證券保管 的英文怎麼說

中文拼音 [zhèngquànbǎoguǎn]
證券保管 英文
custody of bond
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 保 : Ⅰ動詞1 （保衛; 保護） defend; protect 2 （保持） keep; preserve; maintain in good condition 3 （...
  • 管 : Ⅰ名詞1 （管子） pipe; tube 2 （吹奏的樂器） wind musical instrument 3 （形狀似管的電器件） valve;...
  • 證券 : bond; security; negotiable securities
  1. The bank shall have a first and paramount lien on all securities, deposited property and other deeds, documents and property including security boxes and their contents other than those which are book debts or otherwise constitute a security over which such a lien would require registration under the companies ordinance now or at any time hereafter standing to the credit of the custodian accounts or in the possession, or under the control, of the bank or any employee or agent of the bank for the account of the customer the " secured assets " whether by way of security, safe - keeping or otherwise as security for payment to the bank of the liabilities

    對于客戶在現時已存入或此後任何時間存入保管賬戶，或由本行或其雇員或代理人代客戶以抵押保管或其他方式控制或持有，以作為向本行支付債務之抵押保證之所有證券存放財產及其他契據文件及財產包括保險箱及其所載之物件，但屬于賬面債項或根據公司條例規定應注冊以取得留置權之財產則除外以下統稱為有擔保資產，本行將有最優先及最高權力之留置權。
  2. A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration

    證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心，轉知證券集中保管事業辦理有價證券撥付作業，或通知清算銀行辦理轉帳登記。
  3. Securities legislation is also accord with the common mechanism of securities legislation, while it has it ’ s peculiarities, that is, that the sub - domains of securities market seems to be increased endlessly, which makes the securities market become complex and volatility. to cope with this kind of complex and volatility, securities lawmaking is disparted three lays. the government make laws to build up the macroscopical confirmative degree and efficient social press of securities lex, supervisors make codes to improve middle confirmative degree and efficient social press of securities lex, self - discipline organizations set down rules to strengthen microcosmical confirmative degree of securities lex

    證券立法在符合一般立法機理的同時，區別于其它立法的特性是:證券市場的子域有不斷增加的趨勢，這使得證券市場變得復雜和易變，為應付這種復雜和易變，證券立法分為緊密聯系的三個層次，政府立法旨在增強證券法律宏觀的確定性和社會壓力的有效性，監管部門制定法規改善中觀的適應性並保證法律社會壓力的有效性，自律組織制定規章則重在加強法律微觀上的適應性。
  4. Grounded on analysis to the supervisory and regulatory practice in the usa, hong kong, common wealth and some other countries or distracts, the article holds the opinion that, to realize supervision to the deeds of stock market manipulation, the special entity shall be granted comparatively abroad and flexible power to stipulate regulatory rules and executory power that can provide regulators system and means to exert its professional supervision beforehand and its regulation in time. based on the above construe, with a view of the status in quo in our country, the article concludes on possible, approaches and ways for our country to consummate our supervision and regulation of stock market manipulation

    股票市場操縱行為的上述特徵使許多特定行為在不同時期、不同市場以不同形態出現，許多操縱行為與合法行為之間的界線不斷變化，基本的證券立法不可能對全部的操縱行為進行詳細規定，必須依賴監管者發揮其專業監管能力，正確處理保護投資者利益和維護市場有效性之間的，他們在2003年7月初步完成了題為（ （ whatw0rksinsecuritieslaws ） ） （ nberw0rkingpaper9882 ， july2003 ）的研究報告
  5. Therefore, in order to enhance the regulation of the offeror and the management of target company, to protect the benefits of the shareholders of target company, and to maintain the standard of the security exchange system, not only should the legislative establish the two basic principles of information transparency and equal trea tment of target company ' s shareholders, but also establish the supplementary principles of the protection of middle and small shareholders " benefits, of the forbiddance of underground transaction, of caution offer, and of anti - offer abuse

    因此，除充分披露和目標公司股東平等待遇兩項基本原則外，筆者認為，要約收購還應受保護中小股東利益、要約謹慎、禁止內幕交易及阻撓不得濫用原則的規制，以加強對收購者和目標公司管理部門的規范，保護目標公司股東的利益，維護證券市場的正常秩序。英美兩國在要約收購規制方面的規范較為完善，也做得比較成功，並具有一定的代表性。
  6. The admixture of bank, securities and insurance not only weakened the business foundation, but also capital circulation among bank, securities and insurance and the increasingly osculation of the businesses increase the supervision difficulty. we current adopt mostly the organization supervision, manage through businesses examining and approval

