次等證券 的英文怎麼說

中文拼音 [cìděngzhèngquàn]
次等證券 英文
junior security
  • 次 : Ⅰ名詞1 （次序; 等第） order; sequence 2 [書面語] （出外遠行時停留的處所） stopping place on a jou...
  • 等 : Ⅰ量詞1 （等級） class; grade; rank 2 （種; 類） kind; sort; type Ⅱ形容詞（程度或數量上相同） equa...
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 次等 : second-class; second-rate; inferior; inferiority
  • 證券 : bond; security; negotiable securities
  1. To research the status of the use of shell resource in china securities market, in this paper, firstly, i interpret the shell resource from the economic point of view, and point out the important significance of the study on the shell resource ; secondly, i analyze the status of the use of shell resource in our country at present including the motivation, means, benefits and cost of buying a shell ; thirdly, the status of the use of shell resource in the securities market is positive studied in the way of statistics by taking the civil listed companies as examples, this part is the emphasis of the paper ; at last, i analyze the cause that the shell resource was not used well in our securities market, and bring forward some advice at five aspects, such as perfecting the law condition of buying a shell, building up the measures of resisting risk etc

    我們有必要對我國證券市場的殼資源利用狀況進行研究，以期對投資者的投資決策、證券市場監管的制定及殼資源利用績效的提高有所裨益。為了考察我國證券市場殼資源利用的狀況，本文首先從經濟學的角度對殼資源進行了解釋，並指出研究殼資源利用的重要意義；其次，分析了我國現階段殼資源利用的現狀，包括買殼的動機、方式、收益和成本；再次，以國內買殼上市企業為研究對象，用統計學的方法對我國證券市場殼資源利用狀況進行了實證分析，這部分是本文的重點；最後根據實證的結果，分析了我國證券市場殼資源利用不佳的原因，並從完善買殼的法律環境、增強風險防範措施等5方面提出了一些相應的建議。
  2. Next, the paper analyzes the adjustment of our country " s other economic laws beyond the three main fields, including anti - unfair competition law, anti - trust law, security law, the law of corporation, partnership law, enterprise bankrupt law and taxation law system

    再次，對wto協議涉及三大領域以外的我國其它經濟法律調適，包括反不正當競爭法、反壟斷法、證券法、公司法、合夥企業法、企業破產法和稅收法律制度等方面的內容進行了初步的探索。
  3. The reconstructing of enterprises to stock companies and the negotiable securites exchange in the market after they come into being are revolution of chinese economy system, which has the meaning of lining out the era. the thesis is based on the transformation of chinese accounting target, and challenges to the questions of accounting information quality. on the influence of accounting rule internationalization and other aspects. the thesis affirm sufficiently the great driving function to which stock system gives in chinese accounting idea progress, at the same time it disclose the transformation background of chinese accounting system and its main content

    企業股份制改造和股份公司成立后進入市場進行證券交易，是我國經濟體制的一次具有劃時代意義的大變革，同時也有力地推動了我國會計制度的變革。本文首先從我國會計目標的轉變、會計信息質量受到挑戰、具體會計準則的產生、會計思想與國際接軌等方面，充分肯定了股份制對我國會計思想的發展所起到的巨大推動作用，也在另一方面顯示了會計準則制度制定的時滯性，揭示了我國會計制度改革的背景和主要內容。
  4. Comparing with the stockjobbers outside, although we can also enjoy the same treatment with others, we are still too weak even from the capital size capital strength managerial mechanism managerial efficiency to the stuff of talented person along with entering the wto, our stock market will completely be opened, abroad stockjobbers will threaten our stockjobbers seriously when they are familiar with the operations of our lacal ones, however, we can also obtain more and more opportunities at the same time : the market of our local stockjobbers will become wider from local to international capital market, it can advanced the speed of our local securities industry to improve the system conditions, to renovate manage system, to ameliorate the technic measures, to enrich the xervice breeds ; besides, it can also drive us to adjust the economica l structure, optimize the station of resource, transform the manage mechanism, all of these will provide a wider space for the local stockjobbers after entering the wto, the main develop trends of local stockjobbers are express at : invest - banking operations will become more important, the broking competition will be more fury, the property management will become the rising point of new profits of us

