stock exchange securities 中文意思是什麼

stock exchange securities 解釋
股票交易所證券
  • stock : n 〈德語〉 滑雪手杖。n 1 （樹等的）干，根株，根莖。2 【園藝】砧木；苗木；原種。3 〈古語〉木塊，木...
  • exchange : vt 1 （以某物與另一物）交換，調換 （for） 2 互換，交流，交易。3 兌換。 vi 1 兌換 （for） 2 交換；...
  • securities : 期貨
  1. Designed and implemented the first level fund settlement software of stock, the data warehouse of securities corporation fund balance and the monitoring software of stock exchange in real time

    完成公司證券一級清算、證券法人結算數據倉庫、交易實時監控軟體的開發。
  2. The panic in europe prompted foreigners to unload large quantities of securities on new york stock exchange.

    歐洲的恐慌，促使外國人在紐約證券交易市場投放大量證券。
  3. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  4. The interim accounts are prepared in accordance with hong kong accounting standard 34 interim financial reporting issued by the hong kong institute of certified public accountants hkicpa and the disclosure requirements of the rules governing the listing of securities on the gem of the stock exchange gem listing rules

    中期賬目乃根據由香港會計師公會會計師公會頒布的香港會計準則第34號中期財務報告及根據聯交所創業板證券上市規則創業板上市規則的披露規定而編制。
  5. Remarks : 1. basis of preparation the interim accounts are prepared in accordance with statements of standard accounting practice no. 25 " interim financial reporting " issued by the hong kong society of accountants and the disclosure requirements of the rules governing the listing of securities " gem listing rules " on the gem of the stock exchange

    備注： 1 .編制基準未經審核綜合中期帳目乃根據由香港會計師公會所頒布之會計實務準則第25號中期財務報告及香港聯合交易所有限公司創業板證券上市規則之要求而編制。
  6. Article 19 a stock exchange shall, in accordance with the provision of article 154 of the law, lodge in the amount of fifty million nt dollars at one time as the compensation reserve and shall, within fifteen days after the end of each quarter, continue to lodge in the amount of twenty percent of the income of securities transaction charges

    第19條證券交易所應依本法第一百五十四條規定一次提存新臺幣五千萬元作為賠償準備金；並於每季終了后十五日內，按證券交易經手費收入之百分之二十，繼續提存。
  7. Article 116 if persons engaged in securities trading inside a stock exchange violate the trading rules of the stock exchange, the stock exchange shall impose disciplinary sanctions on them. if the circumstances are serious, the offenders qualifications shall be revoked and the offenders shall be barred from entering the exchange to trade securities

    第一百一十六條在證券交易所內從事證券交易的人員，違反證券交易所有關交易規則的，由證券交易所給予紀律處分對情節嚴重的，撤銷其資格，禁止其入場進行證券交易。
  8. Article 23 - 1 a stock exchange shall, at its business premises, provide the commission for its inquiry with all papers, accounting books, lists, records, contracts and relevant examining and proving documents regarding the listing, transaction, monitoring, clearing, settlement and the auditing of the finance and business of a securities firm

    第23 - 1條證券交易所應于營業處所備置所有有關有價證券上市、交易、監視、結算交割及證券商財務業務查核之憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件，供本會調閱查核。
  9. You should be aware that the pp securities are not regulated as a primary or secondary listing on the main board or the growth enterprise market of the stock exchange of hong kong limited

    你應知悉，按照該項試驗計劃掛牌買賣的證券並非以香港聯合交易所有限公司的主板或創業板作第一或第二上市的證券類別加以監管。
  10. Will the government inform this council whether it will request the stock exchange and the securities and futures commission to consider introducing regulations requiring all listed companies to engage professional accountants at the senior management level with designated responsibilities for overseeing the accounting and financial reporting functions of listed companies, including

    證券交易所及證券及期貨事務監察委員會考慮制定規例，規定所有上市公司均須在高級管理階層委任專業會計師，專門負責監察上市公司的會計事務及提交財務報告的職能
  11. The term " stock exchange " refers to a legal person that provides the relevant place and facilities for concentrated securities trading, organizes and supervises the securities trading and applies a self - regulating administration