    銀行、證券、保險之間業務的混合不僅削弱了分業監管的業務基礎，而且銀行、證券、保險業之間資金和業務往來的日益密切增加了分業監管的難度。現行分業監管過程中，大都採用機構性監管，以業務審批制方式進行管理。
  7. After demonstration we can get the main conclusions : there are notable positive relativity between audit fee and audtee ' s total assetses or subsidiaries, and auditor ' s scale ; while the audit opnion is not clean, audit fees are higher, but audit quality are n ' t increased that suggestes that independentance in chinese public audit market is negative. ; when auditors give special audit or consultations, they may demand more audit fees and their auditees may buy audit opinions ; there is pricing - cutting when cpa audit listed companies that need middle audit or special audit or consultations for the first time ; there is also a unprompted price bottom line in chinese public audit market, but audit quality is n ' t improved for it

    通過實證，得出的結論主要有：我國證券市場的審計費用和客戶資產、經營規模、事務所規模顯著正相關；出具非標準無保留意見的審計報告，審計費用較高，但審計質量並沒有提高；提供專項審計或管理咨詢服務的事務所收取的審計費用顯著偏高，上市公司有利用這些服務收買審計意見的行為；在有中期審計和專項審計或管理咨詢的公司，注冊會計師初次審計存在一定的「削價」行為；上市公司獨立審計市場自發形成審計價格下限，但沒因此促成審計質量自發的提高。
  8. Annexation of enterprises under the market economy will not work without good legal environment, the forming of which also rests on the legislative completion and perfection of laws concerning annexation of enterprises, companies, management of fixed assets, authorization of state - owned enterprise property rights, banking, anti - monopoly and illegitimate competition, and social insurance

    市場化兼并離不開良好的法律環境，這種法律環境的建立直接有賴于企業兼并法、公司法、證券法、國有資產管理法、國有企業產權委?管理法、銀行法、反壟斷與不正當競爭法、社會保障法立法的完善。
  9. How does a company remit its profits and dividends and repatriate capital abroad ? enterprises seeking to repatriate its capital and remit its profits and dividends abroad may register their inward remittance with the bangko sentral ng pilipinas after registration with the sec or btrcp

    外資公司想要將其在菲所獲的利潤、股息或是資金移出本國，須先向貿易管理和消費者保護局或是證券交易委員會遞交匯出申請以後，在菲律賓央行進行資金移出登記。
  10. Fully equipped with wealth management counters providing real - time securities quote and trading services, as well as safe deposit box and self services banking hall, the tsimshatsui branch is a one - stop banking services centre

    此外，新分行亦增闢財富管理專櫃，設有證券即時報價和買賣服務另備有保管箱服務及自助銀行中心，為客戶提供一站式綜合銀行服務。
  11. The domestic custodian shall open settlement account for overseas use of foreign exchange insurance funds and securities custody account at the overseas escrow agent for fund settlement and securities custody with overseas securities registration and settlement institutions

    境內託管人應當在境外託管代理人處，開設保險外匯資金的境外外匯資金運用結算賬戶和證券託管賬戶，用於與境外證券登記結算機構之間的資金結算業務和證券託管業務。
  12. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  13. The panel discussed the paper on the review on the financial regulatory framework for securities dealers and securities margin finance providers

    事務委員會討論有關證券交易商及證券保證金融資提供者的財務規管制度檢討的文件。
  14. Hantec is one of the few financial institutions in hong kong with full licences from the sfc under the new securities and futures ordinances - covering dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    自最新的證券及期貨條例實施以來，亨達為香港極少數獲證監會發出所有經營牌照的金融機構之一，獲準經營范圍涵蓋證券及期貨合約、杠桿式外匯買賣、就證券及期貨合約提供意見、就機構融資提供意見、自動對盤交易服務、證券保證金融資和資產管理服務等。
  15. The securities and futures ordinances, which will come into operation on april 1, 2003, will replace the current 12 licenses with a single licensing regime that covers nine regulated activities including dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    根據四月一日起正式實施之新證券及期貨條例，證監會將把現有的十二項牌照歸納為九類受規管金融服務活動，包括證券交易杠桿式外匯交易就證券提供意見就期貨合約提供意見就機構融資提供意見提供自動化交易服務提供證券保證金融資及提供資產管理。
  16. Chapter three : the financial operation system in china also witnessed a series of reforms. and it analyses the " sub - mixed operation system " which includes the cooperation between the money market and capital market and the mixed financial conglomerates in china as well. in 1989. the government began to regulate the financial market by enacting a series of laws and regulations and setting up supervisor ) " institutions such as ssc and isc managing banking. security. insurance and trust sectors separately. the separated management of financial system has been basically shaped in 1998. but over the past few years. the separated system in china is somewhat loosen due to the effect of international trend of financial integration. the money market, capital market and insurance market are to some extent permitted to cooperate with each other by the government. many financial institutions make mixed financial conglomerates to extent their operation field. the banking capital and insurance also have access to the security market in some way and to some size. and the appearance of mixed financial conglomerates push our financial sectors into the mixed operation

