risk-based approach 中文意思是什麼
risk-based approach
解釋
以風險為基礎的方式-
This dissertation can be divided into three parts as following : focusing on institutional risk control, this dissertation demonstrated the effect of institutional risk on dis " objects by analyzing the relationship between deposit insurance and financial development, financial stability and market discipline, in light of foreign or native primary theory and empirical results of dis. in virtue of statistical method and with the theory of game, this dissertation explored the cause the institutional risk such as moral risk and adverse selection, on the basis of which discussed the approach of controlling institutional risk and proper deposit insurance pattern. because deposit insurance assessment is the core of institutional risk control, this dissertation introduced and discussed deeply the passive casualty - insurance model, the option - pricing model, the game - theory - based pricing model, and reasonable pricing interval, and put forward the hierarchical pricing strategy of dis on the balance of information confiscatory and risk - based - assessment necessity
本文以存款保險制度風險控制為中心，在借鑒國內外關于存款保險制度的基本理論和實證的基礎上，通過分析存款保險與金融發展、金融穩定和市場懲戒等方面的關系，論證了存款保險制度風險對存款保險制度目標的影響；並藉助統計學的方法，運用信息博弈論的觀點，從主要制度參與者? ?投保機構和存款保險機構? ?的效用函數出發，對存款保險所引發的道德風險和逆向選擇等制度風險的成因進行深入的剖析，探討有效控制制度風險的途徑和制度參數的安排模式；由於存款保險定價是制度風險管理的核心問題，本文還專門對意外存款保險消極模型、存款保險的期權定價模型、基於信息經濟學的存款保險定價模型以及合理定價區間等定價模式進行深入分析和詳細評述，闡述各種定價思路的局限性和可能運用的空間，通過權衡信息的充分性和風險定價的必要性，提出存款保險制度的層次性定價策略。 -
In collaboration with the hong kong association of banks and the dtc association, a set of interpretative notes has been developed to provide practical guidance on implementing the requirements of the supplement and explain the use of a risk - based approach in various due diligence processes
金管局連同香港銀行公會及存款公司公會編制了一套闡釋備注，就落實補充文件的規定提供實際指引，並解釋如何在各種仔細查證程序中運用風險為本方法。 -
The internal audit department follows a risk - and - control based approach
內部稽核部採用風險監控之手法。 -
In the deregulated power market ， the power grid operator is facing many uncertainty and risks risk concept ， risk analysis approach and risk management are introduced in chapter ii ， the maj or risks of grid operators is analyzed and evaluated in details based on the real situation and data of yueyang city, hunan province ， the economic risk resulting from the uncertainty of load prediction of whole system ， generation capacity and parallel quantity of the large enterprises self - owned power plant are analyzed meanwhile ， the increase of large enterprises self - owned power plant may cause economic and security risks considering different risk ， the qualitmive and quantitative approaches are respectively adopted the direct and indirect congestion risks are evaluated based on probabilistic theory and decision theory the retail pricing and trade modes are major areas embracing risks as well chapter iii divides the risks in internal and external ones based on the characteristics of risk and put forward the layered risk management approach
詳細分析和論述了電網經營企業面臨的各種風險。基於湖南省岳陽地區電力市場的實際情況和多年歷史數據，採用定性分析和定量計算的手段具體分析了負荷、自備電廠發電量和上網電量預測不確定性以及自備電廠的大量增加給電網企業帶來的經濟性風險和安全性風險。無論是長期還是短期，阻塞不僅會對電網造成直接風險，還可能造成間接風險。 -
As a result, the existing disclosure regime would have to be modified even without basel ii, although the new accounting standards do echo pillar 3s risk - based emphasis by taking a " through the eyes of management " approach
因此，即使並非實施資本協定二，現有的披露架構亦須作出修訂，而新的會計準則是從管理層的角度出發，亦反映第三支柱重視風險的原則。 -
A project risk ranking approach based on set pair analysis
基於集對分析的項目風險排序方法 -
Further guidance will be provided to staff where necessary upon completion of the review to help the risk - based approach to bed down more firmly and ensure that the quality of work done by staff is of a high standard
如有需要，金管局將于完成檢討后為監管人員提供進一步指示，以使風險為本監管制度奠立更穩固的基礎，並確保監管人員的工作達到優質水平。 -
Evaluation of enterprise ' s credit risk based on mixed integer programming approach
基於混合整數規劃法的企業信用風險評估研究 -
In recent years, var risk management model has been generally accepted by the main commercial banks, investment banks, fund management companies and the institutions of the financial supervision. today, this model has become the most popular risk - measuring approach in the world. starting from the fundmental principle of the var risk management model, this paper firstly constructed a portfolio management framework which is based on this model, and analyzed three functions of this model in the framework : asset allocation, risk management and performance valuation
