underwriting of securities 中文意思是什麼

underwriting of securities 解釋
承銷證券
  1. Risks amp; amp; strategies of securities underwriting

    分期可換股債券的定價分析
  2. Wall street ' s sensitivity to charges that it operates as an underwriting oligopoly dates back at least to the glass - steagall act of 1933 when commercial banks were forced to sell or close their underwriting business, in effect reinforcing the franchises of “ bulge - bracket ” securities firms

    華爾街對于指控非常敏感，它作為保險業的寡頭而運轉至少可追溯到1933年的格拉斯-斯蒂格爾法案[ 2 ] ，其時商業銀行被迫出售或者撤銷保險業務，實際上加強了華爾街投資銀行領導集團擔保的公司的特權。
  3. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  4. Securities firms may not solicit securities underwriting business by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  5. Its principal activities are the provision of brokerage services, underwriting services and securities margin trading to retail clients

    它的主要業務是提供經紀服務包銷服務，以及為零售客戶進行證券保證金交易。
  6. Jpmorgan, elbowed out of securities trading by glass - steagall ( morgan stanley was carved out of the old house of morgan to become the underwriting business ), is now near the top of the global m & a league tables

    因為格拉斯-斯蒂格爾法案（摩根斯坦利從老摩根家族分出經營保險業務）而被擠出證券交易業的jp摩根，現在業績正在登頂全球並購企業。
  7. Article 11 in issuing foreign capital stocks listed abroad within the total amount fixed in the stock issue plan, it may, with the approval of the securities committee of the state council, agree with the underwriter ( s ) in the underwriting agreement to reserve a certain amount of stocks apart from the amount underwritten but the amount reserved shall not exceed 15 % of the total amount planned to be issued and listed abroad

    第十一條公司在發行計劃確定的股份總數內發行境外上市外資股，經國務院證券委員會批準，可以與包銷商在包銷協議中約定，在包銷數額之外預留不超過該次擬募集境外上市外資股數額15 %的股份。
  8. Underwriting of securities

    證券承銷
  9. Article 22. an issuer who publicly issues securities has the right to select an underwriting securities company. securities companies shall not procure the underwriting business with improper means of competition

    第二十二條公開發行證券的發行人有權依法自主選擇承銷的證券公司。證券公司不得以不正當競爭手段招攬證券承銷業務。
  10. Commission underwriting refers to the method whereby a securities company undertakes to sell securities on behalf of the issuer and return all unsold securities to the issuer at the end of the underwriting period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  11. Sale on a commission basis of securities mean the the form of underwriting of selling of securities by security companies for issuers and returning all the unsold securities to issuers at the conclusion of the selling period

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  12. " underwriting securities on an agency basis " means the way whereby the securities firm sells securities as the agent of the issuer and, at the end of the underwriting period, returns to the issuer all the securities that remain unsold

    證券代銷是指證券公司代發行人發售證券，在承銷期結束時，將未售出的證券全部退還給發行人的承銷方式。
  13. Securities firms that underwrite securities as agents shall, in conjunction with the issuer and within 15 days after the expiration of the period for underwriting as agents, report the details of such underwriting to the securities regulatory authority under the state council for the record

    證券公司代銷證券的，應當在代銷期滿后的十五日內，與發行人共同將證券代銷情況報國務院證券監督管理機構備案。
  14. Where a securities company underwrites stocks on a commission basis, it shall report the stock sale jointly with the issuer to the securities regulatory body under the state council for record within 15 days after the expiry of the period for underwriting the stock issue on a commission basis

    證券公司代銷證券的，應當在代銷期滿后的十五日內，與發行人共同將證券代銷情況報國務院證券監督管理機構備案。
  15. In 1998, citibank and travelers group merged into citigroup, which then became a financial holding company providing all kinds of financial services through its subsidiaries. the " financial services act of 1999 " repeals the " glass - steagall act " prohibitions on banks affiliating with securities firms, permitting holding companies to engage in securities underwriting and dealing, without limitation, as well as sponsoring and distributing mutual funds. it creates a framework that will permit the banking, securities, and insurance industries to compete more efficiently and effectively while improving consumer access to financial services, protecting investors, and ensuring a safe and sound banking system

    首先，金融控股公司由於佔有金融資源過大，所以面臨的系統風險的危害是非常大的；其次，金融控股公司的各子公司之間進行關聯交易，使得集團內各子公司的經營狀況相互影響，這就增大了金融控股公司的內幕交易和利益沖突的風險；第三，金融控股公司以外來資本撥付給子公司的資本金，在總公司和子公司的資產負債表中都同時反映出來，這可能會使整個集團的實際財務杠桿比率過高，影響到集團的金融安全。
  16. Investment bank business in this thesis is part of securities company business, mainly including underwriting, merger, financial consulting and so on

    投資銀行業務是證券公司業務的重要組成部分，其業務范圍主要包括承銷業務、購並業務、財務顧問業務、項目融資業務等。
  17. Article 25 underwriting of securities for public issuance in society the total face value of which exceeds rmb 50 million yuan shall be undertaken by an underwriting syndicate

    第二十五條向社會公開發行的證券票面總值超過人民幣五千萬元的，應當由承銷團承銷。
  18. Article 25 securities to be offered to the public with a total face value exceeding rmb50m shall be underwritten by an underwriting syndicate. an underwriting syndicate shall be composed of a securities firm acting as the lead underwriter and securities firms acting as participating underwriters

    第二十五條向社會公開發行的證券票面總值超過人民幣五千萬元的，應當由承銷團承銷。承銷團應當由主承銷和參與承銷的證券公司組成。
  19. Article 22 an issuer of securities for public issuance has the right to choose independently an underwriting security company in accordance with law

    第二十二條公開發行證券的發行人有權依法自主選擇承銷的證券公司。
  20. Article 63 if the share prospectus, measures for offer of corporate bonds, financial or accounting report, listing report document, annual report, interim report or ad hoc report announced by an issuer or securities underwriting company contain or contains any falsehood, misleading statement or major omission, thus causing losses to investors in the course of securities trading, the issuer or the company shall be liable for the losses and the responsible director, supervisor and or the manager of the issuer or the company shall be jointly and severally liable for such losses

    第六十三條發行人承銷的證券公司公告招股說明書公司債券募集辦法財務會計報告上市報告文件年度報告中期報告臨時報告，存在虛假記載誤導性陳述或者有重大遺漏，致使投資者在證券交易中遭受損失的，發行人承銷的證券公司應當承擔賠償責任，發行人承銷的證券公司的負有責任的董事監事經理應當承擔連帶賠償責任。
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