fraudulent trading 中文意思是什麼
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Article 73 it is prohibited for securities firms and their employees to commit any of the following fraudulent acts in the course of securities trading that is detrimental to the interests of their clients
第七十三條在證券交易中，禁止證券公司及其從業人員從事下列損害客戶利益的欺詐行為： -
Owing to institutional, cultural, social and policy - triggered factors and the resulting opportunistic motives of organizations and individuals, there are abundant behaviors breaking laws and violating discipline, such as misrepresentation, earnings management, purchased auditing, fraudulent auditing, false information transmission, insider trading and etc, in the process of information transmission in china ' s securities market. as the result, market efficiency is undermined, both interests and confidence of investors are impaired
由於機構和個人的機會主義動機及其背後的經濟制度因素、歷史文化因素、社會因素、政策性因素等誘因，我國證券市場信息披露、信息傳遞和信息運用過程中存在著比較嚴重的虛假陳述、盈利操作、購買審計、審計舞弊、虛假或不實信息傳遞、內幕交易等利用不對稱信息優勢謀取私利的違法違規行為，證券市場有效性大大降低，投資者（尤其是中小個人投資者）的利益受到侵害，投資者對證券市場的信心開始動搖。 -
Article 25 if any technology trading service agency has fraudulent and coercive behavior in operational activities, the municipal administrative department of science and technology and administrative department of industry and commerce shall, according to their respective functions and to the seriousness of the case, confiscate the agency ' s illicit gains, order it to make correction or to suspend business, to withhold temporarily or rescind its permit for technology trading service and impose fines of 1 to 3 times its illicit gains
第二十五條技術交易服務機構在業務活動中有欺騙、脅迫等行為的，由市科學技術行政部門和工商行政部門按照各自職責，根據情節輕重，沒收其非法所得，責令改正、停業整頓、直至吊銷其《技術交易服務許可證》和營業執照，並處以非法所得一至三倍的罰款。 -
The chairman of a now delisted company was sentenced to an additional 12 months imprisonment for his role in a fraudulent scam in relation to the trading of the company s shares and authorising the issuing of a misleading prospectus in the listing of the company
一名已除牌上市公司的主席，就該公司的股票交易串謀詐騙，並批準發出誤導的招股章程，被法院加監十二個月。 -
He further reminded all job seekers to be cautions of all possible fraudulent investment plans such as loco - london gold trading, pyramid selling and modelling frauds
他又提醒求職者必須慎防投資詐騙陷阱，例如倫敦金買賣、層壓式推銷及模特兒詐騙。 -
Article 5 securities shall be issued and traded in accordance with laws and administrative regulations. fraudulent and insider trading and manipulation of the securities trading market are prohibited
第五條證券發行交易活動，必須遵守法律行政法規禁止欺詐內幕交易和操縱證券交易市場的行為。 -
It was no wonder that she felt her mother ' s influence more strongly than her father ' s as, in 1990, he was given a 4 - year sentence in federal prison for fraudulent trading in commodities futures
1990年，邁克爾?羅翰因為對商品期貨進行欺詐交易被判處在聯邦監獄服刑四年，所以毫無疑問，對琳賽來說，她從母親那裡受到的影響要比父親那裡多得多。 -
Article 201 if a unit submits sham supporting documents or conceals major facts by other fraudulent means to and thus obtains a securities business permit by deception, or if a securities firm commits a serious illegal act in the course of securities trading so that it is no longer qualified to operate such business, the securities regulatory authority shall revoke its securities business permit and order it to close down
第二百零一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構取消其證券業務許可，並責令關閉。 -
Article 221 where a securities company submits any false document of certification or adopts any other fraudulent means to conceal any major fact so as to cheat for the securities business license or a securities company has any severe irregularity in the securities trading and thus, fails to meet the requirements of business operation any more, the securities regulatory body shall revoke its securities business license
第二百二十一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構撤銷證券業務許可。
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