    雖然按對等原則，我國證券業也可以進入其他締約國金融市場並享受該國資本的同等待遇，但與境外券商相比，境內券商無論是在資產規模、資金實力、管理機制、經營效率，還是人才素質上，都無法與之抗衡。加入wto后，證券市場終將全面開放，國外證券公司在熟悉中國證券市場的操作后，將對國內券商的業務構成嚴重的威脅，以往國內券商發展業務的許多手段都將很快失靈，從而對券商的經營思路和發展戰略產生深刻的影響。然而，加入wto也使我國證券業獲得了更多新的發展機遇：將使國內券商的生存發展空間進一步拓展到國際資本市場的大舞臺；將從外部促使中國證券業向著市場化、規范化和多功能化的國際證券業發展趨勢快速推進，從而使證券業發展的制度環境得以改善；將促使我國券商更新管理體制，提高管理水平，改進和創新技術手段、業務方式和服務品種，提升競爭層次；此外，加入wto還將推動我國的經濟結構調整、資源優化配置和企業經營機制轉換，為券商開拓業務和進行各種創新活動提供了了廣闊的空間。
  5. Article 21 a securities firm shall on a daily basis transmit information about the transaction amount, transaction details, and outstanding balance with respect to securities lending transactions for each customer, to the securities exchange or the over - the - counter securities market, and the latter shall compile such information and publish the outstanding amount of all securities lending transactions before the opening of market on the next business day

    第21條證券商應每日將其客戶借貸額度、借貸之交易明細與餘額等資料傳送證券交易所及證券櫃臺買賣中心，由證券交易所及證券櫃臺買賣中心匯計，于次一營業日開市前公告有價證券借貸交易餘額。
  6. Reportedly, as a powerful office assistant, the stk cards that shenzhen unicom issued for " new mobile life " also included other convenient services, e. g. stock information, stock trading, personal scheduling, real - time translation between english and chinese, personal phone number query and email. apart from these, there are services such as weather information, traffic information, games and jokes

    據悉，在深圳聯通此次"移動新生活"服務發行的stk卡中，還包含了一些其他方便實用的服務，如證券行情進行股票交易個人日程安排英漢即時翻譯查詢個人電話收發電子郵件等服務成為您工作的得力助手更可為您提供天氣預報交通信息笑話游戲種種服務。
  7. Thirdly, through qualitative and quantitative methods, it analyzes the law of organizing mode evolution in investment bank department by the utilization of entropy and dissipative structure theory. finally, on the basis of the above analysis, it constructs an organizing mode of investment bank department in securities company. the focal point of this thesis lies in : it studies the law of organizing mode evolution of investment bank department in securities company, and constructs further an organizing mode of investment bank department to meet the new external environment

    論文首先對我國證券公司投資銀行業務的外部環境和組織模式現狀進行了介紹，指出了目前投資銀行部門組織模式存在的問題，同時，論文對國外投資銀行組織模式進行了分析和借鑒；其次，論文運用權變理論和資源依附理論對我國證券公司投資銀行部門的外部環境進行了分析，得出新環境下投資銀行部門組織結構的應對策略；再其次，運用熵理論、耗散結構理論對投資銀行部門組織模式演變規律進行了定性和定量分析；最後，在上述分析的基礎之上，對目前我國證券公司投資銀行部門的組織結構、部門職能、業務流程、激勵機制等進行了初步設計。
  8. So this paper tries to solve these problems through the following work : first, we select some index to valuate the close - end funds, including income, stability, risk in falling, stocks selecting ability and tuning ability, based on overseas funds valuation methods and domestic market condition ; second, we analyze the stability of all index and form two styles index, which are f and other bad stability index ; then, we form the valuation system, including two - layers index, which are p and factor score ; last, we use this system to analyze the close - end funds which came into existence before 2000 and get the final comparative result. the main intention of this paper is to create the system of valuating close - end funds in our country, which is comprehensive and objective. in my valuation system involving the period from 2000 to 2003, the funds as a whole performs inferior to the stock index

