證券行市 的英文怎麼說
中文拼音 [zhèngquànhángshì]
證券行市
英文
security price-
There are some useful experiences for taking - off of chinese market in the history of the global main markets : it ' s the specific cause of development that determines the transplanting mode of securitization system of a specific country ; there would be little successful markets without effective push from local governments ; banks are always main participants in the markets and play an important role in the development of a market ; civil - law countries should make necessary reform to their current legal systems to sustain development of their markets
考察從美國到全球的主要證券化市場發展歷史，可以得到以下足為我國證券化市場與制度建設之鏡鑒的經驗與教訓：發展動因上的區別影響引入證券化制度的模式和路徑；大多數證券化市場的成功起飛離不開政府積極有效的推動；銀行作為證券化市場的主力參與者，決定著一個證券化市場發展的道路與程度；民法法系國家應立足於自己的法律文化和制度體系，改革固有的法律制度以為證券化市場提供製度支持。Neither the bank, its associates, nor any of their directors, officers or employees, shall be liable to the customer for any expenses, loss or damage suffered by or occasioned to the customer by reason of any action taken or omitted to be taken by any one or all of the bank, its associates, their directors, officers, employees or agents pursuant to these conditions or in connection therewith other than as a result of the fraud, wilful default or negligence of the bank, its associates, their directors, officers, employees or agents ; the bank s failure in good faith to honour any stop - payment instructions given by the customer ; the presentation to the bank of any cheque or other payment order which is post - dated ; the bank failing to honour any draft drawn on it by the customer, but the bank shall immediately return such draft to the customer through the normal channels giving the reason for the dishonour ; any loss, damage, destruction or misdelivery of or to the securities howsoever caused unless the same shall result from the negligence of, or theft by, the bank or its associates or any of their directors, officers or employees, in which event the extent of the liability of the bank shall be limited to the market value of such securities at the date of discovery of the loss and even if the bank has been advised of the possibility of such loss or damage ; unauthorised use or forging of any authorised signature as a result of the negligence, wilful default or fraud of the customer ; subject to condition 5. 5, any act or omission, or insolvency of, any person not associated with the bank including, without limitation, a third party nominee or depositary ; viii the collection or deposit or crediting to the custodian accounts of invalid, fraudulent or forged securities or any entry in the custodian accounts which may be made in connection therewith ; any malfunction of, or error in the transmission of information caused by, any electrical or mechanical machine or system or any interception of communication facilities, abnormal operating conditions, labour difficulties, acts of god, or any similar or dissimilar causes beyond the reasonable control of the bank and notwithstanding paragraph, the error, failure, negligence, act or omission of any other person, system, institution or payment infrastructure
本行其聯系人士其各董事高級人員或雇員均毋須向客戶因以下理由而使客戶蒙受或產生之任何開支損失或虧損負責： i本行其聯系人士其董事高級人員雇員或代理人根據此等條件採取或遺漏採取有關之行動，但由於本行其聯系人士其董事高級人員雇員或代理人之欺詐行為故意失責或疏忽所造成者除外ii本行本真誠地未能依約替客戶執行止付指示iii向本行提交任何遠期支票或其他付款指示iv本行未能兌現由客戶開出之匯票，但本行將立即透過正常渠道將該匯票退回客戶，並解釋拒付之理由v無論如何導致之任何證券之損失損毀毀壞或錯誤交付除非上述各項乃因本行或其聯系人士或其任何董事高級人員或雇員之疏忽或盜竊所引致，而在該等情況下，本行的責任將只限於在發現損失當日該等證券之市值，以及即使本行已獲知該等賠償之可能性vi因客戶之疏忽故意失責或欺詐行為而導致的任何偽造授權簽名或不獲授權使用該簽名vii在第5 . 5 a條之規限下，與本行無關者之任何行動或遺漏或無償債能力包括但不限於第三者代名人或寄存處viii代收或存入或貸存於保管人賬戶的無效偽造或假冒證券或在保管人賬戶記入可能與此有關之賬項ix任何電子機械或系統失靈或因該等機件或系統產生的資料傳送錯誤或任何通訊設施之終斷不正常操作情況勞工問題天災或非本行所能合理控制之任何類似或非類似原因及x盡管有第ix項，任何其他人系統機構或付款設施的錯誤故障疏忽行動或遺漏。These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud
在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。In response to the panel s concern about hkex s proposal for opening the equity listing regime to issuers from a broader range of overseas jurisdictions, hkex provided an information paper on " hkex statement regarding the listing of overseas companies "
港交所就事務委員會對其開放股本證券上市機制讓更多海外司法管轄區的發行人來港上市的建議的關注提供一份題為"香港交易所有關海外公司上市的聲明"的文件。A condition in which the strike price of an option is equal to ( or nearly equal to ) the market price of the underlying security
一項期權到價指該期權的行使價格相等於相關證券的市場價值，是指看漲期權或看跌期權的履約價格等於標的股票的現價。The text use the reference of the foreign country ' s financial evaluation theory, discuss four methods of the evaluation, and discuss the advantage and disadvantages of the methods one by one. understand the meanings of the corporation value and maximize it, understand the significance of the maximize the value of corporation which use as the financial aim, and use it to the financial decision - making
