股本認股權證 的英文怎麼說

中文拼音 [gǔběnrèngǔquánzhèng]
股本認股權證 英文
equity warrant
  • 股 : Ⅰ名詞1 （大腿） thigh; haunches 2 （機關、企業、團體中的組織單位） section of an office or enterp...
  • 本 : i 名詞1 （草木的莖或根）stem or root of plants 2 （事物的根源）foundation; origin; basis 3 （本錢...
  • 認 : 動詞1 （認識; 分辨） recognize; know; make out; identify 2 （建立關系） enter into a certain rela...
  • 權 : Ⅰ名詞1 [書面語] （秤錘） counterpoise; weight （of a steelyard）2 （權力） power; authority 3 （...
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 股本 : capital stock; capital; stock; equity股本比率 ratio of capital stock; 股本持有比例 capital shares...
  • 認股權證 : warrants
  • 認股 : open the subscription list
  • 認股權 : ion rights （tsrs）
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  2. Without preferred stock, stock warrant and treasury stock, our countries " listed companies are lame. it is important for our country to carry out the exchanging businesses of preferred stock, stock warrant and treasury stock. it will not only avail in improving the capital stock structure of listed companies, but also give play to the capital mechanism in society resource distribution

    優先股、認股權證、庫藏股都是股份制企業或上市公司不可或缺的品種或組成部分，並且在國外證券市場上起著不可替代的作用，而中國市場經濟條件下的股份有限公司只有普通股設置，是跛足而行，因此，也須設置優先股，並同時開展認股權證交易及鼓勵庫藏股交易，進行證券市場金融工具創新，從而改善上市公司的股本結構，充分發揮資本機制在社會資源配置中的功能和作用。
  3. This paper, based on the researching achievements of home and abroad, respectively studies and introduces the elementary theory and accounting treating of the preferred stock, stock warrant and treasury stock. the paper expounds the meanings of carrying out the system of the preferred stock, stock warrant and treasury stock in different angles, combined with relevant laws or regulations of our country, this paper proposes creatively accounting treating process or module of carrying out the preferred stock ' s redemption of our country in the future, and studies cash basis ' s accounting treating problem about the stock ' s transformation

    本文在借鑒國內外研究成果的基礎上，分別研究和介紹了關于優先股、認股權證及庫藏股的一些基本理論知識，分別佔在不同角度和立場充分論述了在中國開展優先股、認股權證及庫藏股制度的意義，結合我國的相關法律規定，創造性地提出了未來我國開展優先股贖回業務的會計處理程序或模式，並且對在關于股票轉換業務中涉及現金收付的會計處理問題進行了研究。
  4. Equity call warrants

    股本認購認股權證
  5. Notwithstanding condition 5. 4, unless and until the bank receives any instructions to the contrary, the bank shall be authorised to present to the extent that the bank has actual notice thereof for payment all securities which are called, redeemed or retired or otherwise become payable and all coupons and other income items held by it for the account of the customer which call for payment upon presentation and shall hold such cash as is received by it upon such payment for the account of the customer ; hold for the account of the customer hereunder all stock dividends, rights and similar securities issued with respect to any securities held by it hereunder ; exchange interim receipts or temporary securities for definitive securities and hold such definitive securities for the account of the customer ; and deduct or withhold any sum on account of any tax required, or which in its view is required to be deducted or withheld or for which it is in its view, liable or accountable, by law or practice of any relevant revenue authority of any jurisdiction