    首先，對國外理論界經典成型的、以及前沿的基金評價指標和評價方法進行了詳細的分析，並結合我國的基金市場狀況，選取了可以衡量基金收益、穩定性、下跌風險、股票選擇能力、時機選擇能力等量化指標；其次，根據我國基金分析的需要，採用了諸如基金交易價格、換手率等二級市場表現指標；然後，對這些指標進行了時間延續性分析，檢測這些指標在運用到我國基金市場時能否有效預測基金未來表現，從而形成了兩類指標：時間延續性很好的s _ p和時間延續性不好的其它所有指標；再次，在以上工作的基礎上形成了由兩個層面的指標構成的我國證券投資基金評價體系： s _ p和因子分析中綜合因子得分值；最後，選取了我國2000年1月1日前成立的23隻封閉式基金作為樣本，並同時採用上證a股與深成a股兩個基準組合進行了3年樣本期的實證分析，得出了最終的比較性評價結果。
  9. Many measures should be considered and adopted, such as many measures should be considered and adopted, such as perfect government behavior, set up united, multi - administrative levels securities business, perfect codes of stock market and perfect supervision system ; perfect administration fabric and information display mechanism of company in stock market ; foster institution investor ; quicken internationalization process, and so on

    具體措施包括規范政府的行為，創設統一、多層次的證券市場體系、完善證券市場的法規和規范監管體系；完善上市公司的治理結構和信息披露機制；積極培育機構投資者；加快國際化進程等。
  10. The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services

    證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商，其中承銷商即是從事初級市場業務，自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。
  11. Because of the investors " deformational structure and many other reasons in deep lever such as " policy market " and so on, the serious excessively speculative behavior and the obvious herd behavior lie in the security market in china

    由於投資者「畸形」結構與「政策市」等更深層次的原因使得我國證券投資者存在著嚴重的過度投機行為偏差和顯著的羊群行為偏差。此外，個人投資者與機構投資者分別還存在「頻繁交易」行為偏差和「坐莊」行為偏差。
  12. This writing firstly introduces the basic framework of information disclosure system of companies in the securities market and the present situation of our companies in this market, analyzes the main method that companies affect the quality of accounting information disclosure : irregular act and earnings management, then analyzes the deep reason of the irregular accounting information disclosure at detail, including irregular accounting rules, imperfect system of securities market, weak supervision of securities market, and etc. in the meantime, lists an example of violating concerned regulation of information disclosure, hechihuagong s irregular act

    本文先介紹了我國目前證券市場上上市公司信息披露制度的基本框架和我國上市公司會計信息披露的現狀，並分析了上市公司影響會計信息披露質量的主要手段，即違規行為和盈餘管理，再詳細剖析了造成上市公司會計信息披露不規范的深層次原因，包括會計規則不規范、證券市場相關制度安排不完善、法人治理結構不合理審計機構對立性受到困擾、證券市場監管不力等。另外，還列舉了一個違反信息披露有關規定的案例，即上市公司河池化工的違規行為。
  13. Besides, there are great deals of other questions, which cause various kinds of mechanism of corporate governance unable to play a effective role. at the same time, the article make a deeply analysis to the reasons. finally, the article put forward some advises : reducing the state - owned stock progressively, foster the institutional investor actively, design some encouragement and restriction mechanism to a manager, reform and perfect the state assets management system, perfect regulation system and withdraw mechanism of security market and unifying the stock market progressively, set up powerful security payment mechanism of debts, strengthen restriction of creditor ' s rights of the banks, develop corporate bond financing, and so on

