證券交易員 的英文怎麼說

中文拼音 [zhèngquànjiāoyìyuán]
證券交易員 英文
bond dealer
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 交 : Ⅰ動詞1 （把事物轉移給有關方面） hand over; give up; deliver 2 （到某一時辰或季節） reach （a cert...
  • 易 : Ⅰ形容詞1. （容易） easy 2. （平和） amiable Ⅱ動詞1. （改變; 變換） change 2. （交換） exchange Ⅲ名詞（姓氏） a surname
  • 員 : 員名詞1. （指工作或學習的人） a person engaged in some field of activity 2. （指團體或組織中的成員） member Ⅱ量詞（用於武將）
  • 證券 : bond; security; negotiable securities
  1. Activities of account executives are overseen by the sec and the nasd

    證券交易委員會和全美證券交易商協會監管經紀人的工作。
  2. Beginning the trading day with the opening bell of the nyse, says veteran trader thomas busby, is like showing up for your eight - to - five job around two in the afternoon ? you are very late

    一開始這一個交易日同日開幕的鐘聲，紐約證券交易所說，資深交易員托馬斯巴斯比，是想表現出你的八至五歲左右的就業下午2 -你是很晚。
  3. Among mr. wood s earlier governmental positions were legal counsel to a senate subcommittee on the judiciary, chief legal counsel for the office of foreign missions, department of state ; chief counsel for legislation, small business administration ; attorney advisor in the office of the legal advisor, department of state ; and legal advisor at the american embassy in bonn, germany

    他曾參與紐約證券交易所與中國及俄羅斯建立長期關系的工作。鄔氏曾擔任過的政府公職包括:參議院司法小組委員會法律顧問、國務院外館處首席法律顧問、小型企業處首席立法事務顧問、國務院法律顧問室律師以及美國駐德國波昂大使館法律顧問等。
  4. What is more, the fsa, as well as the securities and exchange surveillance commission which sits under it, manages to be both understaffed and overly adversarial

    更為盛者，金融服務廳與其下屬機構「證券交易監督委員會」一樣設法使自身人員不足且極具對抗性。
  5. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  6. How does a company remit its profits and dividends and repatriate capital abroad ? enterprises seeking to repatriate its capital and remit its profits and dividends abroad may register their inward remittance with the bangko sentral ng pilipinas after registration with the sec or btrcp

    外資公司想要將其在菲所獲的利潤、股息或是資金移出本國，須先向貿易管理和消費者保護局或是證券交易委員會遞交匯出申請以後，在菲律賓央行進行資金移出登記。
  7. Insider trading is a byproduct during the process of securities exchange and generally refers to those securities dealings made by the person precribed by the law for the purpose of obtaining benefits or decreasing economic loss according to the information not yet publicized by issuers but significant enough to influence prices of securities he possesses or made others do so. it was bitterly hated and cursed from its first appearance

    證券內幕交易是隨著證券交易的產生而產生的，是指法律規定的有關人員（內幕人員）為了獲得利益或減少損失，在其掌握的證券內幕信息尚未公開前，自己或使他人對相關證券進行的或買或賣的行為。從證券內幕交易一出現，就為人們所深惡痛絕。
  8. Reconciliation statements confirming trading acts and their transaction results in securities trading shall be truthful. such statements shall be audited on a transaction - by - transaction basis by an auditor other than the person handling the transactions, who shall see that the securities book balance is the same as the number of securities actually held

    證券交易中確認交易行為及其交易結果的對帳單必須真實，並由交易經辦人員以外的審核人員逐筆審核，保證帳面證券余額與實際持有的證券相一致。
  9. At the same time the securities and exchange commission ( sec ) settled civil charges against the nyse for poor oversight of its floor, where most trades are still done

    同時，證券交易委員會也對紐約證券交易所進行了民事控告，指責其對底層管理的失察，在那裡大多數的交易仍在進行。
  10. Mr. chow holds various government committee and community appointments, including being a member of the advisory committee of the securities and futures commission, a member of the standing committee on company law reform, a director of the board of cyberport management limited, and a member of the council and court of the university of hong kong. in addition, mr. chow is a director of the board of world federation of exchanges

    周氏亦曾擔任多個政府委員會及社會機構的成員，包括證券及期貨事務監察委員會諮詢委員會委員、公司法改革常務委員會委員，香港數碼港管理有限公司董事會董事，以及香港大學校務委員會會員及校董會成員。此外，周氏亦為國際證券交易所聯會董事。
  11. Article 73 it is prohibited for securities firms and their employees to commit any of the following fraudulent acts in the course of securities trading that is detrimental to the interests of their clients

    第七十三條在證券交易中，禁止證券公司及其從業人員從事下列損害客戶利益的欺詐行為：
  12. To make matters worse, the sec ' s enforcement and compliance departments are being investigated by the government accountability office, an arm of congress

    證券交易委員會的從屬執行部門還在接受聯邦審計總署（國會的左膀右臂）的調查，這無疑是雪上加霜。
  13. Submit application form together with required documents to the securities and exchange commission. where to file application ? securities and exchange commission, edsa greenhills, san juan, if within metro manila or sec extension offices outside metro manila

    若在大馬尼拉地區，請遞交到在edsa greenhills ， san juan的證券交易委員會；若在大馬尼拉地區以外，請遞交到證券交易署在外省的辦公室。
  14. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  15. Article 8 a membership stock exchange shall file with the district court for the juristic person registration within thirty days after receiving the notice of permission issued by the commission

    第8條會員制證券交易所收到本會發給許可之核準通知后，應於三十日內持憑核準通知向地方法院依照有關之規定，申請辦理法人登記手續。
  16. In 2000, with the active promotion of chief arthur levitt, sec launched a spectacular campaign towards the revision of independence rules, which leaded to a war between non - audit services and the independence of cpa - the fuse of " independence war "

    2000年，美國證券交易委員會（ sec ）在其主席阿瑟?利維特（ arthurlevitt ）的極力推動下，開展了一場聲勢浩大的獨立性規則修訂運動，從而點燃了非審計服務與注冊會計師獨立性的大論戰? ? 「獨立戰爭」的導火索。
  17. An organized marketplace for securities featured by the centralization of supply and demand for the transaction of orders by member brokers for institutional and individual investors

    一個有組織的進行證券交易的場所，會員經紀商在證券交易所為機構投資者和個人投資者的報單交易提供集中的供求方面的撮合。
  18. The national association of securities dealers ( nasd ) introduced the national association of securities dealers automated quotation ( nasdaq ) service in 1971, the world ' s first electronic stock market and one of the largest stock market in the world

    1971年全國證券交易員協會引入「全美證券商協會自動報價系統」 ，世界上最早的電子股市，世界上最大的股市之一。
  19. Cancers are natural money - makers and do well as bond traders, bank executives and stock portfolio managers

    巨蟹座人是天生的賺錢好手，適合擔當證券交易員、銀行行政人員和股票經理的職務。
  20. Last year, i worked as a part - time bond trader for huatai securities company ( tianjin ), and gained general understanding of bond interaction

    去年我曾任華泰證券天津公司證券交易員，對證券交易有基本的了解。
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