證券等級 的英文怎麼說

中文拼音 [zhèngquànděngjí]
證券等級 英文
securities ratings
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 等 : Ⅰ量詞1 （等級） class; grade; rank 2 （種; 類） kind; sort; type Ⅱ形容詞（程度或數量上相同） equa...
  • 級 : Ⅰ名詞1 （等級） level; rank; grade 2 （年級） any of the yearly divisions of a school course; gra...
  • 證券 : bond; security; negotiable securities
  • 等級 : 1 （按質量、程度、地位等的差異而作出的區別） grade; rank 2 （在社會地位和法律地位上不平等的社會集...
  1. Spv is a new legal entity created purely for the purpose of bankruptcy - remote. true sale is the legal means of segregating the assets from the originator ' s credit condition. credit enhancement tools are employed to accomplish a high credit rating

    特殊目的載體是為了實現破產隔離而創設的一個新型法律實體；真實出售是將證券化的資產與發起人信用相隔離的法律手段；各種信用增級手段則被用來提高資產支持證券的信用等級。
  2. Neither the bank, its associates, nor any of their directors, officers or employees, shall be liable to the customer for any expenses, loss or damage suffered by or occasioned to the customer by reason of any action taken or omitted to be taken by any one or all of the bank, its associates, their directors, officers, employees or agents pursuant to these conditions or in connection therewith other than as a result of the fraud, wilful default or negligence of the bank, its associates, their directors, officers, employees or agents ; the bank s failure in good faith to honour any stop - payment instructions given by the customer ; the presentation to the bank of any cheque or other payment order which is post - dated ; the bank failing to honour any draft drawn on it by the customer, but the bank shall immediately return such draft to the customer through the normal channels giving the reason for the dishonour ; any loss, damage, destruction or misdelivery of or to the securities howsoever caused unless the same shall result from the negligence of, or theft by, the bank or its associates or any of their directors, officers or employees, in which event the extent of the liability of the bank shall be limited to the market value of such securities at the date of discovery of the loss and even if the bank has been advised of the possibility of such loss or damage ; unauthorised use or forging of any authorised signature as a result of the negligence, wilful default or fraud of the customer ; subject to condition 5. 5, any act or omission, or insolvency of, any person not associated with the bank including, without limitation, a third party nominee or depositary ; viii the collection or deposit or crediting to the custodian accounts of invalid, fraudulent or forged securities or any entry in the custodian accounts which may be made in connection therewith ; any malfunction of, or error in the transmission of information caused by, any electrical or mechanical machine or system or any interception of communication facilities, abnormal operating conditions, labour difficulties, acts of god, or any similar or dissimilar causes beyond the reasonable control of the bank and notwithstanding paragraph, the error, failure, negligence, act or omission of any other person, system, institution or payment infrastructure

    本行其聯系人士其各董事高級人員或雇員均毋須向客戶因以下理由而使客戶蒙受或產生之任何開支損失或虧損負責： i本行其聯系人士其董事高級人員雇員或代理人根據此等條件採取或遺漏採取有關之行動，但由於本行其聯系人士其董事高級人員雇員或代理人之欺詐行為故意失責或疏忽所造成者除外ii本行本真誠地未能依約替客戶執行止付指示iii向本行提交任何遠期支票或其他付款指示iv本行未能兌現由客戶開出之匯票，但本行將立即透過正常渠道將該匯票退回客戶，並解釋拒付之理由v無論如何導致之任何證券之損失損毀毀壞或錯誤交付除非上述各項乃因本行或其聯系人士或其任何董事高級人員或雇員之疏忽或盜竊所引致，而在該等情況下，本行的責任將只限於在發現損失當日該等證券之市值，以及即使本行已獲知該等賠償之可能性vi因客戶之疏忽故意失責或欺詐行為而導致的任何偽造授權簽名或不獲授權使用該簽名vii在第5 . 5 a條之規限下，與本行無關者之任何行動或遺漏或無償債能力包括但不限於第三者代名人或寄存處viii代收或存入或貸存於保管人賬戶的無效偽造或假冒證券或在保管人賬戶記入可能與此有關之賬項ix任何電子機械或系統失靈或因該等機件或系統產生的資料傳送錯誤或任何通訊設施之終斷不正常操作情況勞工問題天災或非本行所能合理控制之任何類似或非類似原因及x盡管有第ix項，任何其他人系統機構或付款設施的錯誤故障疏忽行動或遺漏。
  3. Exactly speaking, almost none. therefore, the regulations on the related transactions mostly rely on the low - leveled government regulations most of which are provisional suggestion and answers, with the characteristic of changing too fast. so no stable and unified securities legislation has been formed on related transactions