    本文以資本結構的基本理論為起點，對各種資本結構理論觀點進行概括，並從股權和債權兩方面分析了資本結構對公司治理的作用和影響效果；通過對國有上市公司的資本結構進行實證分析，揭示了我國國有上市公司的資本結構存在股權和債權結構不合理，股權內部構成和債權內部構成不合理等諸多問題，由此導致了公司治理各種機制的有效作用無法正常發揮，使得公司治理的效應不佳，並進一步對產生這種股權和債權治理效率低下的成因進行了深層次的分析；最後從宏觀和微觀層次，提出對國有股進行有步驟的減持並逐步實現其流通、改革與完善國有資產管理體制、積極培育機構投資者、完善證券市場的法規體系和逐步統一股票市場、建立強有力的償債保障機制、設計經理人激勵約束機制、強化銀行的債權約束、發展企業債券融資等政策建議。
  14. Then, this paper empirically tested the validation and predictive accuracy of different var risk management model in the domestic financial market. finally, with the analysis of modem financial risk management development trend and the current domestic financial risk management situation, this paper made a prospect for the application of this model in the construction of domestic financial risk management system. through the analysis, the main conclusions are as follows : ( l ) the traditional mean - variance model is the special example of the portfolio selection based on the var risk management model for the case that the returns of the portfolio are assumed to be normally distributed ; compared with the mean - variance model, the var risk management model is more comprehensive and accurate in the measurement of the portfolio risk, so based on the var model, the investors can allocate the asset more effectively. ( 2 ) the var risk management model can provide the timely and comprehensive risk information for the top risk manager, so it is very helpful to the improvement of total risk management efficiency. ( 3 ) based on the var model, the raroc performance valuation approach can reflect the real performance of the portfolio manager and provide the coherent standard for the allocation of risk limitation and the construction of the incentive compatibility constraint mechanism in the financial instiutions

    通過研究分析，本文主要得出如下結論： （ 1 ）傳統的markowitz均值? ?方差模型僅僅是在資產組合收益率正態分佈假設條件下基於var風險管理模型進行資產組合選擇的特例，與均值? ?方差模型中的方差風險度量方法相比， var風險管理模型能夠更全面、更貼切地衡量資產組合的風險，且基於此模型能夠更有效地進行資產配置決策； （ 2 ） var風險管理模型能夠滿足更高層次風險管理者對風險信息的需求，有助於整體風險管理效率的提高； （ 3 ）基於var風險管理模型的raroc績效評價能夠反映資產組合管理人的真實業績，從而為金融機構風險限額的分配和激勵約束機制的制定提供統一的標準； （ 4 ）國內證券市場資產組合收益率服從正態分佈的假設明顯不成立，實證檢驗表明基於資產組合收益率正態分佈假設條件下的方差? ?協方差模型對國內資產組合風險的預測存在較大的偏差，由於文中證明在收益率正態分佈假設條件下基於方差? ?協方差模型進行資產組合選擇的結果等價于markowitz的均值? ?方差模型，因此，均值? ?方差模型對國內資產組合風險的預測同樣會存在著較大的偏差，而半參數var風險管理模型則能夠取得較好的預測衡量效果； （ 5 ） var風險管理模型符合未來金融風險管理的發展趨勢，基於var風險管理模型建立內容提要風險限額內控體系、風險信息披露體系和業績評價體系，並進行金融監管，將有助於國內金融機構內部風險管理方法和外部監管技術跟上國際金融風險管理的發展潮流。
  15. Chapter four control the stock investment risk, aims at the different types of risks discussed above, has constructed a systematic scheme to control the investment risk effectively. firstly, it utilizes basic analytic approach, the technological analytic approach and index system of the risk measurement to control individual stock ' s unsystematic risks in minimum ; secondly, it uses modern investment theory to dispel the unsystematic risks through combination investment. finally, our country should introduce the stock price index futures and so on in good time, utilize stock price index futures to hedge the stock portfolio and control the systematic risks of the stock portfolio, thus can finally realize the effective systematic controls on stock investment