本文通過借鑒國外財務估價理論，初步探討了企業價值評估的四種方法? ?以資產負債表為基礎的賬面價值估價法、比較估價法、加總公司發行在外的各種證券的市場價值評估法、折現現金流量估價法，並分別討論其適用性和局限性，真正理解企業價值及其最大化的含義，明確了企業價值最大化作為財務目標函數的學科意義，並運用到企業的財務決策中去。Lastly, the paper point out that securities market doesn " t get a good price - finding function. it couldn " t get the expecting profits if we analyses the industry prosperity simply to guide the investment
最後，本文指出，在我國的證券一市場目前還沒有具備良好的價格發現功能的情況下，單純利用行業景氣度的分析來指導投資並不能得到預期的良好收益。Under the present conditions. the foundation of carrying out mbs in china is still quite frail and to bring mbs to practice in a large scale is beyond the means. besides, although there is potential requirement for mbs, it is actually not obviously urgent. to enlarge the source of capital in fundamental market and to stir the need of housing are regarded as the reasons for adopting mbs. this paper is intened to comment on it and in the mean time to research into the marketing situation and the institutional situation by using the successful experiences of american and western countries for inference, so as to put forward the opinion that the main task of china ' s carrying out mbs is to create favorable marketing and institutional conditions for them and. to improve responding marketing system to foster the exterior environment for the implementation of mbs so as to enable the institutional law system, instead of the non - institutional administrative support, to ensure the success of carrying mbs into execution
在目前條件下，中國推行住房抵押貸款證券化的基礎還十分脆弱，基本上不具備大規模開展住房抵押貸款證券化的條件，雖然有進行住房抵押貸款證券化的潛在要求，但就其緊迫性而言並不十分突出。擴大抵押貸款一級市場資金來源與提高住房市場有效需求被認為是在我國實行住房抵押貸款證券化的重要依據。本文主旨是對我國實施住房抵押貸款證券化進行研究，主要思路是結合我國國情，同時借鑒美國及西方一些發達國家的成功經驗，就實施住房抵押貸款證券化所需具備的市場條件和制度條件進行探討，提出當前我國實行住房抵押貸款證券化的主要任務是為住房抵押貸款證券化創造各種市場條件和制度條件，完善相應的市場制度以培育實施資產證券化所需要的外部條件，讓制度性的法規體系而不是非制度性的行政支持來確保我國資產證券化市場的逐步形成和健康發展。First, the paper discusses asset securitization financing structure can reduce information cost and supervision cost to realize financing at low cost from economic angle, and then analyses restrained conditions of establishing internal asset securitization market and feasibility of power plants asset - securitization financing and then the paper comes up with frame - structured model and operation procedure of internal power plants asset securitization, namely raising money for power plants by establishing securitization center and issuing asset - backed securities, and expounds each technical links. last, the paper carries out a trial explore into the opportunities and problems that may exist during practicing power plants asset - securitization in shan ' xi province, and also makes several suggestions from the aspects of policy, legislation and system, and then makes a conclusion that asset securitization should choose a way developing in practice
論文首先從經濟角度論述了資產證券化融資結構可以降低企業融資過程中的信息成本、管製成本，實現低成本融資；然後分析了我國建立資產證券化市場的約束條件以及電力生產企業進行資產證券化融資的可行性；之後提出了我國電力生產企業資產證券化融資的框架結構模型及運作程序：由財政部設立證券化中心發行資產支持證券的方式為電力生產企業融通資金，並對各技術環節進行了闡述；最後對陜西省推行電力生產企業資產證券化融資的機會及問題進行了調研分析，並從政策、法律、體制等方面針對性地提出了對策及建議，指出其證券化應選擇在實踐中發展的道路。China ' s individual investors have few options. so is standing room only inside this shanghai brokerage house where they lined up to buy and sell
中國的個人投資者除了投資本地股票市場外幾乎沒什麼選擇。以至於上海證券行里人滿為患。在那裡，人們排著隊買賣股票。The information disclosure file at issuing time is prospectus. on the basic analysis of the fundamental provisions of prospectus in different countries and present provisions of our state the thesis hereby gives some suggestions on the legal perfection of the profits forecast in our state. the information disclosure file while going on the securities market is listing particulars, on the basic analysis of the fundamental provisio ns in different countries and present provisions of our state the thesis analyzes and probes further into the perfection of listing particulars in our state
證券發行時的信息披露文件是招股說明書，本文在分析了各國在對招股說明書的基本規定的基礎上並結合我國現有的規定，就盈利預測問題在我國的法律完善提出了一些建議；而證券上市時的信息披露文件則是上市公告書，本文在分析了各國對上市公告書的基本規定的基礎上並結合我國現有的規定，對我國上市公告書的完善做出進一步的剖析和探討。Secondary market is the market in which issued securities are resold and purchased
第二市場第二市場是買賣已發行證券的市場。The top credit rating puts the corporation in a very strong position to play a more active and strategic role in promoting the development of the debt and securitisation markets in hong kong while creating a win - win situation for the investors, the placing banks and the corporation.
