securities record 中文意思是什麼

securities record 解釋
證券紀錄
  • securities : 期貨
  • record : n 1 記錄;記載。2 【法律】案卷;檔案;證據,證明;訴狀;公判錄。3 履歷,經歷,閱歷。4 成績;(運...
  1. Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade, and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110

    面對空中客車公司的激烈競爭,波音與麥道的合併有利於維護美國的航空工業大國地位其次,盡管美國只有波音公司一家干線民用飛機製造企業,但由於存在來自勢均力敵的歐洲空中客車的競爭,波音公司不可能在開放的美國和世界市場上形成絕對壟斷地位。如果波音濫用市場地位提高價格,就相當于把市場拱手讓給空中客車。
  2. To keep and maintain a full and complete record of all the transactions of the credit union and to have custody of all books of accounts, vouchers, bonds, securities etc., to be at all times open to the inspection of the supervisory committee

    制備及保存本社所有交易之詳細及完整記錄,管理帳目、傳票、保證及抵押品等,以備監察委員會隨時查閱
  3. Securities firms that underwrite securities as agents shall, in conjunction with the issuer and within 15 days after the expiration of the period for underwriting as agents, report the details of such underwriting to the securities regulatory authority under the state council for the record

    證券公司代銷證券的,應當在代銷期滿后的十五日內,與發行人共同將證券代銷情況報國務院證券監督管理機構備案。
  4. Where a securities company underwrites stocks on a commission basis, it shall report the stock sale jointly with the issuer to the securities regulatory body under the state council for record within 15 days after the expiry of the period for underwriting the stock issue on a commission basis

    證券公司代銷證券的,應當在代銷期滿后的十五日內,與發行人共同將證券代銷情況報國務院證券監督管理機構備案。
  5. Article 27 securities firms that underwrite securities as the sole agents, shall within 15 days after the expiration of the period for underwriting as the sole agents, report the details of such underwriting to the securities regulatory authority under the state council for the record

    第二十七條證券公司包銷證券的,應當在包銷期滿后的十五日內,將包銷情況報國務院證券監督管理機構備案。
  6. Article 3 : when a listed company intends to buy back its shares, it shall submit the record filing materials to the china securities regulatory commission ( the csrc ) in accordance with these procedures

    第三條上市公司回購股份,應當按照本辦法的規定向中國證券監督管理委員會(以下簡稱中國證監會)報送備案材料。
  7. The small decrease in broad money was attributable to a fall in time deposits, which was in part due to portfolio shifts for higher returns on the back of record - low deposit rates relative to yields on alternative assets, such as debt securities

    港元廣義貨幣輕微下跌,是因為定期存款減少。出現這個情況,部分原因是存款利率跌至歷史低位,投資者轉而投資于債務證券等其他回報較高的資產。
  8. The trading floor at saigon securities in ho chi minh city is buzzing on monday morning, as shares edge towards another record closing high

    胡志明市的西貢證券的交易大堂今早是吵鬧的,因為收市股價正逼近另一個高記錄。
  9. The trading floor at saigon securities in ho chi minh city is buzzing [ 1 ] on monday morning, as shares edge towards another record closing high

    周一上午,胡志明市西貢證券公司的交易大廳里人聲鼎沸,其時股票收盤價幾近再創歷史新高。
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