證券交易者 的英文怎麼說

中文拼音 [zhèngquànjiāoyìzhě]
證券交易者 英文
stockjobber
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 交 : Ⅰ動詞1 （把事物轉移給有關方面） hand over; give up; deliver 2 （到某一時辰或季節） reach （a cert...
  • 易 : Ⅰ形容詞1. （容易） easy 2. （平和） amiable Ⅱ動詞1. （改變; 變換） change 2. （交換） exchange Ⅲ名詞（姓氏） a surname
  • 者 : Ⅰ助詞1 （用在形容詞或動詞後面 或帶有形容詞或動詞的詞組後面 表示有此屬性或做此動作的人或事物） 2 ...
  • 證券 : bond; security; negotiable securities
  1. In the model, one supposition is that the negotiant is risk neutral and rational. the other supposition is that the investors especially individual investors who acquire real information are irrational. we found irrational herding model of individual investors with the securities transaction mechanism and baye as well as the utility function of the information gainers

    在模型中假設做市商風險中性且理性、知情投資者尤其是個人知情投資者為非理性，通過證券交易機制和貝葉斯學習過程以及建立非理性知情投資者的效用函數來建立非理性影響下的個體投資者羊群效應模型，得到不同情緒狀態和對信息反應程度下個體投資者賣出羊群效應發生的條件。
  2. What is more, the fsa, as well as the securities and exchange surveillance commission which sits under it, manages to be both understaffed and overly adversarial

    更為盛者，金融服務廳與其下屬機構「證券交易監督委員會」一樣設法使自身人員不足且極具對抗性。
  3. How does a company remit its profits and dividends and repatriate capital abroad ? enterprises seeking to repatriate its capital and remit its profits and dividends abroad may register their inward remittance with the bangko sentral ng pilipinas after registration with the sec or btrcp

    外資公司想要將其在菲所獲的利潤、股息或是資金移出本國，須先向貿易管理和消費者保護局或是證券交易委員會遞交匯出申請以後，在菲律賓央行進行資金移出登記。
  4. Deutsche boerse group, a german blue chip company, is a leading service provider to the global securities industry with products and services for issuers, investors, intermediaries and data vendors

    德意志證券交易所集團是德國的藍籌企業，是全球領先的證券業服務提供商，為發行者、投資者、中介機構以及數據所有者提供綜合而全面性的產品與服務。
  5. The company also has a bank overseen by the office of thrift supervision ; an insurance unit ; a subsidiary that provides borrowers with loan closing services like appraisals and flood certifications ; and a broker - dealer that trades securities

    它還通過海石竹管理機構分支控制一家銀行，一家保險公司以及一家向貸款者提供還貸業務像評估和提供洪水證明的子公司；一家證券交易所。
  6. Companies can easily get bank loans. the corporate bond market is well developed. the integration of stock exchanges gives companies access to a deep pool of investors

    市場機制發育完全，企業容易獲得貸款。配合證券交易，企業還能挖掘到潛在的投資者。
  7. Article 34 securities bought or sold by parties interested to securities trading may take paper form or other forms laid down by the securities supervision and administration institution under the state council

    第三十四條證券交易當事人買賣的證券可以採用紙面形式或者國務院證券監督管理機構規定的其他形式。
  8. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  9. Article 57 the securities supervision and administration institution under the state council may authorize securities exchanges to suspend or terminate the listing of stocks or corporate bonds according to law

    第五十七條國務院證券監督管理機構可以授權證券交易所依法暫停或者終止股票或者公司債券上市。
  10. An organized marketplace for securities featured by the centralization of supply and demand for the transaction of orders by member brokers for institutional and individual investors

    一個有組織的進行證券交易的場所，會員經紀商在證券交易所為機構投資者和個人投資者的報單交易提供集中的供求方面的撮合。
  11. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  12. Except otherwise prescribed in the commercial accounting act and in relevant regulations, a stock exchange shall set out the duration for preservation of the certificates, receipts, accounting books, lists, records, contracts and relevant examining and proving documents and report to the commission for recordation

    前項憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件之保存年限，除商業會計法及相關法令已有規定者外，證券交易所應訂定保存期限，並申報本會備查。
  13. 1 responsible persons of stock exchanges or securities registration and clearing institutions and directors, supervisors and managers of securities firms, who are removed from office due to a violation of the law or rules of discipline, where not more than five years have elapsed since the date of their removal ; and

    一因違法行為或者違紀行為被解除職務的證券交易所證券登記結算機構的負責人或者證券公司的董事監事經理，自被解除職務之日起未逾五年
  14. 1 responsible persons of stock exchanges or securities registration and clearing institutions and directors, supervisors and managers of securities firms who, due to a violation of the law or rules of discipline, are removed from office, where not more than five years have elapsed since the date of their removal ; and

    一因違法行為或者違紀行為被解除職務的證券交易所證券登記結算機構的負責人或者證券公司的董事監事經理，自被解除職務之日起未逾五年
  15. 1 whether independently or in collusion with others, carrying out combined or successive purchases or sales by building up an advantage in terms of funds or shareholdings or using one s advantage in terms of information, thereby manipulating the trading prices of securities

    一通過單獨或者合謀，集中資金優勢持股優勢或者利用信息優勢聯合或者連續買賣，操縱證券交易價格
  16. At the retail secondary market level, again the banks are mainly the service providers in an unregulated environment, although some of the debt instruments are listed on the stock exchange

    至於零售二手市場，銀行同樣是主要的服務供應者，盡管有些債券是在證券交易所掛牌買賣，但市場運作大致上是沒有甚麼管制的。
  17. The panel discussed the paper on the review on the financial regulatory framework for securities dealers and securities margin finance providers

    事務委員會討論有關證券交易商及證券保證金融資提供者的財務規管制度檢討的文件。
  18. Public companies must meet special rules. most notably, they must report their financial information to the securities and exchange commission. the government says these rules help protect share holders

    上市公司必須遵守特定的規則。最值得注意的是，它們必須向證券交易所報告它們的財政情況。政府說這些規定是為了保護股票持有者。
  19. It has been alleged that securities transaction tax has an effect on stock market volatility

    有的學者認為，徵收證券交易稅會對股市的波動性產生影響。
  20. They should enjoy the proprietary of the security and ask for rights in accordance with the law, particularly including : right of asking for the company ' s surplus distribution ; right to vote ; right to propose and inquire ; right to know ; the power of alienation of the securities ; right of asking for the distribution of assets of surplus ; right of having priority to take up ; right to claim

    投資者具有雙重身份：上市公司的股東或債權人、證券交易者，應依法享有證券財產權和證券請求權，具體來講包括：公司盈餘分配請求權；表決權；建議和質詢權、知情權；證券轉讓權；剩餘財產分配請求權；優先認購權；訴權。
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