sale of investment securities 中文意思是什麼

sale of investment securities 解釋
出售投資證券
  • sale : n. 1. 賣，出賣，出售。2. 拍賣；賤賣（尤指季末存貨的大減價）。3. 銷路。 4. 銷數，銷售額。5. 【法律】買賣契約。
  • of : OF ＝Old French 古法語。
  • investment : n. 1. 投資；投資額；（時間、資本等的）投入；投入資金的東西。2. 授職（儀式）；授權。3. 包圍，封鎖。4. 覆蓋。
  • securities : 期貨
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  2. Acting sale of securities ; acting securities servicing dividends payable ; securities generation custody, verification ; agents registration accounts ; self - sale securities ; share trading securities ; securities investment advisory ( including financial advisers ) ; china securities regulatory commission for approval of other businesses

    證券的代理買賣；代理證券的還本付息分紅派息；證券代保管、鑒證；代理登記開戶；證券的自營買賣；證券的承銷；證券投資咨詢（含財務顧問） ；中國證監會批準的其他業務。
  3. Securities investment funds is through the sale of fund shares, many investors will be the funds together to form independent assets from the trust fund trustees, fund managers and management to portfolio approach to a securities investment interests sharing, sharing risks and collective investment

    證券投資基金是指通過發售基金份額，將眾多投資者的資金集中起來，形成獨立資產，由基金託管人託管，基金管理人管理，以投資組合的方法進行證券投資的一種利益共享、風險共擔的集合投資方式。
  4. In chapter three, i introduce contract for securities investment consultancy, securities brokerage contract and securities sale contract, and make preliminary investigations on doctrine of liability fixation and important constructive conditions etc. in chapter four, i make a research on the fulfillment system of civil liability of security through civil litigation, and make a suggestion that china should introduce class action system from usa

    對各種具體的證券侵權行為從行為的特徵、責任主體、請求權人、責任的構成等方面進行分析研究，以使對問題的探討具有一定的深度、可操作性。對于證券違約責任，簡要介紹了幾種典型的證券合同，如證券投資咨詢合同、證券經紀合同、證券買賣合同，對證券違約責任的歸責原則、構成要件等進行了嘗試性的探討。
  5. Acting sale of securities ; acting securities servicing, dividends payable ; securities generation custody, verification ; agents registration accounts ; share trading securities ; securities investment consulting ; fiduciary investment management ; china securities regulatory commission for approval of other operations

    證券的代理買賣；代理證券的還本付息、分紅派息；證券代保管、鑒證；代理登記開戶；證券的承銷；證券投資咨詢；受託投資管理；中國證監會批準的其它業務。
  6. Article 28 should provide that if the depositary is of the opinion that a particular transaction exceeds the powers or rights of the manager or is, for example, in contravention of the investment orientation of the fund, the depositary should require the manager to cancel the transaction or make a corresponding purchase or sale of the securities to restore the fund to its previous position at the manager s expense

    Jegadeeshkg與titman 1993在對資產股票組合的中間收益進行研究時發現，以3至12個月為間隔所構造的股票組合的中間收益呈連續性，即中間價格具有向某一方向連續的動量效應。事實上，美國價值線排名value line rankings就是動量交易策略利用的例證。
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