頂尖的信貸評級令按揭證券公司在促進香港的債券和證券化市場發展中扮演更活躍及策略性的角色，同時亦對投資者配售銀行及按揭證券公司締造了一個雙贏的方案。The main tort activities in the securities market can be classified as follows : 1 ) falsified or misleading information on important omissions that result in losses for investors during securities transaction ; 2 ) manipulation of securities market ; 3 ) securities exchange personnel with inside information ; and 4 ) issuance of securities to the public without prior approval by authorized body according to law
《證券法》中的證券侵權行為包括虛假陳述，誤導、重大遺漏，操縱市場，內幕交易，發行人擅自發行證券等。產生民事侵權責任的構成要件是：首先，有侵權行為存在，即存在虛假陳述，誤導、重大遺漏行為，操縱市場行為，內幕交易行為和發行人擅自發行證券行為。Firstly, this paper establishes status of securities merchant in securities business and indicates that the development of securities business ca n ' t depart from the development of securities merchant by expatiating the concept, operational extensions, functions, classification and operational principle of securities merchant. secondly, set out from the meaning of marketing research of securities merchant, the paper illustrates the importance of building up marketing senses and training marketing abilities of securities merchant according to the concept, characters and theory of securities business, and fundamental marketing principle of securities merchant by researching the marketing theory of securities merchant. thirdly, by researching the marketing tactics of securities merchant, the paper indicates that securities merchant how to choose the marketing target market, variety innovation and other marketing tactics and channels in the practical condition of market partition, so as to improve competitive competence in t he whole securities vocation
本文首先通過對券商的概念、業務范圍、功能及券商的分類、經營原則的闡述，確立了券商在證券市場中的地位，表明證券市場的發展與券商的發展密不可分；又通過對券商營銷理論的研究，從券商營銷研究的意義出發，以券商營銷的概念、特徵和證券市場理論為依據，本著券商營銷的基本原則，闡明了增強券商營銷意識，培養券商營銷能力的重要性，再通過券商營銷策略的研究，表明在市場細分的實際情況下，券商如何選擇營銷的目標市場與品種創新以及其它營銷策略和渠道，從而在整個證券行業中提高競爭力；最後本文通過未來證券市場的發展趨勢，針對券商營銷策略，從網上交易和金融混業經營兩方面進行了詳細的闡述。From the birth of the chinese stock market, fixed commission rate system had played a vital role in the stock brokerage. as a new floating stock commission rate system came into effect on may 1, 2002, the brokers have to face the new environment in which the profit rate will be very low. and after china join the wto, the big names from abroad will also take part in the competition in domestic stock market
浮動傭金制度的實行，宣告了我國證券行業將徹底告別新中國證券市場創建以來賴以生存的「固定傭金制」溫床，證券行業的社會平均利潤或微利時代已經到來；同時隨著加入wto后的證券市場開放，國外實力雄厚的證券商將參與國內證券市場的競爭。" the hkmc remains very committed to its role to promote the development of the secondary mortgage market in hong kong, which will help to enhance the stability of the banking sector through its role as a liquidity provider to the banks, promote wider homeownership, and facilitate the growth and development of the debt market and securitisation market in hong kong, " he added
他又說：按揭證券公司會繼續通過扮演銀行流通資金供應人的角色，努力推動香港二手按揭市場的持續發展，以加強銀行業的穩定，協助市民自置居所，並促進香港債務市場及資產證券化市場的發展。The leading roles played by the hkmc and hsbc, in particular over the past 12 months, have been instrumental in the further development of the securitisation markets in hong kong and asia.
按揭證券公司與豐銀行，尤其于過去十二個月，在拓展香港及亞洲的證券化市場扮演著重要的主導角色。At he same time, we carry out other innovations to match this change, establish the basis policy of open - outsides, set down the build of securities laws and rules, criterion the securities business, realize the rationalization of investors, the diversification of invest breeds, improve the quality of the market - companies, and carry out the way of development internationalization. face the opportunity, local stockjobbers should do our best to operate the rules of organization, investment the organization, and others from world partemers. we believe through our efforts, we can bring up first - class stockjobbers like other world famous companies, and offer even more outstanding services for the chinese business enterprises and abroad business enterprises too
面對機遇，國內證券業應仔細審視入世對證券行業的影響，重新進行自我評價，重新定位，力求盡快規范證券經營機構、投資機構，培養出一批優秀的巨型券商和機構投資者，合理化經營者機構和投資者比例，完善證券市場，加大研發力量和創新力量，使市場多樣化，投資品種多樣化，只有這樣才能在同行業強大的競爭中求得生存，謀求發展，突出特色，並茁壯成長，在世界之林培養出中國的美林、中國的摩根，甚至更加優秀的企業，更好的為中國企業和國外企業服務。分享友人