證券發行 的英文怎麼說
中文拼音 [zhèngquànfāháng]
證券發行
英文
issue of securities-
For example, these security affiliates participated in the floating of 19, 000, 000, 000 of issues in 1927.
例如,這些證券發行機構在1927年的流通證券中,就提供了一百九十億美元的證券。Under the current international economic environment of financial globalization, cross - border issuing of securities has been more active and progressing rapidly in past years
在當今金融全球化的國際經濟環境下,跨境證券發行與上市活動在近年來顯得尤為活躍。This liability system, which leads to a discriminatory treatment between investors who purchase securities from the primary market and those from the secondary market, conflicts with the trend of integration of the periodic disclosure requirement and the disclosure requirement for the issues of securities
美國證券法針對證券發行市場和二級市場上發生的虛假陳述設置了不同的責任形式,其缺點是導致一級市場與二級市場上的投資者受到差別待遇,有悖于信息披露制度一體化的趨勢。As to the doctrine of liability fixation the author thought that, in line with the duty of care of different subject of misrepresentation, ve should built three different standards consequently which were strict liability, fault liability liability on willfulness. as to cautionary relation, this thesis maintained that it could be classified into cautionary relation on transaction and cautionary relation on loss, and that the former was the fast knot on the question of cautionary relation on civil responsibility of misrepresentation, and that we should built presumptive rule on cautionary relation referring to the relative institute of america
關于歸責原則,作者認為應當根據不同虛假陳述主體對信息披露所負的注意義務提出嚴格責任、過失責任和故意責任三個相應歸責標準,其中,嚴格責任適用於證券發行人,過失責任適用於除發行人之外的其他所有信息披露文體,故意責任適用於中介機構承擔連帶這種特定情形。損害後果作為虛假陳述的必備要件之一,僅限於財產上的損害。對于因果關系,文章將其分為交易的因果關系和損失的因果關系,認為前者是虛假陳述民事責任因果關系的癥結所在。We think the reason that related party transactions produced is based on follow ways : the particular factor in economic system transferring ; illogically securities publishing system, the tools to manipulate stock price and looseness of management law
我們認為關聯交易大量發生的原因在於以下幾個方面:體制轉軌過程中的特定因素、不合理的證券發行制度、股價操縱的工具以及監管法律缺位。This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation
從主體上來看虛假陳述的主體具有特定性,其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構;從客體上說,虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范;從客觀方面來看,虛假陳述的手段是製造假相或掩蓋真相,使投資者產生錯誤認識而進行證券交易;從主觀方面來說,虛假陳述主體主觀上須有過錯。Through comparison of securities supervision system, issuing market, trading market, serving market and so on among united kingdom, united states, japan and china, we can find that the following problems in our securities supervision : multi - management and inconsistent policies, incomplete jurisdiction system, irregular self - disciplinary system, incomplete verification system of securities issuing market, high risks brought by single type broker dealers, weak securities supervision, backward supervision concept and poor quality of supervisors
通過將我國與英、美、日等幾個主要國家進行證券監管體系、發行市場、交易市場、服務市場等方面的比較,可以看出,我國在證券監管方面存在證券監管多頭管理、政出多門,證券監管的法律體系不完善,證券市場的自律機制不健全,證券發行市場的核準制不完善,證券商種類單一、風險較高,證券監管乏力,監管理念落後,監管人員素質較低等方面的問題。The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括,商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。Article 18 the securities supervision and administration institution under the state council or the departments authorized by the state council shall, upon discovery of the decision already made on the approval or examination and approval of securities issuance to be not in conformity with the provisions of laws and administrative regulations, revoke the said decision ; where issuance of securities has not been initiated, the issuance shall be suspended ; where the securities have already been issued, the securities holders may, in accordance with the issuing price with the added calculation of interests for deposit of the corresponding period, ask the issuer for refund
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定,發現不符合法律、行政法規規定的,應當予以撤銷;尚未發行證券的,停止發行;已經發行的,證券持有人可以按照發行價並加算銀行同期存款利息,要求發行人返還。Article 18 if the securities regulatory authority under the state council or the department authorized by the state council discovers that a decision it has made to verify or approve upon examination the issuing of securities does not conform to the provisions of laws or administrative regulations, it shall revoke the decision. if the relevant securities have not yet been issued, they shall be kept from being issued ; if they have already been issued, the holders of the securities may require the issuer to refund their money at the issue price plus bank deposit interest for the same period
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定,發現不符合法律行政法規規定的,應當予以撤銷尚未發行證券的,停止發行已經發行的,證券持有人可以按照發行價並加算銀行同期存款利息,要求發行人返還。The fourth chapter focuses on substantive measures of remedies to false statement
第四章證券發行虛假陳述的實體法救濟措施。An extensive distribution network comprising the major financial houses has been put in place to support future issuance
由數間主要財務機構組成大的分銷網路,配合日後的按揭證券發行活動。This paper, combined with china ' s securities legislation, defines the insider trading as with the purpose of obtaining benefit and reducing loss, the insider traders or other traders who acquire the insider information by other means personally make use of the information or suggest other traders doing so or let out the insider information to enable other traders to utilize the information and conduct securities exchange
本文結合我國證券立法,把內幕交易定義為:內幕人員或其他途徑獲取內幕信息的人員以獲取利益或減少損失為目的,自己或建議他人,或泄露內幕信息使他人利用該信息進行證券發行交易的活動。3. most rent - seekers are the principals of security offering, agency, investing, and government, and they differ in measures, objects, and traits. their objects include dual rent, safeguarding rent, and part of information rent
證券市場的尋租者主要包括證券發行主體、證券中介主體、證券投資主體及政府部門主體,不同的尋租活動主體的手段、對象和特徵各有不同。The event was marked by a signing ceremony held today tuesday
該項證券發行於今天舉行了簽約儀式。The event was marked by a signing ceremony held today monday
該項證券發行於今天星期一舉行了簽約儀式。Comparative study of sino - japan security issue system
中日證券發行制度比較研究The protection of investors and the regulation on security issue
投資者利益保護與新興市場證券發行管制Chapter issuing of securities
第二章證券發行The fifth chapter is about litigation mechanism of false statement
第五章證券發行虛假陳述民事責任的訴訟實現機制。分享友人