標的證券 的英文怎麼說
中文拼音 [biāodezhèngquàn]
標的證券
英文
underlying securities-
Article 19 the delivery and redelivery of the underlying securities and collateral securities in a securities lending transaction shall be made either by book - entry transfer or by title transfer registration
第19條有價證券借貸交易標的證券及擔保品證券之交付及返還,應采帳簿劃撥或轉讓登記方式辦理。A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration
證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心,轉知證券集中保管事業辦理有價證券撥付作業,或通知清算銀行辦理轉帳登記。Using the net assets per capital, the investment return rate, the t - m model, the h - m model, the single factor evaluating model which consists of the treynor index, the jensen index, the sharpe index and the square m index, we evaluate the performance of the twelve mutual funds. and we come to the following conclusions : ( 1 ) after the modification of the risk factor, our mutual funds in the recent one year outguess the market ; ( 2 ) better performance comes from the aid of the government, the improvement of the investment environment and the hard, smart work of the managers especially in the way of selecting some securities in the capital market. ( 3 ) though we make progress, there are still many problems which prevent the further development of our mutual funds such as the devise of the management fee and the characteristics of different funds, all of them divided into the subjective ones and the objective ones
通過使用投資基金單位凈資產和投資收益率指標、單因素整體績效評估模型,包括treynor指數、 jensen指數、 sharpe指數和業績的m ~ 2測度以及t - m 、 h - m模型對12隻樣本基金進行實證研究,實證研究表明: ( 1 )經過風險調整后,在最近的一年中,我國證券投資基金的業績總體上優於市場基準組合; ( 2 )基金業績的提高得益於管理層的重視、投資環境的改善和基金經理的經營,而基金經理的良好業績是通過一定的證券選擇來獲得的; ( 3 )已成為證券市場上舉足輕重力量的基金在發展過程中雖然取得了一定的成績但其進一步發展還面臨著許多問題,有主觀存在的諸如管理費率的設定、基金風格方面的問題等等,也有客觀存在的諸如證券市場現階段的不完善等等,所以,我們應該抓住《證券投資基金法》問世帶給基金業發展的契機,大力促進證券投資基金規范發展,採取各種措施做大、做優和做強基金業。The structured finance team rates collateralized debt obligations, or " cdos, " which are securities derived from a pool of underlying credit instruments
他們的結構金融隊伍主要負責評估債務抵押債券,這是從各種標的信用工具的資產池中衍生出來的證券。Method of transfer or delivery of the underlying securities and collateral
七、標的證券及擔保品移轉或交付方式。A put option is the right to sell, or " put to " the writer, a given amount of the underlying security at a given price on or before a specified date
賣出期權就是一種在未來某一確定的日期之前或者當天,按照一個確定的價格售出,或者「推給」期權賣方一定數量的標的證券的權利。For the purpose of the required standard of dealings, the grant to a director of an option to subscribe or purchase the company ' s securities shall be regarded as a dealing by him, if the price at which such option may be exercised is fixed at the time of such grant
就交易必守標準而言,如果董事獲授予期權/選擇權去認購或購買公司的證券,而於授予期權/選擇權之時已訂下有關期權/選擇權的行使價格,則授予董事有關期權/選擇權將被視為該董事進行交易。The hkma, in supervising the securities business of these exempt dealers, applies standards that are equivalent to those imposed by the sfc on registered dealers
金管局按照等同證監會對注冊交易商實施的標準,監管這些獲豁免交易商的證券業務。The single most important thrust of the required standard of dealings is that directors who are aware of or privy to any negotiations or agreements related to intended acquisitions or disposals which are notifiable transactions under chapter 19 or connected transactions under chapter 20 of the gem listing rules or any price - sensitive information must refrain from dealing in the company ' s securities as soon as they become aware of them or privy to them until proper disclosure of the information in accordance with the requirements of chapter 16
交易必守標準最重要的作用,在於規定:凡董事知悉、或參與建議收購或出售事項(交易所《創業板上市規則》第十九章界定為須予公布的交易、第二十章界定的關連交易,或涉及任何股價敏感資料者)的任何洽談或協議,該董事必須自其開始知悉或參與該等事項起,直至有關資料已根據《創業板上市規則》第十六章作出適當披露為止,禁止買賣公司的證券。Dealers, such as citigroup and goldman sachs, have backed away from soaking up unwanted paper