    盡管有第5 . 4 a條之規定，除非及直至本行收到任何相反之指示，本行將被授權i只限於本行有實際通知之范圍內把所有被催交贖回或收回或其他成為應支付之證券及所有息票及由本行代客戶之賬戶而持有並在出示時成為應付的其他收入項目出示以取得付款，及在取得該付款後代客戶之賬戶持有該些現金ii在此等條件下代客戶之賬戶持有一切就本行在此等條件下所持有的任何證券而發行之股票股息優惠認股權證及類似證券iii以中期收據或臨時證券兌換正式證券及為客戶之賬戶持有該正式證券及iv扣減或預扣任何稅務規定之款項或本行認為須扣減或預扣之款項或本行認為根據任何司法管轄權區之任何有關稅務機構之法律或慣例須支付或負責之款項。
  6. All moneys carried to the reserve fund and all other moneys of or borrowed by the company while not immediately applicable or required for any payment to be made by the company may be either employed in the business of the company without being kept separate from the other assets, or be invested by the directors upon such securities ( other than the purchase of or a loan upon shares of the company ) as the directors may from time to time think proper v oh power for them from time to time to deal with and vary such investments and to dispose of all or any part thereof for the benefit of the company and divide the reserve fund into such special funds retransfer the reserve fund or any part thereof to the credit of profit and loss account or otherwise deal with the same as they may think fit

    不論何時通過此種決議，董事會都應負責做好作為資本的未分配利潤的調撥和使用工作，做好所有繳足股本的股票或債券（如果有）的分配和發行，做好實施決議的一切工作，如果股票或債券可零星分配，董事會可全權作出發行零星股權證或用現金支付或其他他們認為恰當的決定，同時可授權任何人代表有權得到分配的全體股東與公司簽訂協議，一旦資本轉換，由公司向股東分別分配繳足股本的股票或債券，或視情況要求，按轉換成資本的紅利的比例，由公司代表他們繳納他們現持股份中為繳足的全部或部分股款，由此授權達成的協議應為有效，對所有此種股東均有拘束力。
  7. In the last chapter, the possible role that banking plays in corporate governance in our country is discussed through the analysis of the courses of enterprise reforms in china and of the variances of relationships between banking and enterprise. and i present some relative policy suggestions in the point of view of bank control the relationships between banking and enterprises are analyzed, the complete analysis both in theory and in practice are carried about the capacity of banking control

    本文的主要結論是：從銀行控制角度分析了銀行與企業的關系，對銀行監控能力從理論和實證兩方面進行了全面、深入的分析，進而認為銀行對企業有較強的監控能力，這一權力基礎來自於債權或股權，即銀行作為債權人或大股東，這種監控能力為其在公司治理結構中發揮作用奠定了基礎。
  8. We argue that this kind of ownership transfer improve the mechanisms of corporate governance, which includes rebuilding the board of directors, creating large shareholders, constraining agents and supervising insiders. at last, the case of zhengzhoubaiwen proves our opinion again. the transfer of state - owned shares ( baiwen corporation ) to corporate shares ( sanlian corporation ) improved the mechanism of corporate governance, and enhanced the corporation value

    最後，結合「鄭州百文」的案例，我們分析在其股權結構的優化過程中，國家股向法人股轉讓后對大股東再造、董事會的重構以及對代理人監督和激勵機制的作用發揮效果，認為「鄭州百文」國家股轉讓給法人股是有利於其治理結構的完善，而且也提高了企業的績效，因此進一步驗證本文提出的國家股向法人股轉讓是有利於公司治理結構完善的觀點。
  9. Firstly, the paper retrospects the development of eso and tries to probe into the theoretical field : the explanation of it ' s definition, the conclusion of it ' s characters, the comparison of eso and other stock inspiration system, followed by the analysis of it ' s theoretical basis and incentive effect ; meanwhile, the paper probes into the realistic situations of eso in usa and china in order to seek the regulation and draw the advantages and disadvantages ; to this part, the paper takes the following four items as the main barriers to eso ' s implementation in china : the over restriction of current law system, the low efficiency of the market, the poor corporate governance structure and a lack of a reasonable performance index system, and elaborately analyze the impacts of the obstacles on eso ; after the analysis made above, the paper gets down to taking some methods to solve the problems in accordance with the characteristic of the barriers. as far as the internal defects of the mechanism are concerned, the paper begins with the scientifically design of the key components, studying the aspects of bestowal, change, loss, the executive method and the executive time. then the paper focuses on designing a performance index system which is an essential part of eso, introducing the bsc to improve the present performance index system, under the reasonable guidelines resigning it at both the levels of company ' s and employee ' s levels. finally, as regards how to perfect the outside surrounding of eso, the thesis makes some suggestion