本文首先在簡要介紹和分析var風險管理模型基本思想的基礎上，基於var風險管理模型構建了統一的資產組合管理框架，探討了var風險管理模型在資產組合管理中資產配置、風險管理和業績評價的三大功能；其次，通過實證分析檢驗var風險管理模型在國內金融市場中的有效性；最後，在研究分析現代金融風險管理發展趨勢和國內金融風險管理落後現狀的基礎上，對var風險管理模型在國內金融風險管理中的應用進行展望和分析。 -
The introduction of the risk - based approach has helped the hkma to develop a tailored supervisory plan for each institution, focusing its resources on areas of greatest risk to the institution concerned
推行風險為本監管制度，有助金管局就每家機構專門制定一套監管計劃，將資源集中在有關機構風險較高的業務范疇。 -
For example, we started risk - based supervision of banks a few years ago and next year we will be implementing basel ii, which is built upon this risk - based approach
舉例來說，我們幾年前開始對銀行進行風險為本監管，明年我們便會按這原則實施資本協定二。 -
Lastly, it analyses the management methods of credit risk, market risk and operation risk of our commercial banks : in the section of the credit risk, it begins with risk recognition, introduces the difficulties of establishing the internal ratings - based approach of our commercial bank and puts forward the management thinkings from the five respects : the setup of irb, credit culture establishment, the modification of information announcement, the innovation of credit management tools and improvement of the capital adequate rate. in the section of market risk, it introduces the reason of strengthening its management of the whole world and our country, analyses the most important method - var and then discusses its operation inour country commercial banks. in the section of the operation risk, it defines the internal meaning, analyses the different measure means, points out current pressure of our commercial bank ' s facing and finally proposes the rightful operation risk management tactics combining the actual situation of our country
首先是對新協議本身的研究，介紹了巴塞爾協議的邏輯演進、新協議的主要內容及主要特徵；其次從最低資本要求、監督部門的監督檢查和市場約束三大支柱入手，分析新協議對我國商業銀行風險管理可能產生的不利影響；最後分析了新協議框架下我國商業銀行信用風險、市場風險和操作風險的管理思路：信用風險部分從對其的識別分析入手，介紹了我國商業銀行建立內部評級法的必然性，最後從內部評級體系的構建、良好信用管理文化的建立、信用風險的信息披露改進、信用管理工具創新和提高資本充足率、構建統一的風險管理組織結構六個方面提出了我國商業銀行信用風險的管理途徑；市場風險部分介紹了全球以及我國加強其管理的原因，對當前市場風險管理的主流方法? ? var方法進行了詳細的闡述，並進而對var方法應用於我國商業銀行市場風險管理中的若干問題進行了探討；操作風險部分在正確界定其內涵的基礎上，重點分析了各種計量方法，並指出現階段我國商業銀行加強操作風險管理的緊迫性，最後並結合我國的實際情況提出了合理的操作風險管理策略。 -
Similar to pillar 1, the third pillar adopts a risk - and principles - based approach to regulation focusing on ais own assessment and management of business risks
第三支柱與第一支柱同樣採取風險及原則為本的監管模式，都是將焦點放在認可機構對其業務風險的自我評估及管理上。 -
There are two levels of restriction based on the risk - based approach in the new schedule 4
修訂草案附表四載列的限制，根據風險評估方法分為兩級。 -
Proactive management of the test process and applying a risk - based approach, as tmap describes, is therefore mandatory
因此，測試過程的提前管理並應用一種基於風險的方法，如tmap所描述的，是必須的。 -
In accordance with international practice, we have adopted a risk - based approach in devising our food surveillance programme
根據國際的慣常做法，我們採用以風險分析為本的方法制定我們的食物監控計劃。 -
In view of the comments received on this subject, we shall explore again the feasibility of introducing from the start a relatively simple risk - based approach to the calculation of premium
：根據收到的意見，我們會再次研究一開始就推出比較簡單的風險為本釐定保費方法的可行性。金管局的內部監管方法之一是，根據資本 -
The hkma will also continue its work on improving the disclosure framework for all authorised institutions in hong kong and is taking steps to develop a more formalised risk - based approach to banking supervision
金管局也會繼續改良香港所有認可機構披露財務資料的制度，並正採取措施制定以風險為本的銀行業監管方法。 -
Fehd, by adopting a risk - based approach and referring to the latest developments in food risk analyses conducted overseas and locally, determines the priority and the number of food samples taken for testing
食環署按照風險為本的原則，與及參考海外及本港最新的食物風險分析等資料，決定抽查食物樣本的優先次序和數目。 -
The quality assurance unit will complete its review of the work done by the supervisory staff in the whole process of the risk - based approach. the purpose of the review is to ascertain whether the standardised documents and procedures laid down for each of the six phases of the risk - based approach have been followed by staff and whether there is any need to revise the documents and procedures to further enhance the quality and efficiency of the risk - based approach
質素保證小組將會完成對監管人員在整個風險為本監管過程中的工作的檢討。檢討目的是評估有關人員是否依循風險為本監管過程中6個階段各自的標準文件及程序，以及是否有需要作出修改，以進一步提高風險為本監管模式的質素及效率。
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