諸如高曼、花旗之類的交易商都從拍賣標價證券市場撤出。The demonstration shows that clustering algorithm is good for selecting handful stocks from the whole market and appropriate time factor can improve tracking result significantly
實證研究結果發現,聚類演算法能從市場上的大量股票中選擇符合條件的股票作為模擬市場指數的證券投資群體,而時間因子則能有效提高對標的指數的跟蹤效果。When the covariance matrix formed by securities yields is non - oppositive definite, we provide the model with transaction costs, which risk is variance matrix risk. when the covariance matrix formed by securities yields is not exist, the risk we use is absolute deviation risk and semi - absolute deviation, which is differ with traditional risk such as variance matrix risk or semi - variance matrix risk
在證券收益率協方差陣不一定存在時,給出了不同於以往以證券收益率間的方差或是半方差為風險度量指標而是以絕對離差為風險指標和以半絕對離差為風險指標的含有交易費用的證券組合投資模型。When the covariance matrix formed by securities yields is positive definite, we provide the model with transaction costs, the risk is b index risk, researching the model under short sale and no short sale separately
在證券收益率之間的協方差陣為正定矩陣時,給出了以值風險為風險指標的含有交易費的證券組合投資模型,並分別在允許賣空和不允許賣空兩種情形下進行了討論。On the base of the analysis above, we build a new concentrating stock trading system on j2ee application server for : the j2ee application server masks all the difference of various hardware, operating system, database and other applications
我們通過在j2ee應用服務器上搭建嶄新的證券集中交易系統要達到以下的設計目標: j2ee應用服務器應該提供與硬體,操作系統,數據庫和其它應用程序的無關性。" one of the sehk s objectives is to develop into a full services securities market
利氏稱:聯交所其中一個目標,就是要發展成為一個能提供全面服務的證券市場。Second, it analyses the disadvantages of the traditional mode of individual action in solving the securities civil disputes and points out that each country should adopt the mode of class action to solve the securities civil disputes in view of the superiority of the class action system to the mode of individual action in terms of the litigation economy and the justice of sentence
本文從分析證券侵權行為的特點入手,提出了證券民事訴訟面臨的問題,比較了中美兩國不同的證券民事訴訟方式,包括:政策目標的設定、提起和審查適用程序、正當程序的保護和訴訟經濟的實現。指出了美國證券民事訴訟方式較我國證券民事訴訟方式所具有的優勢。In 1943, with the publication of a book named " security analysis " written by benjamin graham and david dodd, the value investment theory is born. the theory holds that only the investment in quilts which are underestimated by market or which have growing up value are safe. benjamin graham has proposed " safe limit " as the criterion of investment judgment
價值投資理論是伴隨著本傑明?格雷厄姆和大衛?多德在1934年出版的《證券分析》一書而誕生的,價值投資理論認為:只有投資那些被市場低估其價值或本身存在成長性價值的公司股票才是安全的,本傑明?格雷厄姆提出了「安全邊際」作為投資的評判標準。In order to solve these problems, the paper suggests that : normalizing our equity market ; promote efficient of the equity market ; perfecting the information - opened rules of equity investment fund, make information more transparent and openly ; establishing standardization performance measurement system of equity investment fund ; perfecting the compositions of equity investment fund operation system ; changing the assignation system into qualification verified system ; founding special intermediate measurement institutions
並就這些問題提出了六條具體建議: ( 1 )進一步規范我國的證券市場,增強證券市場的效率; ( 2 )完善證券投資基金的信息披露制度,切實提高信息的透明度、公開度; ( 3 )建立標準化的基金績效指標評價體系; ( 4 )完善證券投資基金運作的制度結構; ( 5 )改指標分配製為資格審查制; ( 6 )成立專業評價中介機構。This article first structured a herding index examined the universality of herding in our country mutual fund and its influence to the fund income and achievements
本文首先構造了一種衡量基金羊群行為的指標來檢驗羊群行為在我國的證券投資基金中的普遍性及其對基金收益與績效的影響。One additional task that requires urgent attention is the passing of the new securities and futures bill. this will provide an improved regulatory framework corresponding to market needs in the 21
剩下來的另一項急務,便是盡早通過新的證券及期貨條例草案,為市場建立一個切合二十一世紀需要的監管架構,朝國際最高標準邁進,進一步提高香港作為國際金融中心的競爭力。分享友人