    包括逐步實現利率的市場化;加強金融法規的建設;加強金融監管力度，建立安全穩定的金融監管體系;加快我國資本市場的建設;加快金融企業的上市工作，增強金融企業的競爭力;加快銀行改革的步伐，建立銀行的內控制度和風險約束機制。二是金融業務的相互交叉化、融合化。在組織模式方面，金融企業可以通過收購、兼并、重組等手段組建集銀行、證券、保險、信託、實業於一身的大型金融控股集團;在資金流動方面，可以加強金融企業之間的資金流動，通過開發更多、更好、更安全的資金流通渠道，促使資金的合理流動和充分利用;在業務合作方面，銀行、證券、保險三方之間相互合作，通過業務代理、開發交叉業務、共享客戶等方面開展全方位的合作。
  17. In the 80 ' s of last century, there was a economic system reform in china, changing the planned economy system to the market economy system. in the economic system reform, the securities market rises the function of economic " barometer "

    證券發行市場政府監管，是指證券監管機關依法對證券的發行活動和對參與證券活動的主體實施監督和管理，以維護證券市場的秩序並保障其合法運行為目的的行為總和。
  18. As china speeds up the steps of entering wto, the universal banking mechanism is an inevitable developing tendency. with regard to the revealed problems, in my point of view, we should take actions to study the possibility of the co - operation among different supervising institutions, and improve our comprehensive supervising abilities. moreover, we should also speed up the legislative construction in the field of financial supervision, and the construction of modern financial enterprise mechanism and integrated financial market

    針對分業監管所面臨的問題，本文認為應採取的對策是積極探索銀行、證券、保險三個監管部門合作協調；提高素質和綜合監管水平：建立和完善金融業監管方面的法律法規；三大監管部門鼓勵金融機構在各個領域密切合作，加快現代金融企業制度的建設；建立健全統一的金融市場。
  19. While there are so many problems that made trust and investment companies face lots of internal and external risks in real operation such as the immature market, the scarcity of government legislation and supervision, the management risks in the trust and investment companies and so on. all these need be solved by the trust and investment companies under the assistance of government department responsible for legislation and supervision. this article states from the real status of the trust industry, analyses the risk of it and brings forward the solutions from the following four angles : innovating trust production, such as npl trust, state - owned stock trust, leasing trust, mbo trust, esot, etc, perfecting the mechanism of risk control from var model and risk estimation, enhancing the cooperation with other financial institutions like banks, securities institutions, insurance companies and leasing companies, and strengthening the system of government legislation, supervision and self - restriction of trust and investment companies

    本文從中國信託業的現狀出發，分析信託投資公司存在的問題，尤其是整頓后依然存在的問題，借鑒國外信託業的經驗，結合中國信託業的實際情況，從創新信託產品、健全信託投資公司風險控制機制、加強與其他金融機構合作和增強監管機制等角度進行探討，提出解決問題、加速信託機構健康發展的途徑：第一、根據目前我國信託業的規定，結合中國的經濟狀況，從處置國有不良資產、減持國有股、與金融租賃相結合、管理層收購、職工持股、銀行處理信貸資產、房地產、應收債權等領域創新信託產品；第二、引入國際上風險控制模型內控信託機構的風險，並採取信用評級的手段對信託投資公司和信託產品進行評級，從外部控制信託機構的風險；第三、提出信託投資公司應與銀行、證券、保險和租賃業相結合，在業務上相互補充，資源上共享，促進信託業的發展；第四、從完善信託立法、加強監管力度、健全信託投資公司個體自律和行業自律等方面完善信託的監管體系。
  20. With the development of assets disposal, the assets scale and quality are continuously decreasing. what chinese financial assets management companies should do in advance and whether the state department ' s ten years limit should be executed or not are not only the puzzle of employees but also the main content of financial system innovation. as pointed out in the report of session of the sixteenth central committee of the party and the national economic conference on october 14, 2003,

    2004年2月10日，溫家寶總理在全國銀行、證券、保險工作會議上發表了題為《努力開創金融改革與發展新局面》的重要講話，指出:要「辦好金融資產管理公司，加快有效處置不良資產」 ; 2004年2月24日，國務院批準了財政部上報的《關于金融資產管理公司改革與發展問題的請示》 ，明確了資產管理公司建立不良資產處置目標考核責任制，確定了資產管理公司向商業化轉型的發展方向。
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