證券買賣業務 的英文怎麼說

中文拼音 [zhèngquànmǎimàiyèwù]
證券買賣業務 英文
buying and selling operation of securities
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 賣 : Ⅰ動詞1 （拿東西換錢） sell 2 （出賣） betray 3 （盡量用出來; 不吝惜） do one s best; exert to the...
  • 業 : Ⅰ名詞1 （行業） line of business; trade; industry 2 （職業） occupation; profession; employment; ...
  • 務 : Ⅰ名詞1 （事情） affair; business 2 （姓氏） a surname Ⅱ動詞1 （從事; 致力） be engaged in; devote...
  • 證券 : bond; security; negotiable securities
  • 業務 : vocational work; professional work; business; service; traffic; transaction
  1. Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business

    三、辦理有價證券買賣融資融券業務取得之融資買進擔保證券。
  2. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  3. As a source of funds for conducting securities margin purchase and short sale business

    三、作為辦理有價證券買賣融資融券業務之資金來源。
  4. Article 139 to handle brokerage business, a securities firm shall provide uniform letters of instruction for the trading of securities for use by instructing parties

    第一百三十九條證券公司辦理經紀業務，應當置備統一制定的證券買賣委託書，供委託人使用。
  5. Article 194 any security company handling brokerage business that accepts carte blanches of a client in buying and selling securities, or makes a commitment to the client on the returns on the buying and selling of securities or compensation for the losses in securities buying and selling shall be ordered to make a rectification and imposed a fine of more than rmb 50000 yuan less than rmb 200000 yuan

    第一百九十四條證券公司經辦經紀業務，接受客戶的全權委託買賣證券的，或者對客戶買賣證券的收益或者賠償證券買賣的損失作出承諾的，責令改正，處以五萬元以上二十萬元以下的罰款。
  6. Of the securities business of exempt institutions. in addition to ensuring regulatory compliance and adequacy of operational controls, the hkma will focus on the systems and controls relating to the on - line securities trading systems of institutions

    除了確保有關機構遵守監管規定及備有足夠業務操作管控措施外，金管局會集中於與機構的網上證券買賣系統有關的系統與管控。
  7. The currently proposed scope of the qualifying transactions includes the typical transactions carried out by offshore funds in hong kong, namely transactions in securities, in futures contracts, in foreign exchange contracts, in the making of a deposit other than by way of a money - lending business, in foreign currencies and in exchange - traded commodities

    現時建議的指明交易的范圍涵蓋離岸基金通常在香港進行的交易，即證券期貨合約外匯交易合約外幣在交易所買賣商品及並非以放債業務形式作出存款的交易。
  8. Bank - securities transfer is a business launched by icbc for facilitating the clients to trade securities and foreign exchange whereby icbc accepts an investor ' s trust order, uses its own electronic transfer system, automatically transfer funds inwards or outwards

    銀證轉賬業務是工商銀行為了方便客戶買賣證券和外匯，接受投資者的委託，利用本身先進的電子自動轉賬系統，自動相互轉入或轉出資金。
  9. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  10. For businesses buying and selling foreign currencies, marketable securities and futures, the turnover shall be the balance of the selling prices less the buying prices

    五）外匯、有價證券、期貨買賣業務，以賣出價減去買入價后的余額為營業額。
  11. Following csrc s granting of the broker license, the company will take steps to strengthen its ties with mainland - based securities houses, with a view to establishing strategic alliances and joint business ventures in the future

    亨泰證券有限公司為亨達集團旗下全資附屬公司，並為香港聯合交易所會員，公司主要從事證券買賣及相關之業務，包括包銷新股發行及股票配售。
  12. 2 trading market secondary market : the market for investors to trade bonds or for bondholders to sell bonds for cash. recently, bond tradingmainly deals in the otc market, only a few bond trading prosecutes onthe main market. in order to make bond trading more smoothly and safely, gtsm sets up all kinds of regulations to standardize the market

    實務上由於各種類債券幾全在證券櫃臺買賣中心掛牌上櫃，加上證券商營業處所議價買賣債券的交易與結算交割法規均系由證券櫃臺買賣中心所制定，故提到債券店頭市場，即系指證券櫃臺買賣中心的市場。
  13. Its expertise services cover a full range of leveraged forex trading, securities trading, global futures trading, corporate finance, asset management, bullion exchange, insurance and integrated personal financial services

    集團的專業金融服務涵蓋杠桿式外匯交易證券買賣全球期貨企業融資資產管理金銀貿易保險以及綜合個人理財服務。
  14. Article 17 when a securities firm conducts securities business money lending and its customer uses purchased securities as collateral, the outstanding balance of financing to the customer may not exceed 150 percent of the securities firm ? s net worth ; the combined total of the outstanding balance of financing extended to the customer for securities margin purchase and short sales business plus securities business money lending may not exceed 400 percent of the securities firm ? s net worth

    第17條證券商辦理證券業務借貸款項，客戶以其買進證券為擔保者，對客戶融通餘額不得超過其凈值百分之一百五十；辦理有價證券買賣融資融券業務與證券業務借貸款項合併計算后，對客戶融通餘額不得超過其凈值百分之四百。
  15. The slowdown of the brokerage business, due to the tight trading range in the period, interest rate hikes and cooling market sentiment, was partly offset by the increase of interest earned from margin financing and commission income from underwriting and placing activities

    在回顧期內，股票買賣的差價收窄，加上利率持續攀升，市場氣氛亦已降溫，令證券經紀業務放緩。然而?展借貸的利息收入，以及包銷與配售之傭金增加，抵銷了證券業務的負面影響。
  16. Article 181 if an employee of a stock exchange, securities firm, securities registration and clearing institution or securities trading service organization, or a staff member of the securities industry association or the securities regulatory authority intentionally provides false information, forges, alters or destroys trading records or inveigle investors into purchasing or selling shares, his professional qualifications shall be revoked and a fine of not less than rmb30, 000 but not more than rmb50, 000 shall be imposed

    第一百八十一條證券交易所證券公司證券登記結算機構證券交易服務機構的從業人員證券業協會或者證券監督管理機構的工作人員，故意提供虛假資料，偽造變造或者銷毀交易記錄，誘騙投資者買賣證券的，取消從業資格，並處以三萬元以上五萬元以下的罰款屬于國家工作人員的，還應當依法給予行政處分。構成犯罪的，依法追究刑事責任。
  17. The regulations on trading and settlement are all listed on " roc over - the - counter securities exchange criteria governing review of securities traded on over - the - counter markets " and investors may search relative regulations by clicking " law inquiries " under gtsm website

    有關債券市場之交易給付結算及管理等具體規定，皆列于證券櫃臺買賣中心證券商營業處所買賣有價證券業務規則及其他相關法規中，投資人可在本中心網站查詢或逕洽本中心。
  18. An associated person conducting securities lending business under the preceding paragraph may concurrently provide services relating to margin purchases and short sales of securities and securities business money lending

    前項辦理有價證券借貸業務之業務人員得兼辦有價證券買賣融資融券及證券業務借貸款項之業務。
  19. For securities firms to use as a source of securities for conducting securities margin purchase and short sale business

    三、供證券商辦理有價證券買賣融資融券業務之券源。
  20. For securities firms to use as a source of securities to return collateral to customers in conducting securities margin purchase and short sale business

    四、供證券商因應有價證券買賣融資融券業務，作為返還客戶擔保品之券源。
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