sale of securities 中文意思是什麼

sale of securities 解釋
出售擔保品, 出售證券
  • sale : n. 1. 賣，出賣，出售。2. 拍賣；賤賣（尤指季末存貨的大減價）。3. 銷路。 4. 銷數，銷售額。5. 【法律】買賣契約。
  • of : OF ＝Old French 古法語。
  • securities : 期貨
  1. Among other things, the cashless exercise of options does involve the sale of securities and therefore is subject to the policies set forth in this statement

    ，以非現金形式行使的期權涉及證券的出售，因而須遵守本聲明中所規定的政策。
  2. 5 inveigling a client into making an unnecessary purchase or sale of securities in order to obtain a commission ; or

    五為牟取傭金收入，誘使客戶進行不必要的證券買賣
  3. The general condition of the sale of securities in a corporation

    一家公司的證券銷售情況。
  4. Acting sale of securities ; acting servicing. agents registration accounts

    證券代理買賣；代理還本付息。代理登記開戶。
  5. Acting sale of securities, debt service agent, dividends payable, securities generation custody, agents registration accounts

    證券的代理買賣、代理還本付息、分紅派息，證券代保管、代理登記開戶。
  6. Ix the receipt by the customer of all proceeds of the sale of securities, or the compliance by the nominee with instructions in dealing with the securities shall fully discharge the nominee from its obligations as the nominee of the customer notwithstanding the death of the customer and shall be binding upon the heirs, executors and administrators of the customer

    Ix代理公司作為客戶代名人之責任將于客戶從賣出證券而收到款項時或於代理公司已遵照指示進行證券交易時全面解除，而盡管客戶已逝世，亦對客戶之承繼人遺囑執行人及遺產管理人具約束力
  7. Acting sale of securities ; acting securities servicing dividends payable ; securities generation custody, verification ; agents registration accounts ; self - sale securities ; share trading securities ; securities investment advisory ( including financial advisers ) ; china securities regulatory commission for approval of other businesses

    證券的代理買賣；代理證券的還本付息分紅派息；證券代保管、鑒證；代理登記開戶；證券的自營買賣；證券的承銷；證券投資咨詢（含財務顧問） ；中國證監會批準的其他業務。
  8. As noted above, for purposes of this statement, the terms “ purchase ” and “ sell ” of securities exclude the acceptance of options granted by the issuer thereof and the exercise of options that does not involve the sale of securities

    如上所述，在本聲明中，證券的「認購」和「出售」等詞語不包括接受由該等證券的發行方所授予的期權，以及不涉及證券出售的期權行使。
  9. B. ? upon the happening of any event of default, all the rights and remedies ofbnzshall automatically become exercisable without the need of any notice being given to the customer, including but not be limited to all powers of sale of securities off - set and consolidation of accounts, cancellation of unperformed contracts, settlement of open contracts from the account ( s ) of the customer

    在任何違責事件發生的情況下， bnz可以無須通知客戶而將客戶帳戶內自動執行其全部的權利和補救措施，包括並不局限於出售抵押品來抵消、將所有帳戶的整合，取消未成交的合約，結算客戶帳戶中未結算的合約的權力。
  10. Such transactions would include sale of securities by affiliated parties to the fund and purchase of securities by affiliated parties from the fund, as well as transactions in which the fund and affiliated parties participate jointly

    尤其值得提出的是研究表明，這種對理性決策的偏差是系統性的，並不能因為統計平均而消除kahneman and riepe ， 1998 。
  11. In relation to fund transactions, the manager should be able to give instructions as to the purchase or sale of securities for the fund without having to obtain the authority of the depositary

    即首先對股票收益和交易量設定過濾準則，當股市收益和交易量滿足過濾準則就買入或賣出股票的投資策略。
  12. Private placement the sale of securities to a small group of investors ( generally 35 or fewer ) which is exempt from sec registration requirements

    私募指向小規模數量的投資者（通常35個以下）出售股票，此方式可以免除如在美國證券交易委員會（ sec ）的注冊程序。
  13. Acting sale of securities ; acting servicing, dividends payable ; securities generation custody, visas ; agents registration accounts

    證券代理買賣；代理還本付息、分紅派息；證券代保管、簽證；代理登記開戶。
  14. Acting sale of securities ; acting servicing, dividends payable ; securities generation custody, verification ; agents registration accounts

    證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證；代理登記開戶。
  15. Acting sale of securities ; acting servicing, dividends payable ; securities generation custody ; identification ; agents registration accounts

    證券代理買賣；代理還本付息、分紅派息；證券代保管；鑒證；代理登記開戶。
  16. Acting sale of securities, debt service agent, dividends payable ; securities generation custody, verification ; agents registration accounts

    證券的代理買賣、代理還本付息、分紅派息；證券代保管、鑒證；代理登記開戶。
  17. Acting sale of securities ; acting debt servicing, dividends payable ; securities generation custody, verification ; agents registration accounts

    證券代理買賣；代理還本付息，分紅派息；證券代保管，鑒證；代理登記開戶。
  18. Acting sale of securities ; acting repay principal interest, dividends payable ; securities generation custody, visas ; agents registration accounts

    證券代理買賣；代理還本利息、分紅派息；證券代保管、簽證；代理登記開戶。
  19. Acting sale of securities ; acting securities servicing, dividends payable ; securities generation custody, verification ; agents registration accounts ; share trading securities ; securities investment consulting ; fiduciary investment management ; china securities regulatory commission for approval of other operations

    證券的代理買賣；代理證券的還本付息、分紅派息；證券代保管、鑒證；代理登記開戶；證券的承銷；證券投資咨詢；受託投資管理；中國證監會批準的其它業務。
  20. The securities laws broadly prohibit fraudulent activities of any kind in connection with the offer, purchase, or sale of securities

    證券法廣泛地禁止與證券發行、購買或出售過程中有關的所有類別的欺騙活動
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