    本文首先回顧了股票期權制在國內外的發展及較為詳盡的分析了股票期權制度的相關理論：闡述了其涵義，特徵，理論基礎，激勵效應並於其他幾個較易混淆的股權激勵機製作逐一的比較，以進一步澄清人們對其的錯誤認識；同時，對股票期權制在美國和我國的現狀進行深入的實證研究，探求其內在規律，在肯定其成果時指出其不足；至此，筆者認為，我國上市公司要推行股票期權制度將主要面臨以下四類障礙：公司治理結構不完善、市場有效性差、現行法規體系不完善及缺乏客觀的業績考評指標體系，並詳細分析了各類障礙的現狀及對股票期權制的負面影響；在此基礎上，針對各類障礙的不同性質，著手探討消除這些障礙的措施：對于股票期權制內部的缺陷，本文先對各個關鍵要素進行科學設計，系統的剖析了贈與、變更、喪失、執行方式、股票來源等技術性問題，再以大量篇幅研究了如何構建出一套與實施股票期權制相配套的業績考核指標體系，引進平衡計分卡的思想對國內現有的指標體系加以改進，以一組合理的評價原則為指導，從公司及員工個人業績考評兩個層面上來設計該指標體系。
  10. “ equity securities ” means, with respect to a person, any shares, share capital, ownership interest, equity interest, or securities of such person, and any option, warrant, or right to subscribe for or purchase any of the foregoing, or any other security or instrument convertible into or exercisable or exchangeable for any of the foregoing

    「股本證券」就一主體而言，指該主體的任何股份、股本、所有者收益、股本收益或證券，以及認購或購買上述股份、股本、所有者權益、股權權益或證券的任何期權、認股權證或權利，或任何其他可以轉換成或兌換成或用以取得上述股份、股本、所有者權益、股權權益或證券的擔保或工具。
  11. Implied volatility is calculated from the options and their influence factors such as stock price, strike, time value, interest rate and bonus

    引伸波幅從期權或認股證價格本身配合其他客觀影響因素如正股價格、行使價、時間值、利率及派息計算出來。
  12. Any member of this forum can recommend any stock, warrant, option, or any investment instrument listed on the hk stock exchange and any stock exchange around the world

    所有本論壇會員?均可推介香港或其他海外投資市場之個別股票?認股證?期權?及其他衍生工具。
  13. The return of the warrant will partly weaken the traditional monetary assets, break the financial monopoly of bank, and promote the process of financial industrialization. the basic restraint of company ' s investment and financing will change with the innovation of financial instruments

    認股權證在我國的重新推出必將在一定程度上弱化傳統的貨幣金融資產，打破銀行的金融壟斷，推動金融產業化的進程，公司投融資的基本約束條件也將隨著這種金融工具的創新而改變。
  14. Thus the sras is thought to be one of the most efficient way of control on the basis of kw and value above, it starts to probe the issues of sras. chapter one discusses the concept of sras, it demonstrates that this system has become a regular legal system in overseas companies in spite of the difference of different countries

    為了保證公正的秩序，有必要思考出控制辦法，使其可能避開資本多數原則的限制，賦予小股東訴訟權利，使其得以代表被壓迫的小股東，直接向公司利益支配者股東及董事追究責任，而股東代表訴訟這一方式被認為是最有效的控制方法之一。
  15. In this paper we continue to analyze the characteristic of our capital market and find out that our capital market has structure shortage of disequilibrium of stock market and bond market, and the internal structure shortage of disequilibrium of the stock market and bond market

    本文繼續分析了我國證券市場的特徵，認為結構性制度缺陷表現為股票市場與債券市場的非均衡、股票市場與債券市場內部的結構性缺陷，成為我國上市公司股權融資偏好的外在因素。
  16. The difference is that domestic mbo is the result of institutional transition, but the overseas mbo is the competitive choice, and in china the price difference in share transactions makes managers have the goal to acquire the profits. this article analyzes the game relationship of mbo in china, and proves that the root caucus of china mbo non - prohibiting for the different behalves between local government and national assets management department, and between the representatives of state stockholders and managers. this paper makes an empirical analysis of the mbo performance of 26 listed companies in china and proves that mbo are beneficial to improve company ’ s performance, and further we analyze the problems, which exist in china mbo, and gives some suggestions, we think that the rational action to mbo is to give proper guides, instead of prohibiting it simply

