regulatory risk 中文意思是什麼

regulatory risk 解釋
監管風險
  • risk : n 1 風險,危險;冒險。2 【保險】(損失的)風險(率);保險金額;被保險人,被保險物。vt 冒…的危險...
  1. Supervisory review process to ensure that banks follow rigorous pro - cesses, measure their risk exposures correctly, and have enough capital to cover their risks. regulatory arbitrage will be scrutinized

    監理檢視程序:確認銀行已遵循嚴謹程序、正確衡量曝險情況,及提列足夠資本,以支風險。再者,詳盡檢視銀行是否有法規套利之行為。
  2. The framework of new capital accord released by basel committee in 2004 provided a new method to calculate the required regulatory capital based on the internal risk based method. it can be an important guideline for the calculation of credit line

    2004年巴塞爾委員會提出了新的資本協議框架,提出了計算信用風險監管資本要求的內部評級法,從風險角度對授信額度的測算提出了新的要求。
  3. The author thinks that to formulate a regulatory charge system with incentive compatibility, we should consider the specific conditions of regulated institutions in aspects of risk control level, operational efficiency, prospect of company, etc, and then quantify these aspects with some specific indexes as well as adopt some penalty mechanisms so that the regulated institutions will cooperate with the regulator to disclose the risks in their operation

    一個激勵相容性監管收費方案應該考慮到被監管者具體情況:風險控制水準、經營效率、公司前景各個方面,然後採用一些具體的指標進行量化,並採取一些懲罰機制,讓被監管者採取合作態度,不敢隱瞞自己的風險情況。
  4. Certainly, we don t want to add unnecessarily to the cost and complexity of regulatory requirements unless there are clear and obvious benefits, for example, in the form of improved risk management, and there is support from the banking industry

    當然,除非有明顯的效益,例如能改進風險管理,同時又得到銀行業的支持,否則我們不希望無謂地增加監管成本以及提高監管規定的復雜程度。
  5. The improvements in risk management that basel ii requires are therefore not just a regulatory requirement but also a business requirement for the banks themselves

    因此,資本協定二所要求對風險管理作出的改進不單止是監管要求,亦是銀行本身的業務要求。
  6. Moreover, rapid worldwide economic globalization, mergers and acquisitions, near - continuous downsizing, and ever - increasing regulatory demands have placed additional pressures on facility operators to better manage their risk including safety and environmental risks

    還有,迅速的經濟全球化,業務合併和收購,業務收縮調整和越來越多的法律條例,迫使這些生產廠家必須較好地控制他們的風險?包括安全和環保方面的風險。
  7. Ensures that the group has appropriate risk management, internal control and regulatory compliance procedures in place and that it communicates adequately with shareholders and stakeholders

    確保本集團具備適當的風險管理內部控制及監管程序,並與股東及利益相關人士保持充份溝通
  8. Risk communication is an integral part of the food safety regulatory system

    在食物安全規管制度中,風險傳達是不可或缺的。
  9. A bank that knowingly participates in transactions intended to be used by customers to avoid regulatory or financial reporting requirements , evade tax liabilities or facilitate illegal conduct will be exposing itself to significant compliance risk

    如果一家銀行故意參與客戶用以規避監管或財務報告要求、逃避納稅義務的交易,或為違法行為提供便利,該銀行將面臨嚴重的合規風險。
  10. Forward - looking statements : statements in this release that are forward - looking statements are subject to various risks and uncertainties concerning the specific factors disclosed under the heading “ risk factors ” and elsewhere in the company ' s periodic filings with canadian securities regulatory authorities the forward looking statements in this release and documents referred to herein relate to future events or the corporation ' s future performance and reflect expectations and assumptions regarding the growth, results of operations, performance, prospects and opportunities of the corporation

    前瞻性陳述:聲明本新聞稿的前瞻性陳述受各種風險和不確定性的因素,具體的披露標題下的"風險因素"及其他公司的定期報表與加拿大證券監管機關的前瞻性聲明本新聞稿和文件轉交這里涉及到未來事件或公司的未來表現和反映期望和假設方面的成長,經營業績,業績,前景和機會的公司
  11. America has no such qualms : it is offering a raft of incentives for the first few new plants to be built there, including insurance against regulatory risk