    對上市公司關聯交易的證券法規制主要是靠國務院、財政部及證監會的各項法規、規章、規定等文件，立法級別較低，且很多為試行意見或批復等，變動較快，沒有形成較為穩定和統一的證券立法。
  4. So this paper tries to solve these problems through the following work : first, we select some index to valuate the close - end funds, including income, stability, risk in falling, stocks selecting ability and tuning ability, based on overseas funds valuation methods and domestic market condition ; second, we analyze the stability of all index and form two styles index, which are f and other bad stability index ; then, we form the valuation system, including two - layers index, which are p and factor score ; last, we use this system to analyze the close - end funds which came into existence before 2000 and get the final comparative result. the main intention of this paper is to create the system of valuating close - end funds in our country, which is comprehensive and objective. in my valuation system involving the period from 2000 to 2003, the funds as a whole performs inferior to the stock index

    首先，對國外理論界經典成型的、以及前沿的基金評價指標和評價方法進行了詳細的分析，並結合我國的基金市場狀況，選取了可以衡量基金收益、穩定性、下跌風險、股票選擇能力、時機選擇能力等量化指標；其次，根據我國基金分析的需要，採用了諸如基金交易價格、換手率等二級市場表現指標；然後，對這些指標進行了時間延續性分析，檢測這些指標在運用到我國基金市場時能否有效預測基金未來表現，從而形成了兩類指標：時間延續性很好的s _ p和時間延續性不好的其它所有指標；再次，在以上工作的基礎上形成了由兩個層面的指標構成的我國證券投資基金評價體系： s _ p和因子分析中綜合因子得分值；最後，選取了我國2000年1月1日前成立的23隻封閉式基金作為樣本，並同時採用上證a股與深成a股兩個基準組合進行了3年樣本期的實證分析，得出了最終的比較性評價結果。
  5. The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services

    證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商，其中承銷商即是從事初級市場業務，自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。
  6. This agency issue of investor and venture capitalist can be effective to guard against the morals hazard of venture capitalist by limited partnership system ; venture capitalist can guard against the morals hazard of entrepreneur through contract ， which is optimal capital - structure contract in financing decision ， is combining to equity fraction ， stock design and staging finance ， in order to make enterprise financing cost minimum ， profit maximum ， it is minimum that informational asymmetries " level fall to

    在投資者與風險資本家這一級委託代理關系中，有限合夥制可以有效防範風險資本家的道德風險；風險資本家可以通過與風險企業訂立契約來防範第二級代理問題? ?企業家的道德風險，即在融資決策中尋求最優的資本結構契約，在這種契約中結合股權比例，證券組合，分階段投資等方法，以使企業融資成本最低、收益最大，信息不對稱程度降到最小。
  7. The thesis considers the alternative modes of choosing basic asset of credit asset securitization in our country at present concluding securitization mode of housing mortgage loan, infrastructure project loan and non - performing loan, then makes an in - depth analysis on four aspects, i. e. stock scale, cash flow, being reorganized or not, clarity of credit grade, and summarizes the superiority and inferiority of all alternative modes on the basis

    文章認為當前我國信貸資產證券化基礎資產選擇的可選模式包括住房抵押貸款證券化模式、基礎設施項目貸款證券化模式、不良貸款證券化模式，並從存量規模、現金流、可重組性、信用等級明確性四個方面進行深入分析，在此基礎上總結出各可選模式的優劣勢。
  8. Listed companies have great sum of capital by collecting funds publicly from society, whose capital has been socialized and scale is far lager than traditional companies, thus impact the society widely. high managers of listed companies have become more and more professional, and selected more from specialists out of the companies. besides stockholders, the employers, customers, suppliers, governments and communities outside listed companies have formed into groups of stakeholders, who are directly or indirectly related to listed companies