    第四章「證券投資風險的控制」 ，針對前面討論的不同種類的風險，構造k碩士學位論文物篇夕m引皿』 s 」 l 」 i壓引s一了個有效控制投資風險的系統方案：首先，利用基本分析法、技術分析法和風險度量指標體系，將單個證券的非系統性風險控制在最小；其次，利用現代投資理論，通過組合投資來消除非系統性風險；最後，我國應適時推出股票指數期貨等衍生余融工具，利用股指期貨對證券組合進行套期保值，就能控制證券組合的系統性風險，最終實現對證券投資風險的有效系統控制。
  16. If there is inefficiency in this taxation system, it may result in excessive taxation burden such as loss for both investors and debtors and loss for inefficient work process in the security market

    當稅收制度效率低下時，將會造成投資者損失、融資者損失、證券市場效率損失等所集合的稅收超額負擔;而當稅收制度處于次優時，將會產生稅收額外收益。
  17. The article analyzes the issue from the following aspects. the first is the scope of the affiliated persons. there is no the scope of the affiliated persons in company law and security law

    我國在這方面的規定已日趨完善，但也存在一些問題，如立法層次過低、部門立法、沒有發揮證券交易所獨特的作用等。
  18. Then, the dissertation researches how to operate receivables securitization in china, including some aspects as follows : how to realize ture sale and away from bankruptcy of receivables, how to price receivables, obstacles in the course of credit enhancing and evaluation, giving some effective measures to solve these obstacles, putting forward accounting principle, analysing tax problems and giving material measures keeping away risks which are faced in receivables securitization, etc. finally, this dissertation studies one case, and gives referrible model for practising receivables securitization in our country

    其次，本文對實施應收賬款證券化進行了實務研究，主要包括：應收賬款的真實出售和破產隔離的實現以及如何對應收賬款進行估價、在我國進行信用增級和信用評級的障礙以及解決措施、提出了對應收賬款證券化進行會計處理的確認和計量原則、分析了交易的稅務處理問題、對應收賬款證券化交易進行了風險分析並提出了具體的風險防範措施等。
  19. Furtherly, this paper puts forward that taking the chances of entry into wto to promote development, applying assets recombination to establish large - scale enterprise group, constructing applicable buildings to meet various demands of customers, strengthening the legal system to regulate the actions of intermediary companies, accelerate the innovation of financing technology to quicken the developing paces are the 7 key strategical measures for development in changsha ' s real estate industry

    提出了抓住入世機遇，促進房地產業發展；實施資產重組設，培育大型企業集團；加強管理，提高房地產業的投資效率；制定合理政策，把住宅產業培植成新的消費增長點；實施適應性建房，滿足住戶多層次需要；加強法制建設，規范中介行為；資產證券化的融資技術等長沙市房產業發展的七大戰略。
  20. Above all, this part gives an overview to the latest papers on the core capability research. secondly, on the basis of the overview, this part selects 16 variables to establish the whole evaluate system from the angle of capital scale, market power, making - profit capability, financing capability, risk - controlling capability, creative capability, quality of the financial statement and industry focus. at last, by using factoring and focus method, this part studies the core capability of chinese stockjobbers on the basis of 2002 data released by the csrc

    首先在資源、能力和環境三個維度上，本部分就有關企業核心競爭力研究的最新文獻進行了回顧和分類;其次，在文獻研究基礎上，緊密結合中國證券公司運營的實踐，本部分分別從資本規模、市場勢力、盈利能力、融資能力、風險管理能力、創新能力、會計信息質量、產業集聚等8個方面，選取16個指標構建了中國證券公司核心競爭力的評價體系;最後，基於中國證監會所做的有關統計數據，通過運用因子分析和聚類分析的方法，對中國證券公司的核心競爭力狀況進行了分析和評價。
分享友人
分享到 Line

分享到臉書