    證券交易所是為證券集中交易提供場所和設施，組織和監督證券交易，實行自律管理的法人。
  12. This paper explores the liquidity difference between on - the - run and off - the - run treasury securities of 7 - year and 10 - year notes listed on shanghai stock exchange, using intra - day trading data from shanghai stock exchange

    本文選擇在上海證券交易所上市交易的7年期， 10年期和20年期國債，利用日內交易數據，實證研究了新券與舊券的流動性問題。
  13. Of the respective dates of the introduction of rules and codes of conduct by the securities and futures commission and the stock exchange of hong kong limited, which spell out clearly the principles and practices which registered stock brokers or their staff should follow when dealing in transactions either for their own accounts or for their clients

    證券及期貨事務監察委員會或聯合交易所從何時開始訂有規則及操守準則，清楚列明注冊證券商或其從業員在處理本身或其客戶的交易時應遵循的原則及做法
  14. It is a registered securities dealer in hong kong and its principal activity is securities brokering. it currently holds three trading rights of the stock exchange of hong kong ltd. " the exchange "

    該公司是本港的注冊證券交易商，其主要業務是提供證券經紀服務，現持有3個由香港聯合交易所有限公司聯交所發出的交易權。
  15. We also confirm that there are no negotiations or agreements relating to intended acquisitions or realizations which are discloseable under chapters 19 to 20 of the rules governing the listing of securities on the growth enterprise market of the stock exchange the " gem listing rules ", neither is the board of directors the " board " of the company aware of any matter discloseable under the general obligation imposed by rule 17. 10 of the gem listing rules, which is or may be of a price sensitive nature

    吾等亦確定目前並無任何有關收購或出售建議之磋商或協議而根據聯交所創業板證券上市規則創業板上市規則第19至20章定須予披露者，且就本公司董事會董事會所知，並無任何足以影響或可能影響股價之事項而根據創業板上市規則第17 . 10條規定之一般責任而須予披露。
  16. Article 113 a stock exchange shall, pursuant to laws and administrative regulations governing securities, formulate specific rules for centralized securities trading at competing prices, administrative regulations for its members and operational rules for its employees, and submit the same to the securities regulatory authority under the state council for approval

    第一百一十三條證券交易所依照證券法律行政法規制定證券集中競價交易的具體規則，制訂證券交易所的會員管理規章和證券交易所從業人員業務規則，並報國務院證券監督管理機構批準。
  17. The term " exchange traded fund ( etf ) " used in these regulations shall mean a securities investment trust fund listed on the stock exchange which tracks an underlying index designed by or produced with the agreement of the stock exchange for which subscription and repurchase * * are based on physical delivery according to contract

    本辦法所稱指數股票型證券投資信?基金，指在證券交易所上市，以追蹤證券交易所設計或同意編制之標的指數，且申購、買回採實物及依據契約規定方式交付之證券投資信?基金。
  18. Article 24 a stock exchange shall, at designated locations, provide the public with information regarding the finance and business of each listed company, and of its members, securities brokers or securities dealers

    第24條證券交易所應於一定處所備置各上市公司及其會員或證券經紀商、證券自營商之財務業務資料，以供公眾閱覽。
  19. A stock exchange shall conduct a special investigation in case that any of the members, securities brokers and securities dealers fail to fulfill the delivery obligation and shall guide the successor securities firm to take over its settlement affairs

    會員或證券經紀商、證券自營商不能履行交付義務時，證券交易所應即為專案檢查，並督導代辦證券商接辦其交割事務。
  20. Article 181 if an employee of a stock exchange, securities firm, securities registration and clearing institution or securities trading service organization, or a staff member of the securities industry association or the securities regulatory authority intentionally provides false information, forges, alters or destroys trading records or inveigle investors into purchasing or selling shares, his professional qualifications shall be revoked and a fine of not less than rmb30, 000 but not more than rmb50, 000 shall be imposed

    第一百八十一條證券交易所證券公司證券登記結算機構證券交易服務機構的從業人員證券業協會或者證券監督管理機構的工作人員，故意提供虛假資料，偽造變造或者銷毀交易記錄，誘騙投資者買賣證券的，取消從業資格，並處以三萬元以上五萬元以下的罰款屬于國家工作人員的，還應當依法給予行政處分。構成犯罪的，依法追究刑事責任。
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