underlying securities 中文意思是什麼

underlying securities 解釋
標的證券
  • underlying : adj. 1. 在下的，下層的。2. 基礎的。3. 隱晦的；潛在的。4. 【法律】（債券）優先的；【經濟學】第一的，（擔保、權利等）主要的。
  • securities : 期貨
  1. Securitization of bank assets refers to combined management and investment activities in which commercial banks, by making use of the legally representable nature of their credit assets and other claimable credits, put certain assets into asset - pools, issue asset - backed securities backed by the assets in the pools in order to transform the illiquid credit assets into cash assets. then the asset - backed securities are entrusted. upon the expiration of the securities ’ terms, the underlying assets are realized to repay the principals and interests of the securities

    銀行資產證券化是商業銀行利用信貸資產和其他可主張的債權在法律上可被代表的特性，以確定的財產進入資產池為擔保發行資產支持證券，將沉澱的信貸資產變為現金資產，然後將該證券委以信託增值，在證券期滿時，變現擔保財產償還證券本息的一種組合經營和投資活動。
  2. Article 19 the delivery and redelivery of the underlying securities and collateral securities in a securities lending transaction shall be made either by book - entry transfer or by title transfer registration

    第19條有價證券借貸交易標的證券及擔保品證券之交付及返還，應采帳簿劃撥或轉讓登記方式辦理。
  3. A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration

    證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心，轉知證券集中保管事業辦理有價證券撥付作業，或通知清算銀行辦理轉帳登記。
  4. The explanations include the legal problems about the underlying assets, the setting up and operating of spv, the bankruptcy - remote and the publishing of the securities

    主要包括基礎資產的法律問題、 spv組建及運作的法律問題、有關破產隔離的法律問題及發行證券過程中會遇到的法律問題。
  5. Article 15 for the purposes of this chapter, the term " underlying assets " of securities lending transactions refers to those securities eligible for margin purchases and short sales, and such other securities as may be approved by the competent authority

    第15條本章所稱有價證券借貸交易標的，系指得為融資融券交易之有價證券或其他經主管機關核準之有價證券。
  6. The structured finance team rates collateralized debt obligations, or " cdos, " which are securities derived from a pool of underlying credit instruments

    他們的結構金融隊伍主要負責評估債務抵押債券，這是從各種標的信用工具的資產池中衍生出來的證券。
  7. In this thesis the author has analyzed the relation between ownership structure and corporate performance and get the conclusion that it is urgent to solve the problem of the split share structure of listed companies. on the base of the comparing and analyzing of the principles and styles of consideration, the study focus on the warrant, refer to securities giving the holder a right to subscribe to a underlying securities at a given price and from a certain date

    本文通過對股票市場和上市公司股權結構論述，分析了國家股、國有法人股和流通股的構成比例對公司業績的影響，得出了國家股比例與公司業績成負相關關系，法人股比例與公司業績成正相關關系以及股權集中度較高，公司業績較好，第一大股東的持股比例在一定范圍內公司業績最佳的結論。
  8. Method of transfer or delivery of the underlying securities and collateral

    七、標的證券及擔保品移轉或交付方式。
  9. The price at which the taker of an option may buy / sell the underlying securities. also known as the strike price

    期權合約的獲得者買/賣合約規定的基礎證券之權利的價格，也稱為結算價格。
  10. The term " exchange traded fund ( etf ) " used in these regulations shall mean a securities investment trust fund listed on the stock exchange which tracks an underlying index designed by or produced with the agreement of the stock exchange for which subscription and repurchase * * are based on physical delivery according to contract

    本辦法所稱指數股票型證券投資信?基金，指在證券交易所上市，以追蹤證券交易所設計或同意編制之標的指數，且申購、買回採實物及依據契約規定方式交付之證券投資信?基金。
  11. Generally, the holders of the convertible bonds have two major rights : 1, they can receive a fixed cash flow during the term of conversion because the convertible bonds belong to the fixed income bonds ; 2, they can stop the fixed cash flow during the term of conversion and convert the bonds to underlying stock asset according to the formerly stipulated items and price, for the convertible bonds also belong to the affiliations of the securities

    一般的，可轉換債券持有人具有兩項主要的權利：一是作為固定收益證券，在轉債存續期內收到固定的現金流收入；二是作為股票衍生產品，在轉換期內終止固定的現金流收入，按照預先規定的品種和價格將債券轉為標的股票資產。
  12. Yet more fees are paid to funds of hedge funds, which invest in a range of single - manager hedge funds rather than in the underlying securities

    但是更多的費用被付給對沖基金的基金，它們投資于單一管理對沖基金而不是投資于其下的證券。
  13. One set of securities, known as an equity tranche, pays the highest returns but is the first to suffer if the underlying bonds default ; other securities offer a much lower yield but a triple - a credit rating, because a lot of defaults would be needed to trigger losses

    其中一套被稱為「平等分額」可享受最高回報，但同時，如果優先債券欠債，這種債券也將首先遭受損失；其他一些債券，雖為3a級，但收益較低，因為引起損失的是大量的欠債。
  14. Derivatives are financial instruments which derive their value from underlying securities, commodities or indices

    衍生工具是金融工具，其價值由相關證券商品或指數決定。
  15. Yet more fees are paid to funds of hedge funds, which invest in a range of singlemanager hedge funds rather than in the underlying securities

    而付給對沖基金的費用則要更多，因為資金是投放在由單一經理人掌控的對沖基金中，而不是投放在附屬公司證券下。
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