    上市公司的股權高度社會化，股東人數眾多；上市公司股權高度證券化，其資本證券具有極強的社會流通性；上市公司向社會公開募集資金，資本數額龐大，實現資本的社會化，公司規模遠遠超過傳統的公司、企業，具有廣泛的社會影響；上市公司高級管理人員日益專業化、職業化和外部化，形成職業經理人階層；除了公司股東之外，上市公司的雇員、顧客、供應商、政府和社區等公司外部主體已經形成利益相關者集團，與公司存在直接或間接的利益關系。
  9. In report was in new network on december 21 the trojan / psw. almat. dnh in today ' s virus " a mai is special " varietal dnh and trojan / psw. magania. awh " mageniya " varietal awh is worth to pay close attention to

    立即升級江民殺毒軟體等防病毒程序並進行全面殺毒，開啟各項監控，對于網上銀行、支付平臺、網上證券交易、網路游戲等賬號密碼等，要妥善保管，盡量不在有可能存在安全隱患的電腦上使用。
  10. Marlin has served as industry analyst at shenyin - wanguo, one of china s largest securities firms. after which he became project manager at shanghai aijian co., ltd. at shanghai jiaoda gofly group, he held the positions of investment manager and vice president of green energy co., general manager of the r d department, and assistant president

    曾任上海鳳凰自行車集團工程師，申銀萬國證券公司研究員，上海愛建股份有限公司高級項目經理，上海交大國飛綠色能源公司董事會秘書公司常務副總經理，上海交大國飛集團研發部總經理集團總裁助理等職。
  11. Financial engineers worked their mysterious magic with these securities, turning the junkiest mortgages into high - grade, sometimes aaa - rated, securities

    金融工程師變魔術般的將最垃圾的抵押貸款製作成高信用等級（有時甚至達到aaa級）的證券。
  12. Hunan industrial and commercial bank should set up independent risk management system, make securities broker company credit grade criteria for evaluation

    湖南工行應當建立獨立的風險管理制度，制定證券公司信用等級評定標準，完善授信業務管理。
  13. Third, on the basis of the analyze of the existing conditions and the obstacles, this paper expounds the concrete issues of the execution of mbs in china. it discusses many important operational issues such as the setting up of spv, the selection of securities, credit enhancement of mbs and the taxes and the accounting issues of mbs, the operation of experimental pattern and so on

    再后，在對已存在條件及障礙分析的基礎上，本文論述了我國住房抵押貸款證券化的具體運作問題，包括spv的設立、抵押貸款證券的選擇、住房抵押貸款證券信用增級問題、證券化過程中的稅收會計問題、試點模式的操作等。
  14. The establishment and implementation of stock options involves in a lot of work, and many organizations and departments such as the compensation committee, the human resource department, the finance department, the securities corporation, the professional consulting corporation and so on will participate in this process

    許多內外機構，包括薪酬委員會、人力資源部、股壯沏權汁劃州卜z中義摘莖99級金融研究主虞海俠財務部、法律部等內部機構以及證券公司、專業咨詢公司等外部機構一般都會參與計劃的制定和實施。
  15. Part three : analyzing the present situation of developing housing mortgage securitization in china, including the elementary mortgage market, the mortgage guarantee and insurance mechanism, intermediary agency in capital market, potential investors, and law circumstance, tax, accounting etc. part four : depending on the analysis of the second part and the third part, putting forward the steps and strategies to develop housing mortgage securitization in china and the objective mode of housing mortgage securitization in china

    第三部分：分析我國目前發展住宅抵押貸款證券化的背景條件，包括住宅抵押貸款初級市場、抵押擔保保險機制、中介機構、潛在的機構投資者、相關的法律環境、稅收、會計等一系列條件。第四部分：通過第二、三部分的分析，提出我國發展住宅抵押貸款證券化的策略和目標模式。
  16. Part three : analyzing the obstacles of developing the housing mortgage securitization in our country now, including the our country housing mortgage scale is not enough big, insurance and guarantee mechanism is not sound and personal reputation mechanism is not perfect, the marketization of interest rate system is not completed, the development of institution investor is still not mature and the development of intermediate institution is not perfect, the system of law is not sound, the related accounting system and tax revenue system is lack and blank etc. part four : passing the analysis of the second and third part put forward the whole idea and concrete strategies in our country to develop the housing mortgage securitization

