發，以券商營銷的概念、特徵和證券市場理論為依據，本著券商營銷的基本原則，闡明了增強券商營銷意識，培養券商營銷能力的重要性，再通過券商營銷策略的研究，表明在市場細分的實際情況下，券商如何選擇營銷的目標市場與品種創新以及其它營銷策略和渠道，從而在整個證券行業中提高競爭力；最後本文通過未來證券市場的發展趨勢，針對券商營銷策略，從網上交易和金融混業經營兩方面進行了詳細的闡述。
  13. Start from the study of the development and current station of the investment and fund circulation of infrastructures in cities in china, the thesis analyses the problems of the unclear faction of the goverment and the narrow channal and single way of financing and the trade monopolizing in it and then, at the request of rules of development of socialist market economy, useing the categorised theories of the products and service and the public financial theories in economics, the thesis tries to classify the projects of infrastructures into profit projects, quasi - projects and non - projects on the standard of profitable degree. and it presents the thoughts and goals of the reform of the investment and fund circulation of infrastructures on the study of the co - relation of the projects. the thesis maintains that establishing the investment and fund circulation company is the way of realization of the government inventment, and enlarge the investment scale through all kinds of channels, and raise the profitable degree of projects by establishing risk compensatory fund. the thesis compares the cost of the different financing waies and discusses the feasibility and necessity to issue the fund of city construction

    然後，按照社會主義市場經濟發展規律的要求，應用經濟學有關產品和服務的分類理論、有關公共財政的理論，以城建項目的可經營程度為標準，把城建項目分為難經營性項目、準經營性項目和經營性項目三類。研究了三類項目之間在特定條件下相互轉化的關系，在此基礎上提出了城建投資融資體制改革的推進思路和目標模式。主張設立城市基礎設施投資融資公司作為政府投資的實現形式，對不同類別的城建設施項目採取多元化投資融資方式，廣泛利用股票、債券市場、產業投資基金、資產證券化等方式，擴大城建設施投資融資規模，並重視利用外資和bot項目融資方式，以及通過設立投資風險補償基金，提高項目的可經營性程度。
  14. Bocom has achieved six “ firsts ” in china ' s banking reform and development : the first to implement shareholding system for its capital and mode of ownership form ; the first to command an organizational structure based on market rules and cost / return rules ; the first to introduce competition into the banking industry in china ; the first to introduce assets / liability ratio management and apply it for regulating business operations and risk ; the first to build new bank / enterprise relationships based on two - way selection ; and the first commercial bank to integrate banking, insurance and securities businesses

    交通銀行在中國金融業的改革發展中實現了六個「第一」 ，即第一家資本來源和產權形式實行股份制；第一家按市場原則和成本效益原則設置機構；第一家打破金融行業業務范圍壟斷，將競爭機制引入金融領域；第一家引進資產負債比例管理，並以此規范業務運作，防範經營風險；第一家建立雙向選擇的新型銀企關系；第一家可以從事銀行、保險、證券業務的綜合性商業銀行。
  15. Life insurance securitization will revise the traditional insurance theory. this paper will discuss the theoretical revolution it brings and the convergence of entire finance industry

    壽險證券化的創新不僅體現在實務方面，更重要的是這種創新可能帶來保險業經營理論的重大變革。
  16. Firstly, based on the development history and characteristics of stock market the thesis looked back the development history and characteristics of every stage of chinese stockjobbers laid stress on the business development and risk management. secondly, the thesis analyzed the existing comprehensive evaluation method and choosed or model of data envelopment analysis as evaluation model. then we analyzed the deficiency of ( 7r model and established two new model - average value model, go model and its corresponding projection model - which were used to evaluating and sequencing fourteen comprehensive stockjobbers and draw a conclusion based on computation result of the three models

    本文首先以我國證券市場發展歷史及特點為基礎，回顧我國證券公司發展歷程及各階段經營特點，主要分析證券公司業務發展和風險管理狀況；其次，對證券公司現有評價方法進行研究，選擇數據包絡分析（ dea ）的c _ 2r模型作為對證券公司進行評價的數學模型，針對c _ 2r模型排序時存在的並列第一和零權重問題，提出均值模型、 g _ 0模型及相應的投影模型，並對三種模型的計算復雜度進行了討論；第三，選擇14家綜合類證券公司進行實證研究並對三種模型的計算結果進行了對比分析；最後，簡要總結2001年證券市場狀況並對證券公司今後面臨的機遇和挑戰進行了分析。
  17. Aiming at the " debt - to - equity transformation " which is a debts restructuring scheme advanced by government, in term of the requirements of modern enterprises regulations, this paper has researched deeply on asset securitization under asset management corporation which can resolve excessive debts of state - owned enterprises, on base of researching on the modes of debt restructuring in our country and overseas and researching on the practice of asset securitization. these research can make the capital market play effective function in collocating capital sufficiently, search new investors and the objects of debt restructuring through capital market. accordingly, these research avail to impel the pace of the swa reforming, promote the swa ' s development of production and operation continually, quickly and healthily

    針對目前國家提出的國有企業「債轉股」債務重組方案，按照現代企業制度的要求，在對國內外債務重組模式和資產證券化運作實踐進行研究的基礎上，本文對解決我國國有企業過度負債的資產管理公司制下的資產證券化進行了深入的研究，充分發揮資本市場的有效配置作用，通過資本市場尋找新的投資者和重組者，從而有利於推動西南鋁改革步伐，促進其生產經營持續、快速、健康發展。
  18. Securities companies on the capital market trends vision for the structure of the capital market securities rich high standard investment ( services ) for the core business to an investment in and development in the lead, created a unique system of corporate culture, the highly strategic business spirit, and achieve operational entities professional, functional and structural, ultimately positioning for enterprise development investment ( services ) industries have brand advantages, management advantages, technological advantages, strengths and talents to develop the advantages of large investment companies

    公司依託證券資本市場的遠景趨勢，以證券資本市場結構豐富的高水準投資（服務）為經營核心，以全方位投資領域的開拓、開發為先導，建立了體系獨特的企業文化，貫徹高度戰略經營的精神，實現經營實體專業化、職能化及結構化，最終將企業發展定位為投資（服務）行業具有品牌優勢、管理優勢、技術優勢、人才優勢以及研發優勢的大型投資公司。
  19. Article 201 if a unit submits sham supporting documents or conceals major facts by other fraudulent means to and thus obtains a securities business permit by deception, or if a securities firm commits a serious illegal act in the course of securities trading so that it is no longer qualified to operate such business, the securities regulatory authority shall revoke its securities business permit and order it to close down

    第二百零一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構取消其證券業務許可，並責令關閉。
  20. Article 221 where a securities company submits any false document of certification or adopts any other fraudulent means to conceal any major fact so as to cheat for the securities business license or a securities company has any severe irregularity in the securities trading and thus, fails to meet the requirements of business operation any more, the securities regulatory body shall revoke its securities business license

    第二百二十一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構撤銷證券業務許可。
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