compliance risk 中文意思是什麼

compliance risk 解釋
合規風險
  • compliance : n. 1. 應允，答應（要求等）。2. 和藹，溫和；順從，服從；盲從；【物理學】柔量；【數學】順性。
  • risk : n 1 風險，危險；冒險。2 【保險】（損失的）風險（率）；保險金額；被保險人，被保險物。vt 冒…的危險...
  1. The term " compliance risk " as referred to in the present guidelines means the risk of undertaking legal responsibility, supervisory punishment, financial losses or reputation losses as a result of an incompliant insurance operation and management behavior made by the insurance company or any of its employees and marketing staff

    本指引所稱的合規風險是指保險公司及其員工和營銷員因不合規的保險經營管理行為引發法律責任、監管處罰、財務損失或者聲譽損失的風險。
  2. Roca rating risk management, operational controls, compliance and asset quality

    評級方法風險管理營運控制合規資產質景
  3. Those institutions able to establish and demonstrate an integrated approach that addresses multiple compliance initiatives will gain competitive advantage by reducing their total cost of compliance, providing capital relief, increasing public confidence and limiting exposure through improved methods of identifying, measuring, monitoring, allocating and managing risk

    那些能建立和證明的完整方案/機制的企業，將會通過減少的費用，配以，增加公眾的信任，以及通過改善識別、計量、監管、分配和管理的方法來限制以獲得競爭優勢。
  4. The bulletin also contains articles contributed by market practitioners on the external testing of major financial systems in hong kong, legal issues, credit risk issues, embedded systems and testing for year 2000 compliance

    期刊亦刊載市場人士撰述的文章，分別探討香港主要金融系統的對外測試法律事項信貸風險內置系統，以及公元二千年項目的測試工作。
  5. Compliance management is a key part of comprehensive risk management in insurance companies, and also a basic work for conducting effective internal controls

    合規管理是保險公司全面風險管理的一項核心內容，也是實施有效內部控制的一項基礎性工作。
  6. To disseminate accurate and understandable information to the public about the non - compliance or defect of the product, the potential risk to consumers, and actions to be taken to address the potential risk

    用公眾人士易於理解的方法，準確地說明產品不合規格或欠妥之處、對消費者構成的潛在危險，以及所採取處理有關問題的措施。
  7. Compliance with environmental legislation, reduce cost of waste pollution, minimize risk of punitive

    符合法律法規要求，減少排污費用，降低因違章受罰的風險
  8. Through strategic it, firms strive to deliver a better customer experience, increase customer stickiness, lower operating cost and better manage compliance and risk

    而企業亦擅用策略資訊科技，去提高顧客服務素質，進而與顧客建立長久的合作關系；同時藉此減少營運成本，更有效地施行管理及應付風險。
  9. Ensures that the group has appropriate risk management, internal control and regulatory compliance procedures in place and that it communicates adequately with shareholders and stakeholders

    確保本集團具備適當的風險管理內部控制及監管程序，並與股東及利益相關人士保持充份溝通
  10. All departments and branch offices shall voluntarily carry out self - inspections on compliance as a routine task, report compliance risk information or potential risks to the compliance department or the compliance posts, and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation

    保險公司各部門和分支機構應當主動進行日常的合規自查，定期向合規管理部門或者合規崗位提供合規風險信息或者風險點，支持並配合合規管理部門或者合規崗位的風險監測和評估。
  11. A bank that knowingly participates in transactions intended to be used by customers to avoid regulatory or financial reporting requirements ， evade tax liabilities or facilitate illegal conduct will be exposing itself to significant compliance risk

    如果一家銀行故意參與客戶用以規避監管或財務報告要求、逃避納稅義務的交易，或為違法行為提供便利，該銀行將面臨嚴重的合規風險。
  12. Risk factors are old age, poor cardiopulmonary compliance, pathological fracture, osteoporosis, large amount of cement, excessive pressurization with cement gun, and a previously undis - trubed intramedullary canal

    危險因子包括老年人，術前較差的心肺狀態，病理性骨折，骨質疏鬆，使用大量的骨水泥或骨水泥槍以進行骨髓腔管內加壓作用，未曾被擴鉆過的骨髓腔。
  13. The risk management and compliance division at the hkma is responsible for risk control functions

    金管局轄下的風險管理及監察處負責管控外匯基金的風險。
  14. The risk management and compliance ( rmc ) division is responsible for risk control functions of the exchange fund

    風險管理及監察風險管理及監察處負責管控外匯基金的風險。
  15. The risk management and compliance division constantly strengthens and improves its internal diagnostic and analytical capabilities in line with best practices to keep pace with the changes in the investment approach of the exchange fund

    為配合外匯基金投資取向的變化，風險管理及監察處根據市場最佳標準不斷提升內部的評估及分析功能。
  16. Available methods of pre - assessment for occupational hazards of construction project now in use only reveal how much the project is in compliance with the current laws and standards, but could not provide either comprehensive or dynamic evaluation or the risk of occupational hazards

    摘要目前，建設項目職業病危害預評價方法比較單一，只能反映擬建項目在職業病危害方面與現行法規、標準的符合程度，並不能對項目進行全面、動態的評估，也無法評價職業危害事故風險。
  17. We do not expect that institutions will incur significant compliance costs or resource requirements in adopting the " default " approaches, that is the standardised approach to credit and market risk and the basic indicator approach to operational risk

    我們設定了計算信貸及市場風險的標準方法，以及計算業務運作風險的基本指標方法，並且預計認可機構在落實這兩套方法時不會牽涉大的費用或資源配套。
  18. A bank should organize its compliance function and set priorities for the management of its compliance risk in a way that is consistent with its own risk management strategy and structures

    一家銀行應該以與自身風險管理戰略和組織結構相吻合的方式組織合規部門，並為合規風險管理設定優先考慮的事項。
  19. The internal auditing department shall inform the compliance department of the auditing situation and conclusion upon completion of the internal auditing, while the latter may, in light of the compliance risk monitoring situation, take the initiative to propose suggestions to the former

    內部審計部門在審計結束后，應當將審計情況和結論通報合規管理部門；合規管理部門也可以根據合規風險的監測情況主動向內部審計部門提出審計建議。
  20. These other risk management departments shall take charge of identifying and evaluating various kinds of risks, including their own compliance risks, and reporting the related compliance risk information to the compliance department, and shall, with cooperation with the compliance department, monitor and evaluate compliance risk

    保險公司其他風險管理部門負責識別、評估包括自身合規風險在內的各類風險，並向合規管理部門報告相關合規風險信息，支持合規管理部門的合規風險監測和評估。
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