    美國到沒有這樣的疑慮,為即將在本國建立的一些新核電廠提供了包括監管風險保險在內的大量的有利政策。
  12. The motive of market accession supervision on foreign banks mainly optimizes foreign banks entry china, which have advantage of adequate capital and advanced managerial level and are effectively regulated by regulatory authorities of its parent nations in case foreign financial risk introduce china

    由於法律本身具有強制性、普遍性和穩定性的特點,因此建立健全對外資銀行監管的法律法規體系,既是對外資銀行風險管理的需要,也是適應wto透明度規則的需要。
  13. He also said at the hkma the policy - setting stage is nearly complete and rule - making is in progress. at the core of the briefing, mr simon topping, the hkma executive director banking policy, discussed the underlying objectives of basel ii of encouraging development of higher risk and capital management standards and enhanced disclosure, which lie beyond mere regulatory compliance with the minimum capital adequacy ratio

    在簡報會的重點討論部分,金管局銀行政策部助理總裁唐培新指出,資本協定二的主要目的是推動認可機構制定更高的風險及資本管理標準,並增加資料披露,這遠超過僅限於要求認可機構遵守最低資本充足比率的監管規定的層面。
  14. Article 128 a securities firm shall derive for a trading risk reserve from its annual after - tax profits to make up losses from securities trading. the specific percentage for such derivation shall be prescribed by the securities regulatory authority under the state council

    第一百二十八條證券公司從每年的稅后利潤中提取交易風險準備金,用於彌補證券交易的損失,其提取的具體比例由國務院證券監督管理機構規定。
  15. According to the principles of western economics, industrial economics, regulatory economics and game theory, starting with the economics reason of government ' s regulation that is market failure, this paper analyzes the necessity of regulating high - tech industries. then it researches into the monopoly, asymmetric information, risk and externality within high - tech industries and puts forward some relative regulation

    本文根據西方經濟學、產業經濟學、規制經濟學和博弈論的基本原理,從政府規制的經濟學理由? ?市場失靈入手,闡述了對高新技術產業進行規制的必要性;並對高新技術產業領域的市場失靈問題即壟斷、信息偏在、風險性和外部性現象及其成因進行了深入剖析,在此基礎上提出了相應的規制措施。
  16. As one of the instruments and measures of banking regulation, regulatory authorities request commercial banks to raise adequate capital for their risk assets, in order to provide a cushion for capital loss, reduce bankruptcy probability and guarantee the security of our financial system

    作為銀行監管的保護手段,資本充足性管制要求銀行依據其風險資產的總體水平配置充足的資本金,以吸收銀行經營中遭遇的意外損失,起到短期的風險緩沖器作用,從而維護銀行體系的穩定。
  17. By integrating ecm systems with adobe acrobat software and adobe portable document format, organizations gain a robust set of capabilities that increase productivity, reduce risk, and enable more effective regulatory compliance

    通過集成ecm系統與adobe acrobat軟體及adobe便攜式文檔格式pdf ,組織機構可以獲得一系列強大功能,這些功能可以提高生產力降低風險並有助於更有效地遵從法規。
  18. A key element in enforcement is to advise on prevention of accidents. we conducted special promotional visits to encourage employers to adopt a self - regulatory approach in managing risk at the workplace

    提供有關防止意外的意見,是執法的重要一環。我們進行了特別宣傳探訪,鼓勵僱主採用自我規管方式在工作場所進行風險管理。
  19. The china banking regulatory commission may increase the minimum requirement of capital adequacy ratio of an individual company in line with the company ' s risk profile and risk management capability

    汽車金融公司資本充足率不得低於10 % ,中國銀行業監督管理委員會視汽車金融公司風險狀況和風險管理能力,可提高單個公司資本充足率的最低標準。
  20. What is more, the regulatory risk is negligible in france and finland, since nuclear power is widely accepted by politicians and public alike, so financiers are less skittish

    更重要的是,管理風險在法國和芬蘭幾乎可以忽略不計,因為這兩國的政客和公眾都廣泛接受了核能,投資者也不會不安穩。
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