證券交易人 的英文怎麼說

中文拼音 [zhèngquànjiāoyìrén]
證券交易人 英文
bond dealer
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 交 : Ⅰ動詞1 （把事物轉移給有關方面） hand over; give up; deliver 2 （到某一時辰或季節） reach （a cert...
  • 易 : Ⅰ形容詞1. （容易） easy 2. （平和） amiable Ⅱ動詞1. （改變; 變換） change 2. （交換） exchange Ⅲ名詞（姓氏） a surname
  • 證券 : bond; security; negotiable securities
  1. Activities of account executives are overseen by the sec and the nasd

    證券交易委員會和全美證券交易商協會監管經紀人的工作。
  2. Assignment of bearer bonds takes effect upon delivery thereof by the bondholder to the assignee at a lawfully established securities exchange

    無記名債券，由債券持有人在依法設立的證券交易場所將該債券交付給受讓人後即發生轉讓的效力。
  3. Do you know a floor broker named dean hart ?

    你認識一個叫迪安哈特的證券交易所的經紀人嗎？
  4. In the model, one supposition is that the negotiant is risk neutral and rational. the other supposition is that the investors especially individual investors who acquire real information are irrational. we found irrational herding model of individual investors with the securities transaction mechanism and baye as well as the utility function of the information gainers

    在模型中假設做市商風險中性且理性、知情投資者尤其是個人知情投資者為非理性，通過證券交易機制和貝葉斯學習過程以及建立非理性知情投資者的效用函數來建立非理性影響下的個體投資者羊群效應模型，得到不同情緒狀態和對信息反應程度下個體投資者賣出羊群效應發生的條件。
  5. Concretely speaking, the stock of listed company, because of its existence free of paper and the electrical trade style, should be registered at the stock exchange and on the register of members ; to the stocks of non - listed company, if they are order stocks, they should be transferred to the pledger with endorsement and also be registered on the register members ; if non - order stocks, they should be transferred to the pledger directly. another one is how t o optimize the register member. the third part expounds the legal effects

    因此對有限公司股權質押而言，應移轉股單于質權人佔有；對股份公司股票因其是否上市而不同，對上市公司股票因其存在形式的無紙化及交易的電子化而且是記名性股票，所以需要在法定的證券交易場所和公司股東名冊上進行設質登記；對于非上市公司的股票因其以紙面形式存在，如果是記名股票則需要在股票上進行背書並移轉于質權人佔有，以及在公司股東名冊上進行質押登記；如是無記名股票，則需在證券交易所將股票交付質權人佔有。
  6. Would - be share punters, keen for a piece of china ' s booming stock market, are queuing to open accounts at a beijing branch of china merchants securities

    一群想投機股市的人在中國證券交易所北京的一家營業廳里排隊等待開戶，他們迫切想從繁榮的股市中分一杯羹。
  7. The panic in europe prompted foreigners to unload large quantities of securities on new york stock exchange.

    歐洲的恐慌，促使外國人在紐約證券交易市場投放大量證券。
  8. China life ' s shares trade for eight times book, or more, depending on the share class used

    中國人壽的交易價格，是帳面價值的八倍，甚至更多（不同的證券交易所股價有所差別） 。
  9. What is more, the fsa, as well as the securities and exchange surveillance commission which sits under it, manages to be both understaffed and overly adversarial

    更為盛者，金融服務廳與其下屬機構「證券交易監督委員會」一樣設法使自身人員不足且極具對抗性。
  10. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  11. Article 146 assignment of bearer share certificates takes effect upon delivery thereof by the shareholder to the assignee at a lawfully established securities exchange

    第一百四十六條：無記名股票的轉讓，由股東在依法設立的證券交易場所將該股票交付給受讓人後即發生轉讓的效力。
  12. Insider trading is a byproduct during the process of securities exchange and generally refers to those securities dealings made by the person precribed by the law for the purpose of obtaining benefits or decreasing economic loss according to the information not yet publicized by issuers but significant enough to influence prices of securities he possesses or made others do so. it was bitterly hated and cursed from its first appearance

    證券內幕交易是隨著證券交易的產生而產生的，是指法律規定的有關人員（內幕人員）為了獲得利益或減少損失，在其掌握的證券內幕信息尚未公開前，自己或使他人對相關證券進行的或買或賣的行為。從證券內幕交易一出現，就為人們所深惡痛絕。
  13. Reconciliation statements confirming trading acts and their transaction results in securities trading shall be truthful. such statements shall be audited on a transaction - by - transaction basis by an auditor other than the person handling the transactions, who shall see that the securities book balance is the same as the number of securities actually held

    證券交易中確認交易行為及其交易結果的對帳單必須真實，並由交易經辦人員以外的審核人員逐筆審核，保證帳面證券余額與實際持有的證券相一致。
  14. Article 34 securities bought or sold by parties interested to securities trading may take paper form or other forms laid down by the securities supervision and administration institution under the state council

    第三十四條證券交易當事人買賣的證券可以採用紙面形式或者國務院證券監督管理機構規定的其他形式。
  15. Article 73 it is prohibited for securities firms and their employees to commit any of the following fraudulent acts in the course of securities trading that is detrimental to the interests of their clients

    第七十三條在證券交易中，禁止證券公司及其從業人員從事下列損害客戶利益的欺詐行為：
  16. The shenzhen stock exchange ceremonial listing hall serves as the main gathering area and the crossover space between the real and virtual stock exchanges ( vireal )

    深圳證券交易所上市儀式大廳不僅為人們提供了一個主要的聚集場所，它也是真實的證券交易與虛擬證券交易（ vireal ）所交集的地方。
  17. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  18. How to survive and find an online trading mode effective to china market under the impendent fierce competition ignited by the multinational financial giants now is becoming a fateful problem facing by domestic financial institutions. in 2000, a sounding name fayoo came into birth

    這是國內大型門戶網站與傳統券商的首次攜手，也是新模式在實踐上的又一次重大突破，讓所有人都強烈的感受到網上證券交易在中國己迎來了新一輪的發展高潮。
  19. The paper indicates that to judge whether there exists any insider trading, three aspects, i. e. insider information, insider and misconduct must be considered. the paper studied the related regulations of each country respectively

    本文從內幕信息、內幕人和不當行為的界定三方面來判斷某證券交易行為是否構成內幕交易。
  20. Any insider who has access to any insider information of securities trading or who has unlawfully obtained any insider information is prohibited from taking advantage of the insider information as held thereby to engage in any securities trading

    禁止證券交易內幕信息的知情人和非法獲取內幕信息的人利用內幕信息從事證券交易活動。
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