證券中介機構 的英文怎麼說

中文拼音 [zhèngquànzhōngjièjīgòu]
證券中介機構 英文
securities intermediary
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 機 : machineengine
  • 構 : Ⅰ動詞1 （構造; 組合） construct; form; compose 2 （結成） fabricate; make up 3 （建造; 架屋） bui...
  • 證券 : bond; security; negotiable securities
  • 機構 : 1 [機械工程] （機械的內部構造或一個單元） mechanism 2 （機關; 團體） organ; organization; institu...
  1. Deutsche boerse group, a german blue chip company, is a leading service provider to the global securities industry with products and services for issuers, investors, intermediaries and data vendors

    德意志證券交易所集團是德國的藍籌企業，是全球領先的證券業服務提供商，為發行者、投資者、中介機構以及數據所有者提供綜合而全面性的產品與服務。
  2. As to the doctrine of liability fixation the author thought that, in line with the duty of care of different subject of misrepresentation, ve should built three different standards consequently which were strict liability, fault liability liability on willfulness. as to cautionary relation, this thesis maintained that it could be classified into cautionary relation on transaction and cautionary relation on loss, and that the former was the fast knot on the question of cautionary relation on civil responsibility of misrepresentation, and that we should built presumptive rule on cautionary relation referring to the relative institute of america

    關于歸責原則，作者認為應當根據不同虛假陳述主體對信息披露所負的注意義務提出嚴格責任、過失責任和故意責任三個相應歸責標準，其中，嚴格責任適用於證券發行人，過失責任適用於除發行人之外的其他所有信息披露文體，故意責任適用於中介機構承擔連帶這種特定情形。損害後果作為虛假陳述的必備要件之一，僅限於財產上的損害。對于因果關系，文章將其分為交易的因果關系和損失的因果關系，認為前者是虛假陳述民事責任因果關系的癥結所在。
  3. This thesis is mainly on the civil liability for misrepresentation on the securities market and is divided into three parts. the first part of this article is focus on the definition of misrepresentation and compromises the following topics. first, this article held that misrepresentation is the behavior of unjust and improper disclosing information and stating facts, secondly, the author thought misrepresentation could be classified according to subject of misrepresentation, stage of information disclose, natures of misrepresentation and contents of misrepresentation

    從主體上來看虛假陳述的主體具有特定性，其主體主要包括發行股票或公司債券的公司、負責證券承銷事務的證券公司以及為證券發行出具文件的中介機構；從客體上說，虛假陳述違反的是證券市場信息披露制度中的義務性及禁止性規范；從客觀方面來看，虛假陳述的手段是製造假相或掩蓋真相，使投資者產生錯誤認識而進行證券交易；從主觀方面來說，虛假陳述主體主觀上須有過錯。
  4. During the period of the creation and marketing, the main mechanisms connected with mbs include : the creator, the medium mechanism established for issuing security, the mechanism strengthening the credit of security, the mechanism rating the credit of security, the mechanism taking charge of mbs, the investing mechanism

    從住房抵押貸款證券的創造到上市交、易，期間與之發生聯系的各類機構主要包括：抵押貨款創造者、為發行抵押貨款證券而成立的中介機構、信用強化機構、信用評級機構、證券承銷商、金融監管機構、投資機構（或個人） 。
  5. There are so many obstacles to development of mbs china is facing with. for example, under - development of financial market, the lack of social credit status, the obstacles of taxation and accounting arrangement

    我國正處在證券化的孕育和突破階段，金融市場不夠發達，社會信用制度基礎較差，中介機構的服務不能滿足需要資產證券化的需要，相應的法律、稅收制度也不夠完善。
  6. The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units

    第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。
  7. 6 the relevant staff members of public intermediary organizations who participate in securities trading pursuant to their statutory duties and the relevant staff members of securities registration and clearing institutions and securities trading service organizations ; and

    六由於法定職責而參與證券交易的社會中介機構或者證券登記結算機構證券交易服務機構的有關人員
  8. Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption

    正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。
  9. The financial intermediary must be an authorized institution as defined in the banking ordinance or a licensed corporation licensed to perform type 1, 4 or 9 regulated activities under the securities and futures ordinance

    金融中介機構必須是《銀行業條例》訂明的認可機構或根據《證券及期貨條例》獲發牌以進行第1 、 4或9類受規管活動的持牌法團。
  10. In the run - up to the transition, all banks, insurance companies, members of the stock and futures exchanges and other financial intermediaries under the supervision of the respective financial regulators reported that they had completed modification and internal testing of all their mission - critical systems

    早在過渡公元二千年之前，香港所有受相關的金融監管機構監管的銀行、保險公司、證券及期貨交易所的會員，以及其他金融中介機構，均報稱已完成所有重要系統修正及內部測試的工作。
  11. We will ask the arrangers to widen the distribution network as much as possible and to involve various types of financial intermediaries for instance banks and brokerage firms in the process