    第二部分：首先對全球住房抵押貸款證券化的發展狀況進行了簡要的介紹與分析，然後選擇對我國有借鑒意義的美國、加拿大和香港等典型國家和地區的住房抵押貸款證券化實踐進行了詳細的比較分析，並從中得出：住房抵押貸款證券化是住房抵押貸款一級市場巨大發展的必然結果：政府的支持非常重要；住房抵押貸款證券化的發展需要一定的基礎條件以及需要因地制宜等一些關鍵性的啟示。第三部分：分析了我國當前實施住房抵押貸款證券化所面臨的一些具體障礙，其中包括有我國住房抵押貸款規模不夠大、保險與擔保機制不健全、個人信用體系不完善、利率體系非市場化、機構投資者的發展還不成熟、中介服務機構發展不完善、法律法規制度不健全以及相關會計制度和稅收制度的欠缺和空白等一系列的問題。
  17. It is suitable for webchat and virtual community, which need information about customer needs to upgrade the system. the other is operation by professional companies, which buy applications from program development companies. for example, online stock dealing can be run by stock exchanges and cyber game can be run by cyber game companies, which buy games from program companies

    一種方式，由開發公司來經營，適用於網上聊天、虛擬社區等需要不斷從經營中了解需求並升級系統的業務；另一種方式，由專業的經營公司進行經營並向開發公司購買應用，如網上炒股可以由證券交易公司來經營，網路游戲可以由著名的網路游戲公司來經營並向多家開發公司購買游戲。
  18. Then, the dissertation researches how to operate receivables securitization in china, including some aspects as follows : how to realize ture sale and away from bankruptcy of receivables, how to price receivables, obstacles in the course of credit enhancing and evaluation, giving some effective measures to solve these obstacles, putting forward accounting principle, analysing tax problems and giving material measures keeping away risks which are faced in receivables securitization, etc. finally, this dissertation studies one case, and gives referrible model for practising receivables securitization in our country

    其次，本文對實施應收賬款證券化進行了實務研究，主要包括：應收賬款的真實出售和破產隔離的實現以及如何對應收賬款進行估價、在我國進行信用增級和信用評級的障礙以及解決措施、提出了對應收賬款證券化進行會計處理的確認和計量原則、分析了交易的稅務處理問題、對應收賬款證券化交易進行了風險分析並提出了具體的風險防範措施等。
  19. While there are so many problems that made trust and investment companies face lots of internal and external risks in real operation such as the immature market, the scarcity of government legislation and supervision, the management risks in the trust and investment companies and so on. all these need be solved by the trust and investment companies under the assistance of government department responsible for legislation and supervision. this article states from the real status of the trust industry, analyses the risk of it and brings forward the solutions from the following four angles : innovating trust production, such as npl trust, state - owned stock trust, leasing trust, mbo trust, esot, etc, perfecting the mechanism of risk control from var model and risk estimation, enhancing the cooperation with other financial institutions like banks, securities institutions, insurance companies and leasing companies, and strengthening the system of government legislation, supervision and self - restriction of trust and investment companies

    本文從中國信託業的現狀出發，分析信託投資公司存在的問題，尤其是整頓后依然存在的問題，借鑒國外信託業的經驗，結合中國信託業的實際情況，從創新信託產品、健全信託投資公司風險控制機制、加強與其他金融機構合作和增強監管機制等角度進行探討，提出解決問題、加速信託機構健康發展的途徑：第一、根據目前我國信託業的規定，結合中國的經濟狀況，從處置國有不良資產、減持國有股、與金融租賃相結合、管理層收購、職工持股、銀行處理信貸資產、房地產、應收債權等領域創新信託產品；第二、引入國際上風險控制模型內控信託機構的風險，並採取信用評級的手段對信託投資公司和信託產品進行評級，從外部控制信託機構的風險；第三、提出信託投資公司應與銀行、證券、保險和租賃業相結合，在業務上相互補充，資源上共享，促進信託業的發展；第四、從完善信託立法、加強監管力度、健全信託投資公司個體自律和行業自律等方面完善信託的監管體系。
  20. The second product is in the form of multi - class mbs with credit - enhancement provided through segmentation of the issue into senior and junior tranches commonly known as collateralized mortgage obligation or cmo, over - collateralization or reserve fund arrangements

    第二類是多級別按揭證券信貸增方法包括拆分證券為高級及次級通稱為抵押按揭權責，預留資金，超額抵押及上述組合等。
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