    本文應用委託代理理論、人力資本理論和產權理論等對中西mbo動因進行系統的比較分析，得出結論認為中外mbo具有相同的激勵動因，都是知識經濟時代智能資本獲取企業所有權的企業權力安排形式，不同的是國內mbo是制度轉型的結果，而國外mbo是競爭選擇的結果，同時由於我國mbo存在股權交易價差，管理層具有獲取價差的直接動機;本文運用博弈論的方法對我國mbo 「禁而不止」問題進行分析，分析結論認為國資監管部門與地方政府和國有股東代表與管理層之間的利益差異是導致當前我國mbo 「禁而不止」的根本原因;文章通過對我國26家上市公司mbo並購績效的實證分析，得出結論認為mbo有利於公司績效的改善，進而文章對當前我國mbo存在問題展開分析，並提出幾點建議，我們認為當前對我國mbo的理性做法是適當引導，而非簡單禁止。
  17. No consent of any other person ( including stockholders or creditors of such pledgor ), and no consent or approval of any governmental authority or any securities exchange, was or is necessary for the validity of the pledge effected hereby or to the disposition of the pledged collateral upon an event of default in accordance with the terms of this agreement

    未經同意，其他任何人（包括股東或債權人的任何質押）並沒有同意或批準的任何政府機構或任何證券交易所在此確認質保有效性的必要性或處置質押擔保當違約事件時，按照本協議條款擔保協議。
  18. This paper analysis the relationship of china ' s listed company ' s ownership structure and market for control ; analysis the affect to efficient market by equity financing preference, confirm that china securities market has structure shortage for in - balance of stock market and bond market, and the internal structure shortage for in - balance of the stock market and bond market, the in - balance is outside reason for equity financing preference

    本文分析中國上市公司股權結構與控制權狀況之間的關系，分析了中國上市公司股權融資偏好對資本市場有效性與功能的影響，認為中國證券市場結構性制度缺陷表現為股票市場與債券市場的非西北大學經管學院博士學位論文均衡、股票市場與債券市場內部的結構性缺陷，成為上市公司股權融資偏好的外在因素。
  19. Further, this paper continue to research the relationship of capital structure and corporate governance of listed companies, confirm that equity financing preference of china ' s listed companies tend to less efficiency, as a example - unfair relevant business show and confirm the less efficiency of corporate governance of china ' s listed companies

    本文繼續探討了資本結構與上市公司治理結構的關系，認為上市公司股權融資偏好引致了中國上市公司治理的低效率，並從一個典型例證一不公允關聯交易來說明和證實我國上市公司治理的低效。
  20. Although there is no real option pricing trading market all across the nation, the application of the theories will enjoy the bright future because many financial tools and businesses embody the idea of the option. the main applications include : the pricing of the company ' s financing tools, including stock, bond, convertible bond and so on ; the calculation of the proportion of liability to stock in case of changing the liability a company owes to a creditor into the stock share ; the evaluation of the value of a loan and analysis of the credit risk of loans in our country from the point of option ; and the evaluation of the effectiveness of executive stock. option and the improvement of the executive stock option

    盡管目前中國還沒有期權交易市場，但由於許多金融工具和金融業務中都包含了期權的思想，期權定價理論在我國仍有廣闊的應用前景，本文對此進行了探索。主要的應用內容有以下四方面：公司融資工具，既包括傳統融資工具股票、債券的定價，也包括新型融資工具可轉換債券和認股權證的定價；債轉股業務中比例的確定，用布萊克-斯科爾斯模型和二項分佈模型兩種方法計算；貸款業務定價，並從期權角度分析我國貸款的信用風險狀況、成因；經理人期權激勵，包括其原理、對其有效性的實證分析，並引進指數期權作為改進方法。
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