    我們會要求安排行盡量擴?發行網路，讓不同種類的金融中介機構，例如銀行及證券行等共同參與。
  12. Among these irregular behaviors, there exist some things much the same, like overdrawing fund, legal persons exchanging stock in name of individual, intermediary institutions putting forward fabricated certifications, listed companies showing fabricated financial statements and market controlling, issuing stock by chief, exchanging stock irregularly, expanding fabricated information, etc. nearly twenty accounting rules have been decreed so far since the first accounting rule was declared in 1997 in china

    中國證券市場出現的違法、違規行為具有一定的同質性，主要表現為透支挪用資金、法人投資者以個人名義炒股、中介機構出具虛假證明、披露虛假財務報表、市場操縱、欺詐發行、內幕交易、虛假消息等。我國自1997年公布第一個會計準則以後，至今為止已頒布了近20個準則，不斷修訂《公司法》 、 《證券法》等各種監督法規，但仍然無法徹底制止財務報告舞弊案例的發生。
  13. In practice, we try to do the followings : to perfect stock exchange development rule ; to enhance supervision on media company, avoid financial adventure ; to use stock exchange to promote adjusting and upgrade of economy structure and industry structure to use the stock exchange fully to realize state owned strategic recomposition and help the private company, produce micro base for economy growth ; to use stock exchange to invent new technology and high - new technology industrialization

    在具體實踐中，努力做好以下工作：建立健全科學的股票市場發展機制：加強對證券中介機構的監管，防範金融風險；利用證券市場促進經濟結構與產業結構的調整和升級；充分利用資本市場實現國有企業的戰略性重組和扶持民營企業發展，為經濟增長創造微觀基礎；利用證券市場促進技術創新和高新技術產業化。
  14. In order to solve these problems, the paper suggests that : normalizing our equity market ; promote efficient of the equity market ; perfecting the information - opened rules of equity investment fund, make information more transparent and openly ; establishing standardization performance measurement system of equity investment fund ; perfecting the compositions of equity investment fund operation system ; changing the assignation system into qualification verified system ; founding special intermediate measurement institutions

    並就這些問題提出了六條具體建議： （ 1 ）進一步規范我國的證券市場，增強證券市場的效率； （ 2 ）完善證券投資基金的信息披露制度，切實提高信息的透明度、公開度； （ 3 ）建立標準化的基金績效指標評價體系； （ 4 ）完善證券投資基金運作的制度結構； （ 5 ）改指標分配製為資格審查制； （ 6 ）成立專業評價中介機構。
  15. Deemed registered institutions which intend to continue securities intermediary activities after 31 march 2005 had to submit applications to the securities and futures commission for migration to the new regime within this period

    有意在年月日後繼續從事證券中介活動的當作注冊機構，須于過渡期滿前向證券及期貨事務監察委員會提交過渡至新制度的申請。
  16. Firstly, the financial intermediation theory is addressed to clarify that commercial bank is special compared with capital market and other financial intermediaries. secondly, from the process of its development, commercial bank is proved to be an institution full of entrepreneur spirit and vitality

    第二章回顧分析了金融中介理論，從中探尋商業銀行這一金融中介機構與證券市場或者其他非銀行金融中介機構相比，是否在某些功能上具有相對的優勢。
  17. Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material

    再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。
  18. The countermeasures for carrying out the resources - for - funds pattern include perfecting capital market, cultivating mature securities intermediaries, strengthening resource survey, ranking the resources in guizhou by exploitability and economic applicability, enhancing investors ' confidence and interest in resource development, and formulating and implementing resource - related policies and supporting measures as soon as possible

    實施資源模式的對策取向有：完善資本市場，培育成熟的證券中介機構；加大資源勘察力度，對貴州省資源可開發程度和經濟適用性進行排序，提高投資者對資源開發的信心和興趣；盡快制定和實施資源證券化的相關政策和配套措施。
  19. In view of stock cheating behavior abounding in securities market of our country, this thesis plans to make a preliminary discussion about how to establish civil liabilities system of securities issuance in our country, hoping to protect the interests of investors through system design and also plans to put forward reasonable proposals for standardization of securities market of our country

    證券欺詐的民事責任，是指上市公司、證券公司、證券中介機構等市場主體因從事虛假陳述、內幕交易、操縱市場等違反證券法律、法規及規章規定的欺詐性行為，給投資者造成損失，依法應當承擔的侵權損害賠償的民事責任。
  20. By th e gradual opening from intermediary, to foreign capital coming into the market, to secondary market, and by the tactics to strengthen the securities dealers and their competition, to raise the quality of the investor, our stock market will develop and perfect further. postgraduate : lei qing - yong major : agricultural economic management supervisor : prof

    按開放證券中介機構、外資企業上市、開放國內二級市場的次序逐步開放，並通過增強券商實力及競爭力，提高投資者素質等策略推動我國證券市場的進一步發展與完善。
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